全球价值链嵌入、开放式创新与资源型产业升级

Global value chain embedding,open innovation and resource-based industry upgrading

迈向全球价值链中高端是中国资源型产业发展的必然趋向,而开放式创新水平直接关系到其在全球价值链上的攀升与优化升级。基于全球价值链理论与开放式创新理论,文章以2002-2014年我国资源型产业中的12个行业为样本,实证检验了全球价值链嵌入、开放式创新对资源型产业升级的直接影响及交互效应。通过运用Stata14.0研究发现:全球价值链嵌入对资源型产业升级呈"倒U型"影响作用;开放式创新是驱动资源型产业升级的有效途径,而且在全球价值链嵌入对资源型产业升级的影响中正向调节作用。研究结论表明:面对产能严重过剩与有效供给不足的客观现实,并举开放式创新与适度的全球价值链嵌入,对促进我国资源型产业优化升级、深化供给侧结构性改革,最终实现提质增效具有同等重要意义。

Climbing up the global value chain is the goal of China’s resource-based industry development,and the level of open innovation is directly related to its position in the global value chain.Based on the theory of global value chain and open innovation,this paper takes 12 industries in China’s resource-based industry from 2002 to 2014 as samples to empirically test the direct and interactive effect of global value chain embedding and open innovation on resource-based industry upgrading.By using Stata14.0,it is found that global value chain embedding has an effect of"inverted U-type"on the upgrading of resource-based industries;open innovation is an effective way to drive the upgrading of resource-based industries,and it has a positive adjustment effect on the impact of resource-based industrial upgrading.The research conclusion shows that:facing the objective reality of serious overcapacity and insufficient effective supply,it is equally important to promote the optimization and upgrading of China’s resource-based industries,deepen the supply-side structural reform,and finally realize the improvement of quality and efficiency by simultaneously promoting open innovation and appropriate global value chain embedding.