世界银行合规体系下中国企业合规问题探讨

An Exploration of China’s Corporate Compliance in the World Bank Compliance System

在“一带一路”倡议的背景下,我国许多大型国企、民企大量参与世界银行集团融资的基础项目建设。在这些国际合作项目推进中,暴露了我国企业合规建设中的一些问题,一是大多自身没有合规建设的理念,二是企业行为规范不符合世界银行集团诚信合规指南的标准。其结果导致我国部分国企、民企被列入世界银行集团官网黑名单,并受到相应制裁。为解决我国企业面临的困境,必须要了解世界银行集团合规要求,并按照其规定程序行事;建立有效的合规体系与制度,同时细化其制度,保障其实施并进行定期评估和改正。通过配合世界银行集团制定的合规规则,降低被制裁风险、树立中国企业诚信守规的国际形象。

In the context of the“Belt and Road”initiative,many large state-owned enterprises and private enterprises in China have participated in the construction of infrastructure projects financed by the World Bank Group.During the promotion of these international cooperation projects,some problems in China’s corporate compliance construction have been exposed.First,most of the practitioners in the enterprises did not have the concept of compliance construction.Second,the corporate code of conduct did not meet the standards of the World Bank Group’s integrity compliance guidelines.As a result,some state-owned enterprises and private enterprises in China were included in the blacklist of the World Bank Group’s official website and were sanctioned accordingly.To solve the dilemma faced by Chinese enterprises,the practitioners must understand the compliance requirements of the World Bank Group and act in accordance with its prescribed procedures.They must also establish an effective compliance system and system,and at the same time refine its system to ensure its implementation and conduct regular assessments and corrections.By conforming to the compliance rules formulated by the World Bank Group to lower the risk of sanctions,Chinese enterprises will establish an international image of integrity and compliance.