“休眠态”科技成果影响因素及形成机制研究

Research on Influencing Factors and Formation Mechanism of"Dormant State"Scientific and Technological Achievements

“休眠态”科技成果具有不可忽视的潜在价值,大量客观存在的“休眠态”科技成果造成科技资源的极大浪费,制约我国经济持续健康发展。运用扎根理论对权威期刊及多案例进行编码,结合解释结构模型探索科技成果休眠成因。结果发现:政策法规与体制环境、外部资源不足与市场环境是造成科技成果“休眠”的根本原因,科技成果本身是直接因素,企业制度、管理者、内部资源不足等是间接因素,各因素间呈现6个逻辑层次关系;通过构建“休眠态”科技成果演化模型发现:“休眠态”科技成果形成是市场与政策制度导向机制、企业管理运行机制以及技术、资本等约束机制共同作用的结果。

The"dormant state"of scientific and technological achievements have potential value that can not be ignored.A large number of"dormant state"scientific and technological achievements cause great waste of scientific and technological resources and restrict the sustainable and healthy development of China's economy.In order to clarify the causes and formation mechanism of"dormant state"scientific and technological achievements,This paper uses grounded theory to code authoritative journals and multiple cases,and explores the causes of the dormancy of scientific and technological achievements by combining with the interpretative structural model.It is found that policies,regulations and institutional environment,lack of external resources and market environment are the fundamental factors causing the"dormancy"of scientific and technological achievements.Scientific and technological achievements are the direct factors,and the lack of enterprise system,managers and internal resources are indirect factors.Through the construction of the evolution model of"dormant state"scientific and technological achievements,it is further found that the formation of"dormant state"scientific and technological achievements is the result of the joint action of the guiding mechanism of market and policy system,the operation mechanism of enterprise management,and the restraint mechanism of technology and capital.