新形势下加强金融机构重大事项报告工作的思考

Thoughts on Strengthening the Report on Major Events in Financial Institutions

受内外部形势影响,现阶段我国经济运行稳中有变、变中有忧,金融风险处于易发和高发期,监管机构面临着越来越多的新问题,新难点。因此,不断提高自身对于金融风险信息的收集、分析和评估能力,防范化解金融风险特别是防止发生系统性金融风险是当前金融监管工作的首要任务。文章通过对金融机构重大事项报告制度执行过程中存在的问题和原因进行深入分析,并从“责任”“标准”“过程”三个角度提出加强重大事项报告工作的建议。

Affected by the internal and external situation,the current economic operation is smooth yet risky,and we are faced with high incidence of pinancial risk.Financial supervision institutions are faced with more and more new problems and obstacles.The primary task of financial supervision is to improve the ability of collecting,analyzing and evaluating financial risk information,and to prevent and resolve financial risk,especially the occurrence of systemic financial risk.The paper analyzes the problems and causes in the implementation of the reporting system of major events in financial institutions,and puts forward suggestions for strengthening the reporting of major events from the perspectives of responsibility,standard and process.