技术和制度创新驱动下国企混合所有制改革的绩效研究

Analysis on the Performance of Mixed Ownership Reform in China’s State-Owned Enterprises Based on Technological and Institutional Innovation

混合所有制改革的实质是制度创新,制度变革经技术创新驱动影响国有企业的绩效。研究发现:国企混合所有制改革对企业绩效具有显著的正向影响,研发投入在国企混合所有制改革与企业绩效的关系中起着部分中介作用;转型期制度因素对国企混合所有制改革的绩效有一定的调节作用,其中政府与市场的关系、市场中介组织的发育和法治环境具有显著的正向调节作用,但要素市场发育程度的调节效应则不显著,要素市场的进程仍严重滞后于产品市场。据此,我国国企混合所有制改革应坚持技术和制度双轮驱动,同步释放创新活力;坚持政府主导地位,重视市场机制作用;坚持完善依法治理,加强法制化建设。

The state-owned enterprises’ mixed ownership reform is an important kind of institutional innovation. SOEs’ performance is affected by institutional changes and innovation driven such as R&D investment. The results indicate that the mixed ownership reform of SOEs’ has a significant positive impact on enterprise performance driven by technological and institutional innovation, and R&D investment plays a partly mediating role in the relationship between mixed ownership reform and enterprise performance. Institutional factors in transitional economy have moderating effects on the SOEs’ performance of mixed ownership reform, among which the government-market relations and legal system environment has significant effect, while the development of factor market shows non-significant, which means the progress of factor markets still lags significantly behind that of product markets. Therefore, the reform and development of SOEs should be driven by both technology and institution innovation to release innovation vitality, while insisting on the domain position of the government and the fundamental role of the market, as well as improving legal governance and legalization environment.