摘要
本文在厘清外资准入政策放松影响企业进口理论机制的基础上,以中国2002年《外商投资产业指导目录》的调整作为一项准自然实验,采用DID模型检验外资准入政策放松对企业进口的影响、作用机制及异质性,并拓展性地检验了外资准入政策放松对进口的政策效果是源于市场准入还是优惠政策,最后进一步考察了制度环境和知识产权保护对其政策效果的调节作用。研究发现:(1)外资准入政策放松显著促进了企业进口;(2)外资准入政策放松主要通过扩大企业生产规模、增加企业融资能力和降低企业生产成本等方面促进企业进口;(3)外资准入政策放松对于民营企业、中小企业以及中低技术行业的进口促进作用更突出;(4)相较于外资准入,给予外资优惠政策对于企业进口的影响效果更加突出。本文为政府如何更好地利用外资准入政策引导企业扩大进口以及推动开放型经济新体制建设提供了经验层面的参考依据。
This paper first analyzed the theoretical mechanism of the relaxation of foreign investment affecting firm import,taking the adjustment of the Catalogue for the Guidance of Foreign Investment Industries(Amended in 2002)as a quasi-natural experiment,and used DID model to test the influence of the relaxation of foreign investment on enterprise import.On this basis,this paper further tested the mechanism and heterogeneity of the policy effect,exploring whether the policy effect stems from market access or preferential policies.Besides,it further investigated the moderating effect of the institutional environment and intellectual property protection on the policy effect.The findings are as follows:(1)The policy of relaxing foreign investment access significantly promotes enterprise import;(2)The policy of relaxing foreign investment access promotes the enterprise import mainly by expanding the scale of production,enhancing the financing capacity and reducing the production cost of enterprise;(3)The policy effect is stronger in private enterprises,small and medium-sized enterprises,as well as low and medium-tech enterprises;(4)Compared with relaxing the restriction on foreign investment,implementing preferential policies plays a more significant role in promoting enterprise import.This paper provides an empirical reference for how the government can better use the policy of relaxing foreign investment access to guide enterprises to expand import and promote the construction of a new system of open economy.
作者
张双龙
余升国
曹翔
ZHANG Shuanglong;YU Shengguo;CAO Xiang
出处
《国际贸易问题》
CSSCI
北大核心
2022年第2期70-86,共17页
Journal of International Trade
基金
国家自然科学基金地区科学项目“能源空间错配的经济效应与碳排放效应及其纠正机制”(71963009)
国家社会科学基金重大项目“深化‘放管服’改革与发展软环境研究”(19ZDA110)
海南大学科研启动项目“供给侧要素错配与区域发展不平衡:理论、机制与实证分析”(kyqd(sk)1904)。
关键词
外资准入
外商投资产业指导目录
企业进口
双重差分法
Foreign Investment Access
Catalogue for the Guidance of Foreign Investment Industries
Firm Import
DID Method