刑事合规模式与民营企业刑事合规的本土化建构

Criminal Compliance Model and Localization Construction of Criminal Compliance of Private Enterprises

刑事合规在域外的表现模式主要包括犯罪排除模式、强制合规模式、量刑激励模式、暂缓起诉模式和个人责任联结模式。不同刑事合规模式表现出混合趋势,我国刑事合规制度亦不必拘泥于某一模式。鉴于当前我国民营企业的犯罪问题较为严重、民营企业与民营企业家难以分案处理以及民营企业刑事合规标椎不统一,民营企业的刑事合规陷入困境。以上述问题为出发点,建构本土化的刑事合规制度,借鉴域外刑事合规模式的相关经验,既要通过立法对民营企业和民营企业家赋予刑事合规的义务,又要从实体和程序两方面激励民营企业开展刑事合规。

The performance modes of criminal compliance outside China mainly include crime exclusion mode,mandatory compliance mode,sentencing incentive mode,suspension of prosecution mode and personal responsibility connection mode.The first mock exam shows that the different criminal compliance modes show a mixed trend,and China’s criminal compliance system does not have to restrict to a certain mode.In view of the serious crime problem of privately-run enterprises in China,the difficulty of case division between private enterprises and private entrepreneurs,and the inconsistency of criminal compliance standards of private enterprises,the criminal compliance of private enterprises are in an intricate situation.Taking the above problems as the starting point and learning from the relevant experience of foreign criminal compliance models,the author constructs a localized criminal compliance system which not only provides criminal compliance obligations to private enterprises through legislation,but also encourages private enterprises to carry out criminal compliance from both substantive and procedural aspects.