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论董监高责任追究的制度形态构建--基于诉权的框架 被引量:1

System Construction of the Accountability of the Directors,Supervisors and Senior Managers:Right of Action Based Framework
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摘要 公司经营不规范、财务管理混乱、法人独立性欠缺、公司财产与股东个人财产混同等问题致公司破产,董监高对其实施的导致企业破产的行为应负个人责任。《企业破产法》第125条虽对此作出了规定,但未厘清对公司高管的具体问责路径,存在诉权行使主体范围不明、财产保全措施缺位等问题,司法实践中缺乏可操作性。因此,从诉权架构的视角,对董监高导致企业破产的个人责任的追究机制进一步细化,将对董监高个人责任的追究作为管理人的职责加以明确,同时赋予债权人会议和个别债权人在特定条件下提起诉讼的权利,并与个人破产制度的构建相衔接,以确保破产法框架下追究董监高个人责任的秩序与实效。 In case of company bankruptcy due to such problems as non-standard operation,disordered financial management,lack of legal person independence,and confusion between the company’s property and the shareholders’personal property,directors,supervisors,senior managers should be personally responsible for their actions leading to the bankruptcy of the enterprise.Although Article 125 of The Enterprise Bankruptcy Law provides for this,it does not clarify the specific accountability path for the company’s senior executives.There are problems such as the unclear scope of the subject exercising the right of action,the absence of property preservation measures,and the lack of operability in judicial practice.Therefore,from the perspective of litigation right structure,the investigation mechanism for the personal responsibility of the directors,supervisors and senior executives leading to enterprise bankruptcy is further refined,and the investigation of the personal responsibility of the directors,supervisors and senior executives is defined as the responsibility of the manager.At the same time,the creditors’meeting and individual creditors are given the right to initiate litigation under specific conditions,which is connected with the construction of the personal bankruptcy system,so as to ensure the order and effectiveness of the investigation of the personal responsibility of the directors,supervisors and senior executives within the framework of the bankruptcy law.
作者 罗艺源 LUO Yi-yuan(School of Law and Business,Wuhan Institute of Technology,Wuhan 430205,Hubei,China)
出处 《武汉理工大学学报(社会科学版)》 2022年第2期97-106,共10页 Journal of Wuhan University of Technology:Social Sciences Edition
关键词 债权人会议 民事责任追究机制 诉权制度 个人破产制度 creditors’meeting civil liability investigation mechanism litigation right system personal bankruptcy system
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