我国企业合规刑法激励的基本面向

General Tendency of Judicial Incentives for Chinese Regulation-Abiding Enterprises

涉案企业合规改革试点是对企业犯罪从宽司法政策的有效衡平和司法规制新举措,刑法激励对涉罪企业合规承诺和整改积极性具有决定性影响。基于我国刑事诉讼制度架构和企业犯罪治理现状,在企业合规刑法激励上需要把握主体适当性、诉讼时效性和程序衔接性等三个要素。在我国企业合规制度的本土化改造中,宜区分犯罪主体、诉讼环节、强制措施、刑罚种类等对刑法激励作适度拓展,构建更加符合我国国情、体现检察权法律监督属性的企业合规刑法激励机制。

The pilot reformation of enterprises involved in cases is a new measure to effectively balance between the judicial leniency and judicial regulation of corporate crime.The incentive of criminal law has a decisive impact on enterprises involved in crime to commit to abiding by regulations and their enthusiasm for rectification.Based on the framework of China’s criminal procedure system and the current situation of corporate crime governance,it is necessary to grasp three elements in the terms of incentives for Chinese regulation-abiding enterprises in the criminal law,that is,subject appropriateness,litigation timeliness and procedural alignment.In the locally-characterized transformation of China’s regulation-abiding enterprise system,we should distinguish between criminal subjects,litigation links,coercive measures,types of penalties and other appropriately extensive judicial incentives so as to build a judicial incentive mechanism that is more geared to China’s national conditions and reflects the legal supervision of procuratorial power in this aspect.