私募基金领域非法集资犯罪特征及侦查对策——以五十个相关案例为分析样本

Characteristics of Illegal Fund-raising Crime in the Field of Private Offering Funds and the Investigative Countermeasures——Take Fifty Related Cases as the Analysis Samples

为了剖析私募基金领域非法集资犯罪的特征,从公安侦查的角度提出对策,该文基于对五十个相关案例的分析研究,总结了此类犯罪所拥有私募基金的资质外观,虚假设立基金项目,虚构重要信息,销售模式的跨地域性,签订有限合伙或债权转让协议,关联公司间违规自融等犯罪特征。立足判决书的文本内容,围绕集资主体、集资项目、集资方式、集资对象、资金数据、司法会计报告等分析了侦查取证方向。最后,从线索研判、基金项目、宣传及担保方式、投资者资格和数量、资金和股权数据、资金使用情况六方面提出了侦查对策。

In order to analyze the crime characteristics of illegal fund-raising in the field of private offering funds and put forward countermeasures from the perspective of public security investigation,the paper summarizes the criminal characteristics of private offering funds of such crimes based on the analysis and research of 50 relevant cases,such as the appearance of the qualifications as private offering funds,false establishment of fund projects,fabrication of important information,cross-regional sales mode,signing limited partnership or creditor’s rights transfer agreement,illegal self-financing among affiliated companies;Based on the text content of the judgment,the direction of investigation and evidence collection was analyzed around the fund-raising subject,fund-raising project,fund-raising method,fund-raising object,fund data,judicial accounting report,etc.Finally,the investigation countermeasures are given from six aspects:clue research and judgment,fund projects,publicity and guarantee methods,investor qualification and quantity,fund and equity data,and fund use.