中国光纤产业关键核心技术自主可控实现之路

The road of independent and controllable realization of key core technologies in China’s optical fiber industry

在关键核心技术领域,中国光纤产业是少数可比肩高铁技术赶超成就的产业。本文以长飞光纤光缆股份有限公司为例,构建有为政府与机会窗口有效整合的分析框架,揭示和提炼后发企业技术赶超并实现关键核心技术自主可控的演化路径。研究表明,后发企业技术赶超的成功,政府在弥补市场失灵方面起到了不可替代的作用,特别是政府以关键参与者身份创造的制度型市场驱动、引领了企业创新;国有企业作为代表国家意志实现国家战略需求的重要力量,为后发企业迭代“试错”和技术学习提供了支持;在企业技术赶超的不同阶段,面对不同的技术和市场机会窗口,实施差异化的政府干预策略、技术战略和市场战略,是后发企业提升创新绩效的前提和基础。随着企业技术和市场地位的确立,政府的干预力度由强转弱,市场机制的作用由弱变强。

In the field of key core technology, China’s optical fiber industry is one of the few industries with comparable achievements of high-speed rail technology. Taking Yangtze Optical Fibre and Cable Joint Stock Limited Company as an example, an analytical framework for the effective integration of government and opportunity window was constructed to reveal and refine the evolution path of technology catching up and surpassing, and realizing independent control of key core technologies of latecomers. The research shows that the government plays an irreplaceable role in making up for the market failure, especially the institutional market created by the government as a key participant drives and leads the enterprise innovation;as an important force representing the national will and realizing the national strategic needs, the state-owned enterprises provide iterative "trial and error" and technological learning for the latecomers. In different stages of technology catching up, facing different technology and market opportunity windows, the implementation of differentiated government intervention strategy, technology strategy and market strategy is the premise and foundation for latecomer enterprises to improve innovation performance. With the establishment of enterprises’ technology and market position, the government’s intervention intensity has changed from strong to weak, and the role of market mechanism has become stronger.