欧盟“科研诚信标准化操作规程”项目研究进展及启示

Research Progress and Enlightenment Inspiration of the EU“Standard of Operating Procedures for Scientific Research Integrity”Project

随着科研诚信案件的不断增多,科研诚信实践已引起各国及国际组织高度重视。欧盟研究理事会在新的一轮研究创新计划执行中要求机构在研究诚信方面制定明确的管理计划和程序。为此,欧盟资助“科研诚信标准化操作规程”(SOPs4RI)项目,专门研究促进研究资助机构(RFO)和研究机构(RPO)的标准操作程序和指南。通过介绍该项目的主要研究发现,打开研究机构科研诚信管理的“黑箱”,为确保中国科研诚信建设政策扎实落地,提出通过压实单位法人责任预防科研不端行为、用好科技评价的指挥棒、注重科研诚信管理成本、形成我国科研机构科研诚信管理工具箱等建议。

With the increasing of scientific research misconduct cases,the practice of scientific research integrity has been attracted great attention by countries and international organizations.In the implementation of a new research innovation framework,the EU Research Council requires that institutions have clear management plans and procedures for research integrity.“Standard Operating Procedures for Research Integrity”(SOPs4RI)project funded by the EU is dedicated to promoting SOPs and guidelines for Research Funding Organizations(RFOs)and Research Performing Organizations(RPOs).This paper mainly introduces the main findings of SOPs4RI,opens the“black box”of scientific research integrity management in research institutions,and proposes some suggestions,including preventing scientific research misconduct in the implementation of China’s scientific research integrity policy,making good use of the internal scientific and technological evaluation,focusing on the cost of scientific research integrity management,and forming a toolbox for scientific research integrity management in China.