无实质贡献署名作者的识别方法研究进展

Research Development on the Identification Method of Authors Without Substantial Contributions

无实质贡献署名是指未对论文所涉及的研究有实质性贡献的人在论文中署名,是一种严重的科研失信行为。开展无实质贡献作者的识别方法研究,有助于发现不当署名现象并提出针对性的预防措施。在界定无实质贡献署名作者的基础上,阐述了3种识别方法的基本原理与应用现状,包括基于科学计量学、基于社会学调查以及基于作者贡献声明的方法。在3种识别方法中,社会学调查方法应用得最多,但主要集中于医学领域;科学计量学方法可能在开展大规模识别分析方面具有较大的应用前景;作者贡献声明量化方法仍有较大的研究空间。

Authorship without substantial contribution refers to the attribution of a person who has not made substan-tial contribution to the research involved in the paper,which is a serious behavior of scientific research dishonesty.The re-search on the identification method of authorship without substantial contribution is helpful to detect the phenomenon of improper authorship and put forward targeted preventive measures.On the basis of defining the authorship without substan-tial contributions,this paper expounds the basic principles and application status of three identification methods,includ-ing the methods based on scientometrics,sociological investigation and author contribution statement.Among the three identification methods,sociological survey method is the most used,but mainly concentrated in the medical field.Sciento-metrics method may have great application prospect in carrying out large-scale identification analysis.The author’s contri-bution statement that there is still a large space for research on quantitative methods.