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基于非凸惩罚融合套索模型的电机轴承复合故障诊断

Composite fault diagnosis of motor bearings using non-conex fused lasso model based on NCFLM
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摘要 针对非凸全变分去噪(non-convex total variation denoising,NCTVD)在提取电机轴承复合微弱故障时存在稀疏性能欠佳和无法准确识别故障的问题,该研究提出一种基于非凸惩罚融合套索模型(non-convex fused lasso model,NCFLM)的复合故障诊断方法。基于反正切惩罚因子的NCTVD模型引入广义极小极大凹函数(generalized minimax concave,GMC),将其拓展成融合套索模型的形式并得到NCFLM,利用前向后向算法(forward-backward algorithm,FBA)对该模型进行求解,再引入遍历方法寻找相关峭度最大时正则化参数的最优取值并将求解结果与其他非凸惩罚模型进行对比。最后,利用采集到的电机轴承复合故障信号进行NCFLM处理,提取复合故障特征,试验结果表明,NCFLM的原子压缩数目、收敛速度、重构准确度、稀疏度、L0范数逼近程度分别比原始arctan-NCTVD模型提高了9.2%、6.6%、10%、46.2%和15%,可实现电机轴承复合故障的准确诊断。 Most rotating machinery and equipment are continuously running under complex and changeable operating conditions in actual industrial production.The running speed can be constantly changing to switch the working mode with the excessive background noise.Among them,three-phase induction motor bearings tend to suffer multiple concurrent failures and strong interference of background noise in the signal.The sparse decomposition of composite fault signals can also be doped by various fault types.The sparse characteristics of the signals cannot be fully reflected,due to the large atomic complexity and the low sparse performance.It is a high demand for the accurate diagnosis of the weak composite fault of bearings.In this study,a hybrid fault diagnosis was proposed using the non-convex fused lasso model(NCFLM).The sparse performance of non-convex total variation denoising(NCTVD)was improved to accurately identify the faults when extracting the weak compound faults of three-phase induction motor bearings.Among them,the absolute value function of the coefficient difference was used as the punishment to compress the model coefficient.The regression coefficient was then compressed toward the origin.The coefficient with the redundancy characteristics was weakened to smooth and segment the coefficient with similar characteristics.The number of atoms was reduced with less information and the complexity of the signal,in order to meet the requirements of the ideal recognition of compound faults.Firstly,the Generalized minimax concave(GMC)was introduced into the NCTVD model(arctan-NCTVD)using the arctan-NCTVD penalty factor.The GMC penalty function was derived from the generalization of the Huber function.The form of the GMC penalty function was derived by the variable scaling,whereas,the compression scaling variables were added to the unary Huber.The GMC penalty function term was added to the arctan-NCTVD model,and then expanded into the form of a fusion lasso model,in order to obtain the NCFLM.The penalty control was simultaneously carried out on the signal data atoms themselves.The sum of the absolute values was set as the differences between NCFLM and conventional non-convex penalty model.There was a decrease in the difference between adjacent atoms with the same characteristics.The sequential association of all atoms was also considered to distinguish different feature components.As such,the processed data by the fusion lasso model was sparse for the atoms and continuity differences between them.Therefore,sparse solutions were generated between atoms and continuity differences.The sparsity of the sparse coefficient and the difference was enhanced to make the model more sensitive to the complex impact components in the signal.Secondly,the model was solved using the Forward-Backward Algorithm(FBA).The ergodic method was introduced to find the optimal value of the regularization parametersλ1 andλ2,when the maximum correlation kurtosis was obtained.The ergodic method was used to screen the optimal regularization parameter combination with the strong convexity of the model.The improved non-convex penalty model was achieved in better sparse performance and approximation to the ideal L0 norm.Finally,the NCFLM processing was carried out using the collected composite fault signals of motor bearings to extract the composite fault characteristics.The measured data was obtained in the variable frequency and speed regulating threephase asynchronous motor bearings.The experimental results show that the sparse performance of NCFLM was 9.2%,6.6%,10%,46.2%,and 15%higher than that of the original arctan-NCTVD model,in terms of the atomic distribution,convergence performance,reconstruction error,sparsity and degree of approximation to L0 norm.It can also accurately diagnose the compound fault of motor bearings that is caused by the local damage of outer and inner rings,indicating the feasibility and engineering practicability of the improved model.
作者 王凡 马军 熊新 李祥 WANG Fan;MA Jun;XIONG Xin;LI Xiang(Faculty of Information Engineering&Automation,Kunming University of Science and Technology,Kunming 650500,China;Yunnan Key Laboratory of Artificial Intelligence,Kunming University of Science and Technology,Kunming 650500,China)
出处 《农业工程学报》 EI CAS CSCD 北大核心 2023年第12期30-38,共9页 Transactions of the Chinese Society of Agricultural Engineering
基金 国家自然科学基金资助项目(62163020,62173168) 云南省基础研究计划项目(202202AD080005)。
关键词 故障诊断 电机 轴承 全变分去噪 非凸惩罚 融合套索模型 fault diagnosis motor bearing total variation denoising non-convex penalty fused lasso model
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