基础研究对高技术企业技术发展的影响研究——基于企业发明专利引用论文视角

Research on the Basic Research Impact on the Technological Development of High-Tech Enterprises——From the Perspective of Enterprise Invention Citing Papers

本文以华为技术有限公司为例,基于2010-2019年的美国授权发明专利,通过专利引用的论文体现基础研究成果进行实证分析。首先,融合论文共被引分析、网络分析、聚类分析和聚类标引的方法,建立本文基础研究对企业技术进步的分析模型。之后通过统计分析和网络分析发现,影响华为技术发展的基础研究成果主要是来自于美国的一些高校和国际知名的企业,同时华为自身的基础研究成果也是华为技术进步的重要来源,且超过国内中国科学院和我国一些高校的影响。最后通过聚类标引发现,华为在“数据通信中的错误检测和预防”“IEEE 802.11无线链路”“计算机数据处理系统”“数据通信中的网络使用和运行监控”“数据通信中的一般性电气工程”“无线电传输系统”“移动无线电收发机”“数据通信中的功率控制和保护”等方面的技术发展受益于基础研究成果,且华为公司参与发表的基础研究成果在部分聚类的连通中起到重要作用。

This paper takes Huawei Technologies Co.,Ltd.as an example,based on the US grant inventions from 2010 to 2019,and carries out an empirical analysis through the basic research results reflected in the papers cited in the inventions.Firstly,by integrating the co-citation analysis,network analysis,cluster analysis and cluster labeling,the analysis model of enterprise technological progress from the basic research is established.Through statistical analysis and network analysis,we find that the mainly basic research results are from the United States universities and international well-known enterprises.At the same time,huawei's own basic research achievements are also an important source of huawei technology progress,even more than Chinese Academy of Sciences and some famous universities in China.Finally,through clustering labeling,Huawei's techniques in“Error Detection and Prevention in Data Communication”“IEEE 802.11 wireless link”“Computer Data processing system”“Network Usage and operation Monitoring in Data communication”“General electrical engineering in data communications”“radio transmission systems”“mobile radio transceivers”“Power control and Protection in data communications”have benefited from the results of basic research,some of which play an important role in the cluster connecting.