研究联合体驱动国家自主创新示范区产业转型升级的演进过程及作用机理

The Mechanism of National Innovation Demonstration Zone Industrial Transformation and Upgrading Driven by Research Joint Ventures

本文运用程序化扎根理论方法,探讨研究联合体(RJV)的形成动因,并考察其驱动产业转型升级的作用路径,构建研究联合体驱动效应理论模型。研究发现,研究联合体通过知识链、价值链、创新链3条协同路径驱动产业转型升级,分为吸收型RJVs合作研发、追赶型RJVs合作研发、创新型RJVs合作研发,作用在国家自主创新示范区产业初级、形核、多元化的转型升级阶段。结合中关村国家自主创新示范区和上海张江国家自主创新示范区两个典型案例,刻画RJVs合作研发对产业转型升级的差异化驱动作用。

The paper used grounded theory to conduct an exploratory analysis of the motivations in the formation of Research Joint Ventures(RJVs)and how to drive industry transformation and upgrading.Based on theoretical analysis,the paper set up a theoretical model to analyze the effect and mechanism of RJVs on industrial transformation and upgrading.We find that RJVs drive industrial transformation and upgrading through three synergistic paths of knowledge chain,value chain,and innovation chain,which are divided into absorption-type RJVs,catch-up-type RJVs,and innovation-type RJVs,acting in the primary,shaped nucleus,and diversified transformation and upgrading stages of industries in National Innovation Demanstration Zone(NIDZ).Combining two typical cases of Zhongguancun NIDZ and Shanghai Zhangjiang NIDZ,we further reveal the mechanism and characteristics of RJVs driving the industrial transformation and upgrading of NIDZ.