关键核心技术研发和产业化的研究现状、热点和趋势——基于文献计量和质性分析的方法

The Research Status,Hot Topics and Trends of R&D and Industrialization of Core Technologies in Key Fields——A Bibliometrics and Qualitative Analysis

当前中国已进入创新驱动发展的关键时期,关键核心技术突破成为关系我国发展全局的重大问题。应用文献计量分析方法,分析关键核心技术研发和产业化的研究现状、热点和趋势,识别该领域研究的关键文献,并运用质性分析方法对关键文献的重要观点进行逻辑自洽的凝练梳理,推动形成该领域研究的共同知识基础,为未来研究提供参考。研究发现,英文文献覆盖了关键技术的识别方法、关键使能技术与区域经济发展、关键技术与创新合作网络等问题,但关键核心技术研发和产业化的理论研究并没有成为英文文献的关注焦点;关键核心技术的研发和产业化是中国情境下的重大现实问题,中国学者结合实践提出了更多具有中国特色的理论思考。中文关键文献分析显示,现有研究已经覆盖了关键核心技术文献综述、理论框架构建、对策建议等诸多重要领域,主要聚焦于关键核心技术内涵特征、突破机理的研究,后者包括关键核心技术缺失的特征、关键核心技术突破的分类、关键核心技术突破的瓶颈挑战、关键核心技术突破的路径等研究。创新生态系统的思维方式、分类施策的制度框架、融通创新的研究范式、需求侧管理与供给侧改革有效协同的政策取向等达成共识。中文文献高频关键词的分布反映出宏观总体战略和中观产业突破两大研究视角。热点主题分析归纳出了3类研究热点,分别是“卡脖子”技术攻关、关键核心技术国产替代和关键核心技术攻关体系建设等。其中,“卡脖子”技术攻关逐渐成为前沿热点的核心命题,而关键核心技术国产替代和关键核心技术攻关体系建设是由核心命题派生的重要研究方向。

China has entered a critical period of innovation-driven development,and the breakthrough in core technologies in key fields has becomes a major issue related to the overall development of our country.This paper applies bibliometric analysis methods to analyze the research status,hot spots and trends of R&D and industrialization of core technologies in key fields,and to identify the key literature in this field.This paper uses qualitative analysis methods to logically summarize the important points of the key literature,to promote the formation of a common knowledge base for research in this field.It is found that English research covers the topics of identification methods of key technologies,the relationship between key enabling technologies and regional economic development,and the relationship between key technologies and innovation cooperation networks.But the theoretical research on R&D and industrialization of core technologies in key fields has not become the focus in English literature.The R&D and industrialization of core technologies in key fields are major practical issues in China.Chinese scholars have contributed more theoretical thinking with Chinese characteristics based on practical issues.Through analyzing Chinese key literature,it is found that the present research has covered many important aspects such as literature review,theoretical framework,measures and suggestions,etc.,mainly focusing on the research on the connotation characteristics and the breakthrough mechanisms of core technologies in key fields.The latter includes research on the characteristics of technology deficiencies,the bottlenecks and challenges,the classification of different breakthroughs,and the breakthrough paths of core technologies in key fields.Theoretical circles have gradually formed a consensus on the way of thinking from an innovation ecosystem perspective,the institutional framework of developing different policies based on different issues,the research paradigm for integrating innovation,and the policy orientation of effective coordination between demand-side management and supply-side reform.The frequency distribution of high-frequency keywords in Chinese literature reflects two major research perspectives:Macro-overall strategy and Meso-level industry breakthrough.Through the analysis of domestic hot topics,three topics are summarized,which are the breakthrough of stranglehold technology,the domestic substitution of core technologies in key fields,and the tackling systems of core technologies in key fields.The first topic has become the core proposition,and the latter two topics are important research directions derived from the core proposition.