实体化背景下我国单项体育协会合规管理体系构建研究

Research on Establishing a Compliance Management System for China’s Individual Sports Associations in the Context of Entity Governance

构建合规管理体系是加快转变政府职能,提高政府监管效能,促进协会治理体系和治理能力现代化的重要举措。完善单项体育协会内部监督体系、树立单项体育协会公信权威、降低体育行政部门监管成本、接轨国际体育组织合规行动是我国单项体育协会合规管理体系构建的现实动因。实现自治互益、提高法治遵从、加强德治维系、追求完美善治是我国单项体育协会合规管理体系构建的目标要求。全面的合规计划、系统的合规组织、专业的合规行动、严格的合规监测是国际体育组织合规实践的先行经验。结合实体化背景下我国单项体育协会的现实情况,建议从制定合规管理指南、嵌入合规管理框架、培育合规管理文化、培养合规管理人员、重视合规管理监测五大方面,系统构建我国单项体育协会合规管理体系。

The creation of a compliance management system stands as a pivotal step in expediting the transformation of government functions,enhancing regulatory efficiency,and advancing the modernization of governance systems and capabilities within sports associations.Realistic drivers for constructing the compliance management system for individual sports associations in China include refining internal oversight structures,establishing the credibility and authority of these associations,reducing regulatory costs for sports administrative departments,and aligning with international compliance initiatives.The objectives of constructing the compliance management system for individual sports associations in China encompass achieving autonomy and mutual benefits,fostering legal compliance,reinforcing ethical governance,and striving for comprehensive and effective governance.Drawing upon the comprehensive experience of international sports organizations in compliance practices,a comprehensive approach is proposed,encompassing thorough compliance planning,systematic compliance organizations,professional compliance actions,and rigorous compliance monitoring.Considering the specific context of individual sports associations in China within the framework of entity governance,the construction of the compliance management system involves five key aspects:formulating compliance management guidelines,integrating compliance management frameworks,cultivating a culture of compliance management,developing compliance management personnel,and placing significant emphasis on compliance management monitoring.