行刑衔接视角下公安机关参与企业合规建设路径分析

Approaches for Public Security Authorities'Participation in Enterprise Compliance Promotion from Administrative-criminal Convergence Perspective

随着企业合规制度建设的不断推进,行政合规的重要性受到学界的广泛关注。然而由于目前行政机关尚无配合刑事机关参与合规案件的法定义务,导致行刑衔接不畅成为合规建设完善过程中不可逃避的问题之一。对合规建设之路的有效探析,仅靠检察机关合规前移的努力显然独木难支。从行刑衔接的视角出发,利用公安机关的双重属性,通过适度延伸参与行政合规,立足公安机关与企业、行政机关、社会及其自身队伍建设四个方面,进而探寻公安机关参与企业合规的有效路径,以适度参与行政合规举措完善刑事合规建设,实现行刑衔接机制的双向优化。

With the continuous advancement of enterprise compliance system,the significance of administrative compliance has received extensive attention from the academic circles.However,administrative authorities do not currently possess the legal obligation to collaborate with criminal authorities in compliance cases,so the inadequate convergence between administrative law enforcement and criminal justice(hereinafter referred to as"administrative-criminal convergence")has become one of the critical challenges to be addressed in the promotion of compliance system.It is evident that relying solely on unilateral efforts of procuratorial authorities is impracticable in exploring the approaches for compliance promotion.This article suggests that,from the perspective of"administrative-criminal convergence",public security authorities,with dual attributes,should moderately extend their involvement in the administrative compliance.Based on the aspects of public security authorities and enterprises,administrative authorities,society,and their own team building,the article aims to explore effective approaches for public security authorities'participation in enterprise compliance promotion,highlighting such appropriate participation in administrative compliance can advance criminal compliance and facilitate a two-way optimization of the"administrative-criminal convergence"mechanism.