新监管背景下证券公司流动性风险管理研究

Research on liquidity risk management of securities companies under the new regulatory background

金融机构流动性风险因自身破坏力强、传播速率快、不确定性强等特点备受相关监管单位重视。基于此,文章主要分析了新监管背景下证券公司存在的流动性风险,提出操作性强的详细流动性风险管控对策。希望文章关于证券公司流动性风险问题及对策的相关研究能够切实为更多类似公司强化内部风险管控,创新风险管理方式,提高流动性风险管理水平等提供参考价值。

The liquidity risk of financial institutions has been valued by relevant regulatory units due to its strong destructive power,fast transmission rate and strong uncertainty.Based on this,this paper mainly analyzes the liquidity risks of securities companies under the new regulatory background,then puts forward the operational liquidity risk control countermeasures in detail.It is hoped that this relevant research on liquidity risks and countermeasures of securities companies can effectively provide reference value for more similar companies to strengthen internal risk control,innovate risk management methods and improve the level of liquidity risk management.