刑事实体法回归呼吁下的合规缓刑制度研究

Research on the Compliance Probation System under the Call for the Return of Substantive Criminal Law

涉案企业刑事合规制度改革实践中,尽管倾向于事后出罪的模式,仍应恪守罪刑法定原则,并探索企业合规的实体法支撑依据。在刑法中增加单位合规缓刑制度相关规定,有利于纵深推进合规改革,也有益于把握缓刑制度的实质功能,从而符合合规改革面临的激励机制缺失的困境。实体制度层面,规定合规缓刑制度不宜与自然人缓刑制度脱钩,同时应当先尝试作出原则性规定。实践过程中,法院应积极与第三方机制协调配合,实现合规缓刑制度的应有价值。

In the reform practice of the criminal compliance system regarding the involved enterprises,we should still abide by the principle of statutory punishment despite the tendency towards the mode of post factum crime,and explore the basis of the substantive law supporting enterprise compliance.Adding relevant provisions of unit compliance probation system in criminal law is conducive to promoting compliance reform in depth,and is also beneficial to grasp the substantive function of probation system,so as to meet the dilemma of the lack of incentive mechanism faced by compliance reforms.At the level of entity system,the compliance probation system should not be decoupled from the natural person probation system,and at the same time,we should first try to make principled provisions.In the practice process,the court should actively coordinate with the third party mechanism to realize the due value of the compliance probation system.