金融高水平开放与国家金融安全:逻辑起点、内在机理及协同路径

High-level Financial Opening up and National Financial Security:Logical Starting Point,Internal Mechanism and Collaborative Path

推进金融高水平开放和维护国家金融安全是建设金融强国的必然要求和重要保障。文章通过构建“逻辑起点—内在机理—协同路径”的分析框架,系统研究了金融高水平开放与国家金融安全的逻辑关系和协同路径。首先,基于“必然维度—应然维度—实然维度”逻辑次序,分析了金融高水平开放带来的国家金融安全问题,并以此作为研究金融开放和安全关系的逻辑起点。其次,基于“物质层面—体制层面—法治层面”逻辑方位,揭示了金融高水平开放保障国家金融安全的内在机理。金融高水平开放通过提高金融资源配置效率和能力、增强金融国际竞争力和规则影响力,从而促进金融高质量发展;通过推进利率和汇率市场化改革、健全资本市场功能、加强现代金融监管,从而深化金融体制改革;通过完善金融法律体系、强化金融法律执行、促进金融法律交流,从而推动金融法治建设,由此全方位保障国家金融安全。最后,从国家金融安全体系建设、稳步推进金融制度型开放、走中国特色金融发展之路三个方面,构建了金融高水平开放与国家金融安全的协同推进路径。金融高水平开放必然产生国家金融安全问题,但也能通过多种作用机制来保障国家金融安全,应当多路径协同推进金融高水平开放和国家金融安全,助力实现金融强国的战略目标。

Promoting high-level financial opening up and safeguarding national financial security are inevitable requirements and important guarantees for building a financial powerhouse.This article constructs an analytical framework of“logical starting point,internal mechanism and collaborative path”to systematically study the logical relationship and collaborative path between high-level financial opening up and national financial security.Firstly,based on the logical order of“inevitable dimension,expected dimension and actual dimension”,this article analyzes the national financial security issues brought about by high-level financial opening up,and it adopts this as the logical starting point to study the relationship between financial opening up and security.Secondly,it reveals the internal mechanism of high-level financial opening up to ensure national financial security based on the logical orientation of“material level,institutional level and legal level”.High-level financial opening up promotes high-quality financial development by enhancing the efficiency and capability of financial resource allocation as well as improving global competitiveness and rule-making influence.It helps to deepen the reform of financial system by promoting market-oriented reforms of interest rates and exchange rates,improving the functions of capital market,and strengthening modern financial supervision.In addition,it also promotes the rule of law in the financial sector by improving the financial legal system,strengthening the law enforcement in the financial sector,and promoting financial and legal exchanges.As a result,the national financial security will be ensured on all fronts.Finally,a collaborative path between high-level financial opening up and national financial security is constructed from three aspects:building a national financial security system,promoting financial institutional opening up in a steady manner,and pursuing a path of financial development with Chinese characteristics.High-level financial opening up will inevitably lead to national financial security issues.However,multiple mechanisms can be adopted to safeguard national financial security.Multiple paths should be coordinated to promote high-level financial opening up and safeguard national financial security so as to achieve the strategic goal of becoming a financial powerhouse.