高校专利技术成果转化中的风险及其防范措施

Research on the Risks and Preventive Measures in the Transformation of Patented Technology Achievements of Colleges and Universities

【目的】高校科技成果转化是我国科技创新和经济发展的重要途径,但专利在转化过程中存在较多风险,致使专利被搁置或滥用,亟须明晰高校专利成果转化中的风险及其防范措施,才能有效提高我国高校的专利转化率。【方法】以近年来我国科技成果转化相关政策的指导方向为基础,对高校专利成果转化的司法案例展开实证研究。【结果】总结出高校专利转化权属纠纷、协议不规范导致的合同纠纷、专利权瑕疵风险及专利价值被低估等4种风险类别。【结论】建议高校提高专利成果转化全过程风险防范意识、建立风险预警防范机制和针对四类风险采取不同的应对措施。

[Purposes]The transformation of scientific and technological achievements in colleges and universities is an important way of scientific and technological innovation and economic development in our country.However,there are many risks in the process of patent transformation,resulting in patent be-ing shelved or abused.It is urgent to clarify the risks and preventive measures in the transformation of patent achievements in colleges and universities,so as to effectively improve the patent conversion rate of colleges and universities in China.[Methods]Based on the direction of our country's policies on the transformation of scientific and technological achievements,this paper conducts an empirical study on the judicial cases of the transformation of university patent achievements.[Findings]This paper summa-rizes the four risk categories of university patent transformation ownership disputes,contractual disputes caused by irregular agreements,patent right defect risks and undervalued patents.[Conclusions]It is suggested that universities should raise the awareness of risk prevention in the whole process of patent transformation,establish risk warning and prevention mechanism,and take targeted measures to deal with the four different types of risks.