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总体国家安全观视阈下专利安全理念的实现路径研究

The Realization Path of the Patent Security Concept from the Perspective of a Holistic Approach to National Security
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摘要 专利作为技术创新的法律保护工具,具有激励技术创新的属性。在国家安全视角下,专利也需要进行必要的限制。当前中国在专利安全领域面临的挑战不容忽视,具体包括“双重用途”专利转化、专利丛林、利益偏离和技术垄断等问题。以总体国家安全观中蕴含的创新安全、综合安全、动态安全为价值内涵,以企业为主体,由政府发挥引导作用,通过防范专利活动失序风险,保障多元化国家安全的专利安全理念,能够为问题的解决提供宏观指导。通过警惕专利的反竞争使用、强调关键技术的政府介入机制、促进“双重用途”专利“军—民”转化、鼓励企业主体参与政府引导创建的专利池等措施,践行专利安全理念,以总体国家安全观促进专利安全,以专利安全助力国家安全。 In the current wave of technological and industrial revolution,the interconnection between national security and technological advancement is intensifying,particularly in the patent sector,where this relationship is especially significant.This study aims to deeply investigate and analyze the patent system as a legal tool for technological innovation in the context of overarching national security,with a focus on its role and the challenges it faces.The patent system plays a vital role in driving technological innovation and fostering scientific development.However,the operation of the patent system needs to find a suitable balance between protecting intellectual property rights and preserving national interests.China is encountering a range of potential challenges in the field of patent security,including issues with the transformation of"dual-use"patents,the complexities of patent thickets,deviations in interests,and the problems posed by technological monopolization.The study explores how enterprises and governments can collaboratively work within this framework to ensure orderly conduct of patent activities,guided by the overall national security perspective,to effectively implement the concept of patent security.The study is of considerable significance,both theoretically and practically.Theoretically,it is the first to thoroughly examine the role and positioning of patent security in the context of national security,highlighting the importance of promoting technological innovation while ensuring national security,thereby providing new theoretical perspectives and bases for formulating patent policies.Practically,the findings of this study offer guidance for governments and enterprises in understanding and implementing patent security measures.The policy recommendations and practical paths suggested aim to assist stakeholders in developing more effective strategies to fully implement patent security.The main conclusion of this study emphasizes the critical role of the overall national security view in shaping and implementing the concept of patent security.The patent security concept encompasses the values of innovation security,comprehensive security,and dynamic security.It positions enterprises as primary actors while stressing the government's significant role in guiding and coordinating patent activities,particularly in preventing and managing the risks of disorder.Such a security concept aims to achieve a diversified national security objective.Additionally,the study focuses on how to materialize and apply the patent security concept to solve practical issues.It suggests how the government should encourage enterprise participation in government-led patent pools during market failures to effectively manage and utilize patent resources;it also highlights the importance of achieving multi-layered security integration in the process of transforming"dual-use"patents,which involves not only the conversion between military and civilian technologies but also finding an appropriate balance between protecting innovation and ensuring national security.The conclusions provide insights into the theory and practice of patent security,offering practical guidance for optimizing the patent system and formulating national security strategies.The innovation of this article lies in its pioneering analysis and discussion of patent security within the theoretical framework of the holistic approach to national security.This study challenges the traditional view of the patent system as merely a tool for promoting technological innovation,instead examining its role and limitations within a broader national strategic context from the perspective of national security.Notably,it introduces a new concept of preventing disorder in patent activities,essential for understanding and managing patent issues in rapidly evolving technological fields.Furthermore,the study constructs a framework for the patent security concept centered on innovation security,comprehensive security,and dynamic security.This framework not only provides new methods for assessing and managing security risks in patent activities but also emphasizes the need to consider the complexity and dynamism of national security while protecting intellectual property rights.Through this theoretical framework,it offers new perspectives and methods for patent policy formulation and practical operations.The study further explores how to apply this concept in reality,proposing specific implementation paths for optimizing the patent system.These include finding suitable institutional arrangements within various legal fields,such as patent law,competition law,and science and technology law,and establishing effective cooperation mechanisms between the government and enterprises to ensure the healthy and orderly development of patent activities.
作者 崔立红 李昶郴 Cui Lihong;Li Changchen(Law School,Shandong University,Qingdao 266237,China)
机构地区 山东大学法学院
出处 《科技进步与对策》 CSSCI 北大核心 2024年第23期19-28,共10页 Science & Technology Progress and Policy
基金 山东省社会科学规划项目(21CFXJ18) 山东大学国家治理研究院研究项目(23Z09) 山东大学法学院研究生科研创新项目(2023SDFXYYKB001)。
关键词 总体国家安全观 国家安全 专利安全 A Holistic Approach to National Security National Security Patent Security
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