上市公司欺诈及其法律管制

Fraud of Iisted Company and Judicial Restriction

上市公司欺诈是我国建设规范化证券市场的主要障碍之一。本文把侵权行为作为论述的逻辑起点 ,从上市公司与投资者的互动关系角度出发 ,对上市公司欺诈的作用机理、法律界定和性质、基本类型进行了较深入的分析研究 ,指出要有效地管制上市公司欺诈行为 ,不仅要设计严密的事前防范机制或积极的防范机制 ,还要设计严格的事后救济机制或消极的防范机制 ,两者不可偏废。

The fraud of listed companies is the key obstacle in constructing the normative security market. Based upon the tortious attribute and from the prospect of the intra\|relationship between listed companies and investors, the article examines the mechanism as well as the judicial definition, property, effect and demonstration of frauds of listed companies. Furthermore, the work also discussed deeply about fundamental types together with the judicial regulation of such frauds.