国际投资争端解决中的股东代表仲裁条款研究

Clause concerning Arbitration Initiated by an Investor on Behalf of an Enterprise in the Context of Settlement of International Investment Disputes

所谓'股东代表仲裁'是指东道国企业的外国控股股东代表该企业法人对东道国提起的投资仲裁。该条款系NAFTA成员国在误读国际法院巴塞罗那公司案判决结论的情况下创设的,在具体适用中存在致命的设计缺陷,不能在东道国主权与外国投资者私权之间实现合理平衡。我国应对此持拒绝态度。

Clause concerning arbitration initiated by an investor on behalf of an controlled enterprise which is incorporated in accordance with host country’s law originated from NAFTA members’misreading of the ICJ’s conclusion in Case Concerning the Barcelona Traction,Light and Power Company.Fatal design defects exist in the application of this clause,which upsets the balance between the sovereignty of host countries and the private rights of foreign investors.Therefore,China should reject it.