跨国金融监管关系规范路径构想——基于法律化理论的观察

The Approach of Regulating Relations within Transnational Financial Supervision:Perspective of Legalization Theory

本文将跨国金融监管解析为两重关系(国家与私人间关系、国家间关系),从中选取监管俘获、监管套利、监管竞争、监管合作等四种关系的互动为样本,从法律化理论角度分析法律回应动态跨国金融监管关系过程中的要素匹配,初步提出通过法律化要素的组合、匹配来规范动态跨国金融监管关系的构想。

Abstracting from the dual relations,such as state-private and inter-state relations,this paper selects the interactions of four kinds of relations regulatory capture,regulatory arbitrage,regulatory competition and regulatory cooperation.Based on these interactions,we analysis the way state-making law responding to the dynamic relations within transnational financial regulation from the perspective of legalization.By way of various matching of delegation,obligation,and precision,we can legalize the relations among transnational financial regulations.