国际评级行业发展与监管动态

Regulatory Developments in the International Rating Industry

本文结合全球债券市场的发展现状对美国、欧洲评级行业的发展情况进行梳理与总结,对国际评级机构开展评级的情况进行了统计,并对信用评级行业的国际监管动态加以持续关注。国际上对评级行业的监管呈现出加强评级机构的内部管控、强化法律责任追究和继续完善监管规范的态势,未来仍将对风险管理、评级程序调查等多方面加强监管,对评级行业监管将更趋严格和规范。

This article analyzes developments in the ratings sector in the U.S. and Europe against the background of the global market. It reviews the operations of the big three international rating companies with particular attention given to recent updates in the regulatory area. Regulation of the international rating industry features on enhanced internal controls, greater legal responsibility and accountability and improved legal compliance. In the future, the rating industry will face tighter regulation in risk control and rating procedures.