摘要
内幕交易削弱了投资者的信心,影响了证券市场的公平和公正,因而成为SEC对内幕交易行为调查和起诉的执法重点。本文阐释了内幕交易的相关定义,回顾关于禁止内幕交易立法的历程,并探讨了证券执法的国际合作等议题。
Insider trading has undermined investor confidence, affected the stock market fairness and justice and thus has become the focus of SEC law enforcement. The article elaborates the related definitions of insider trading, reviews the legislative history of insider trading bans, and discusses the topics on international cooperation of securities law enforcements.
出处
《金融市场研究》
2016年第2期81-88,共8页
Financial Market Research
关键词
内幕交易
市场公平
证券执法
Insider Trading
Market Fairness
Securities Law Enforcement
