摘要
探究美国金融改革中关于场外衍生品市场反操纵监管改革的优质内核及其依旧存在的缺陷,有利于我国在了解他国场外市场监管经验与教训的基础上进行有效借鉴。我国有必要拓展反市场操纵的监管范围,以深入的场外衍生品市场监管与司法实践充实反衍生品操纵原则性规范的发展性内涵,对不断更迭的市场操纵行为类型形成及时的政策准备。应通过建构预防性与惩罚性适度并重的反操纵政策定位,强化场外市场监管的针对性,填补反场外衍生品操纵监管空白。
Explorations on the high quality kernel and limitations of Dodd -Frank Act and CFTC's proposed prohibitions against manipulation rules have a revelatory impact on China's OTC derivatives market anti -manipulation practices. It is indispensable to expand the regulation boundary on anti - manipulation in order to improve the OTC market's legal environment and regulation enforcement. We can break through in the field of derivatives market anti-manipulation by means of constructing policies emphasizing on appropriate prevention and punishment, enhancing the pertinence of regulation and filling up the blank on derivates manipulation.
出处
《甘肃警察职业学院学报》
2011年第4期14-20,共7页
Journal of GANSU Police Vocational College