证券市场的内幕交易行为及其不当得利研究被引量：2

导出

摘要一、引言内幕交易(inside trade)是'证券欺诈'(securitiesfraud)的一种表现形式,在众多监管严厉的证券市场中被视为'严重侵害'普通投资者权益和降低市场效率的不法行为。'内幕交易'又被称为'知情交易',是指在证券的发行及交易过程中。

作者王冀宁高建宁

机构地区东南大学经济管理学院江苏商业管理干部学院

出处《经济学动态》 CSSCI 北大核心 2003年第3期52-53,共2页 Economic Perspectives

关键词证券市场内幕交易行为不当得利证券欺诈

参考文献7

1Alain R. Jabbour, Abolhassan Jalilvand, Jeannette A. Switzer. 2000. "Pre - bid price run- ups and insider trading activity: Evidence from Canadian acquisitions." International Review of Financial Analysis 9:21 -43.
2Carlton, D., Fischel, D. 1983. "The regulation oir insider trading." Stanford Law Review, 35 (5) : 858 - 895.
3Eugene, Fama. 1991 ."Efficient Capital Market." Journal of Finance, Vol.46, No.5, : 1575- 1617.
4Neelam Jain, Leonard J. Mirman. 2002. "Effects of insider trading under different market structures." The Quarterly Review of Economics and Finance ,42:19-39.
5Shiller B. J. 1987. "The volatility of long term imerest rates and expectations models of the term structure." Journal of Political Economy, No.2: 1190-1219.
6Odean T. 1999. "Do investors trade too much?" American Economic Review,Vol.89, Dec. 1999: 1279- 1298.
7Rabin M. 1998. "Psychology and Economics." Journal of Economic Literature Vol.XXXVI, Mar. 1998:11-46.

1刘峰,贺建刚,魏明海.控制权、业绩与利益输送——基于五粮液的案例研究[J].管理世界,2004,20(8):102-110. 被引量：321
2周放生.“产权制度改革:不可改变的方向”[N].《经济观察报》,2004年9月20日第1版.
3La Porta, Lopez-de-Silanes, Shleiler, Vishny, 2002, Investor protection and corporate governance, Journal of Financial Economics, 58,3- 27.
4何卫东.《非流通股东“自利”行为、流动性价差和流通股东的利益保护》，《深圳证券交易所综合研究所研究报告》，2004．8．9深证综研字第0094号.
5Johnson, S., La Porta, R., Lopez-de- Silanes, F., andShleifer, A. , 2000, "Tunneling", American Economic Review (Papers and Proceedings) 90:22 - 27.
6La Porta, R. , F. Lopez - de - Silanes and A. Shleifer,1999, " Corporate ownership around the world", The Journal of Finance, 54.
7La Porta, R., F. Lopez-de-Silanes, A. Shleifer, and R.Vishny, 1998, " Law and Finance", Journal of Political Economy 106, 1113-1155.
8Lee and Xiao, 2002, "Cash dividends and large shareholder expropriation in China", working paper, Tsinghua University.
9McConnell, J. and H. Servaes, 1990, "Additional evidence on equity ownership and corporate value", Journal of Financial Economics, 27.
10Mikkelson, W.W. and M. M. Partch, 1989, " Managers"voting rights and corporate control", Journal of Financial Economics,25.

经济学动态

2003年第3期

内容加载中请稍等...