TPP规则下中国企业提升自主创新能力的必要性

Necessity for Chinese enterprises to enhance the capability of independent innovation under the rules of TPP

本文以TPP谈判中国企改革与知识产权保护两个议题为背景,基于企业研发投资结构视角,分析中国企业自主创新能力缺失的原因和提升的必要性。通过分析,我们发现:一方面,通过同一时期和工业化相同发展阶段企业研发投资结构的国际比较发现,中国企业研发投资结构不合理、基础研究投资占比偏低,这是导致中国企业自主创新能力缺失的重要原因,而其根源在于中国企业发展过程中资源过度财政化下的研发资金错配;另一方面,从企业自主创新能力角度客观分析TPP中国企改革和知识产权保护的议题,这两个议题是对中国企业提升自主创新能力的提示,通过改善中国存在的这两个问题,可以在一定程度上提升企业自主创新的意识和能力。

Under the background of SOE( state-owned enterprise) reform and IPR( intellectual property protection) in TPP,we discuss the reasons for Chinese enterprises' lack of capability of independent innovation and the necessity for Chinese enterprises to enhance capability of independent innovation from the perspective of R&D investment structure. Based on the analysis,we find that on the one hand,Chinese enterprises' R&D investment structure is unbalanced and the proportion of basic research investment is too low both at the same time and the same stage of industrialization compared with that of other major economies.This is the significant cause of Chinese enterprises' lack of capability of independent innovation and the root cause of this situation is that most resources are controlled by government and R&D fund is mismatched during the course of Chinese enterprises' development. On the other hand,the rules of SOE reform and IPR are warnings that Chinese enterprises should enhance their capability of independent innovation. Chinese enterprises' capability of independent innovation can be improved by solving China's SOE problems and IPR problems.