期刊文献+

证券市场内幕信息重大性认定研究 被引量:2

原文传递
导出
摘要 目次一、明确内幕信息重大性认定标准的重要意义二、我国对内幕信息重大性的判断思路与缺憾三、内幕信息重大性认定标准主要规范模式之考察四、我国内幕信息重大性认定的路径选择内幕信息认定是内幕交易行为规制的前提。我国《证券法》第75条、《证券市场内幕交易行为认定指引》第7条在内幕信息的判断上采取概括性规定与具体列举的方式。<sup>[1]</sup>对内幕信息的列举范围,上述法规主要以公司内部信息为主,概括性规定则采取重大性标准,但重大性标准如何确定。
作者 张小妮
机构地区 清华大学法学院
出处 《私法研究》 CSSCI 2014年第2期126-145,共20页 Private Law Review
  • 相关文献

参考文献4

二级参考文献59

  • 1胡光志.论证券内幕信息的构成要素[J].云南大学学报(法学版),2002,15(4):41-50. 被引量:14
  • 2井涛.英国规制内幕交易的新发展[J].环球法律评论,2007,29(1):78-86. 被引量:13
  • 3Official Journal L 334, 18/11/1989 P. 0030-0032.
  • 4Official Journal L 096, 12/04/2003 P. 0016-0025.
  • 5Commission Directive 2003/124/EC of 22 December 2003 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards the definition and public disclosure of inside information and the definition of market manipulation",Official Journal L 339, 24/12/2003 P. 0070-0072.
  • 6Commission Directive 2003/125/EC of 22 December 2003 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards the fair presentation of investment recommendations and the disclosure of conflicts of interest,Official Journal L 339, 24/12/2003 P. 0073-0077.
  • 7Commission Directive 2004/72/EC of 29 April 2004 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards accepted market practices, the definition of inside information in relation to derivatives on commodities, the drawing up of lists of insiders, the notification of managers' transactions and the notification of suspicious transactions,Official Journal L 162, 30/04/2004 P. 0070-0075.
  • 8Commission Regulation (EC) No 2273/2003 of 22 December 2003 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards exemptions for buy-back programmes and stabilisation of financial instruments (Text with EEA relevance), Official Journal L 336 , 23/12/2003 P. 0033-0038.
  • 9CESR's Market Abuse Directive-Level 3 - third set of CESRguidance and information on the common operation of the Directive of the market.
  • 10Kumpel, Bank- und Kapitalmarktrecht, 2002, S. 67.

共引文献59

同被引文献9

引证文献2

二级引证文献10

相关作者

内容加载中请稍等...

相关机构

内容加载中请稍等...

相关主题

内容加载中请稍等...

浏览历史

内容加载中请稍等...
;
使用帮助 返回顶部