金融改革与金融监管的互动分析及其立法建议

Analysis on the Reciprocal Relationship between Financial Reform and Financial Regulation Control,Some Issues on the Legislation Concerned

金融改革目标与金融监管目标总体上是一致的。两者存在差异性的原因主要是实现金融改革目标与实现金融监管目标的手段和方法的不同。为保证金融改革目标和金融监管目标的顺利实现 ,必须利用好两者互动关系中的积极因素并有效克服其消极因素。金融监管立法在授予监管者权力的同时应当建立起完善的责任制度。

Ingeneral, the goals for financial reform agree well with those for financial regulation and control. But thereare still some differences between the due to the fact that means and approaches used for achieving their goals are often different In order to reach the goals for both financial reform and financial regulation and control while minimizing conflicts, we must make good use of the positive factors in their reciprocal relationship while overcoming the negative ones Therefore, it is important to set up a sound system that would make sure that the power of the regulators are balanced with their accountabilities through the legislation on financial regulation and control