风险管控视角下的地方法人金融机构反洗钱工作研究

The Research on Anti-money Laundering of Local Corporate Financial Institutions from the Perspective of Risk Control

2012年人民银行正式推行"风险为本"反洗钱工作理念,并探索"风险为本"反洗钱监管模式,强化"风险监管"和"法人监管"。本文对延安地方法人金融机构开展反洗钱工作调研,了解现状、发现问题、分析成因,提出有关改进措施和建议。

In 2012, the risk-oriented idea of anti-money laundering was formally implemented, and the risk-oriented regulatory mode of anti-money laundering was explored to strengthen'regulation on risks'and'regulation on corporate institutions'. The paper carries out an investigation on anti-money laundering of local corporate financial institutions in Yan'an, learns about the status quo, finds out problems, analyzes the causes and puts forward relevant improvement measures and suggestions.