论证券电子公开说明书之法律监管——兼论《证券法》相关条款的设计
摘要
证券电子公开说明书是对公开说明书在网络空间的延伸,这种延伸不仅包括形式上的延伸,还将引起内容和效力上的变化。本文在详细分析电子公开说明书对监管的挑战内容和各国证券监管机构法律监管应对策略和方式的基础上,对我国证券电子公开说明书的法律监管提出了建议。
出处
《证券法苑》
2011年第2期498-525,共28页
Securities Law Review
基金
第49批中国博士后科学基金面上资助
教育部人文社会科学研究青年基金项目(11 YJC820068)共同资助
参考文献11
-
1冯果,武俊桥.由“类推监管”到“网络导向监管”——论网络信息时代证券信息披露监管制度的建构[J].现代法学,2010,32(2):36-43. 被引量:8
-
2John V Erskine.Don’’’’’’’’’’’’’’’’t Believe The Hyperlink-Potential Liability Of Issuers Under Anti-Fraud Provisions Of The Federal Securities Laws For Embedding Hyperlinks To Analysts’’’’’’’’’’’’’’’’ Reports On Their Web Sites[].Seton Hall Law Review.2001
-
3.22 OSCB 8170[]..1999
-
4加拿大证券管理局.22 O.S.C.B..8156[]..1999
-
5Australian Securities & Investments Commission (ASIC).REGULATORY GUIDE 107Electronic prospectuses[]..
-
6Australian Securities Investment Commission.Policy Statement 107[].< http://wwwcpdcomau/asic/ps/pspdf>.
-
7Australian Securities & Investments Commission.Electronic prospectuses,RG 107. 67. http://www.asic.gov.au/asic/asic.nsf . 2009
-
8Dimity Kingsford Smith.The Same Yet Different:Australian And United States Online Investing Regulation[].University of Toledo Law Review.2006
-
9IOSCO.Report on Securities Activity on the Internet[]..1998
-
10Australian Securities & Investments Commission.Electronic prospectuses,RG 107.67 (d) (i). http://www.asic.gov.au/asic/asic.nsf . 2011
二级参考文献34
-
1T. Hardy, The Proper Legal Regime for ' Cyberspace[J]. 55 U. Pitt. L. Rev. 993 (1994): 995.
-
2IOSCO, Report on Securities Activity on the Internet [ R]. 1998:27.
-
3IOSCO, Report On Securities Activity On The Internet II[ R]. 2001 : 3.
-
4IOSCO, Report On Securities Activity On The Internet III [ R]. 2003:3.
-
5SEC. Release Nos. 33 - 7233, 34 - 36345, IC - 21399.
-
6File No.S7 - 31 - 95 "Use of Electronic Media for Delivery Purposes" 60 Fed. Reg. 53, 458, 53, 460 [ EB/OL] http ://www. sec. gov/, 2009 - 10 - 15.
-
7SEC. Release Nos. 33 -7233, 34- 36345, IC - 21399.
-
8File No.S7 -31 -95 "Use of Electronic Media for Delivery Purposes" 60 Fed. Reg. 53, 458, 53, 460, [ EB/ OL], http ://www. see. gov/ ,2009 - 10 -15.
-
9Anita Indira Anand. Securities Law in the Internet Age : Is "Regulating by Analogy" the Right Approach? [ J ].Queen' s Law Journal, 2001 : 137 - 138.
-
10英国金融服务管理局.The Perimeter and the Internet, [ EB/OL]. http ://www. fsa. gov. uk/enforcement/lcibinternet, html,2009 - 10 - 20.
-
1李豫皖,江军.霍山县检察院 QQ群拉动律师案管零距离[J].江淮法治,2014(8):35-35.
-
2周吉.试论网络广告中的不正当竞争行为[J].法制与社会,2007(6):104-105. 被引量:1
-
3杨迅,李风华.超链接的法律问题探析[J].法学,2000(9):55-57. 被引量:19
-
4谈笑.浅析网络虚拟财产的法律属性[J].现代妇女(理论前沿),2014(6):175-175.
-
5雷锋精神的价值维度:历史与空间的延伸[J].理论与当代,2003(4):47-47.
-
6喻新安.我党领导经济改革的成功实践及启示[J].领导科学,1998,0(12):5-8.
-
7罗橄橄.外资银行潜在并购行为分析[J].武汉金融,2002(6):47-48. 被引量:6
-
8刘孝文,岳爱华.超链接引发的知识产权问题探讨[J].河北科技图苑,2006,19(1):36-38. 被引量:5
-
9蔡振初,彭顶华.试论公安院校数字图书馆超链接引发的著作权问题[J].江西公安专科学校学报,2009(4):125-128. 被引量:1
-
10未经许可提供超链接可构成侵权[J].中华商标,2016,0(11):95-96.