期刊文献+

关于我国IPO审核制度的探讨 被引量:2

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摘要 本文首先比较了两种IPO审核制度,然后分析了我国现阶段IPO核准制的主要缺陷,并针对现阶段制度下产生的弊端,提出了实行注册制的相关建议。最后本文总结出IPO审核制度的改革不能一蹴而就,新股发行由核准制向注册制转变,将是一个长期、动态的过程,何时能够完成转变,取决于市场发展情况和成熟程度。
作者 李梅芳
出处 《中国证券期货》 2013年第8X期33-33,共1页 Securities & Futures of China
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  • 1Aggarwal,Reena and Patrick Conway, 2000, "Price Discovery in Initial Public Offerings and the Role of the Lead Underwriter", Journal of Finance, 55,pp.2093-2122.
  • 2Beatty,Randolph P. and Jay R. Ritter, 1986, "Investment Banking, Reputation and Tbeunderpricing of Initial Public Offerings", Journal of Financial Economics, 15,pp.213-232.
  • 3Carter, Richard and Steven Manaster,1990,"Initial Public Offerings and Underwriter Reputation", Journal of Finance,45,pp.1045-1067.
  • 4Cooney, John W., Ajai K. Singh, Richard B. Carter and Frederick H. Darl,2001, "IPO Initial Returns and Underwriter Reputation :Has the Inverse Relationship Flipped in the 1900s?',University of Kentucky, Case Western Reserve and Iowa State,working paper,www.ssrn.com.
  • 5Ibbotson, R.G., Sindelar, J.L., Ritter, J.R., 1994, "The Market's Problems with the Pricing of Initial Public Offerings" ,Journo2 of Applied Corporate Finance, 6,pp.66-74.
  • 6Loughran, T., Ritter, J., Rydqvist, K., 1994, "Initial Public Offerings: International Insights", Pacific-Basin Finance Journal, 2,pp.165-199.
  • 7Meggison, W.L., Weiss, K.A., 1991, "Venture Capitalist Certification in Initial Public Offerings", Journal of Finance, 46,pp.879-903.
  • 8Ritter, Jay R.,1984, "The 'hot issue' Market of 1980",Journal of Business, 57,pp.215-240.
  • 9Rock, Kevin, 1986, "Why New Issues are Underpriced',Journal of Financial Economics, 15,pp.187-212.
  • 10Sullivan M. J. and Unite Angelo A.,2001,"The Influence of Group Affiliation and the Underwriting Process on Emerging Market IPOs: The Case of the Philippines',Pacific-Basin Finance Journal, 9 (5), pp.487-512.

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