略论资产管理公司的经营风险及其法律对策

The Operating Risk of Asset Management Corporations and Its Corresponding Legal Measures

AMC经营风险具有先期性、关联性和财政性的特点。防范和化解AMC经营风险面临着一系列的问题与困难,其法律对策为:建立良好的AMC管理机制,明确其目标定位;建立人才管理和培训制度;建立有效法规,规范政府和有关部门行为;运用法律手段,改善社会信用环境;健全金融法规,规范和完善资本市场;完善与AMC相关的配套法规和政策;加强金融监管,坚持依法监管;严格执法,改善执法环境。

The Operating risk of asset management corporations are characteristic of advance, relatedness and finance. In order to guard and dissolve this risk, we must set up a series of law measures as follows: establishing a good management organization and determining its objects; establishing a system of talent management and training; establishing effective laws and regulations so as to standardize the actions of the government and related departments; using laws to improve social environment of credit; perfecting money laws and regulations; standardizing and improving capital markets; improving related mixed laws, regulations and polices; strengthening monetary supervision and insisting on doing so by law; carrying out the law strictly and improving the environment of doing so.