中外证券公司治理结构比较分析

Comparative Analysis about Corporate Governance Structure of Security Companies at Home and Abroad

从股权结构、董事会、激励机制和信息披露四个方面对中外证券公司的治理状况进行比较,并提出了一些对应的改革建议,即实现产权制度多元化、实现产权分散化、重视职业生涯计划的长期激励作用、建立对独立董事的法人约束和实行全面的信息披露制度等。

To avoid the fundamental tragedy because of the governance invalidation we should do some institutional innovation. Based on the comparison with foreign investment bank, we proposes some advices, such as multiple properties and incentives, corporation constrains and information disclosure.