美国基金独立董事制度的十大原则

Ten Key Principles of the Independent Directors System of Mutual Funds in the U.S.

在对美国共同基金运作及其治理结构全面了解的基础之上,从基金合理、高效、健康的治理角度,归纳美国共同基金业独立董事制度的十个重要原则,以期借鉴美国共同基金的独立董事制度,通过不断完善独立董事制度来提高中国投资基金业的公信力和治理结构的效率。

Based on the thorough comprehension of the operation and governce structure of the mutual funds in the U.S. and from the aspect of establishing a more suitable, efficient and healthy governce structure of the mutual funds,this paper derives ten key principles of the independent directors system of mutual funds in the U.S. .Referring to the independent directors system of mutual funds in the U.S.,we can improve the creditability of the industry of investment funds in China and efficiency of governce structure by means of bettering the independent directors system gradually.