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我国资信评级行业的制度供给:现状、问题及规制 被引量:2

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作者 鞠荣华
出处 《中国金融》 北大核心 2004年第12期61-62,共2页 China Finance
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同被引文献24

  • 1朱顺泉.我国资信评级中存在的问题及对策[J].经济论坛,2004(22):135-137. 被引量:1
  • 2袁敏.资信评级作用、发展与监管初探[J].证券市场导报,2004(9):43-50. 被引量:6
  • 3Claire A. Hill. Regulating the Rating Agencies. Washington University Law Quarterly, 2004,Vol 82: 43-95.
  • 4Howell E. Jackson. The Role of Credit Rating Agencies in the Establishment of Capital Standards for Financial Institutions in a Global Economy [A] . In Eilis Ferran and Charles A.E. Goodhart (eds) . Regulating financial services and markets in the 21st century [M] . Hart Publishing, 2001:311-322.
  • 5Amelie Champsaur. The regulation of credit rating agencies in the U.S. and E.U.: recent initiatives and proposals. Harvard Law School working paper, May 2005 (http://www.law.harvard.edu/programs/pifs/pdfs/amelie_champasaur.pdf) .
  • 6Roman Kraussl. Do credit rating agencies add to the dynamics of emerging market crises? Journal of Financial Stability, April 2005, Vol 1, Issue 3: 355-385.
  • 7Lawrence J. White. The credit rating industry: an industrial organization analysis. NYU Centre for Law and Business Research Paper No 01-001, February 2001 (http://www.steru.nyu.edu/eco/wkpapers/workingpapers01/01-02White.pdf) .
  • 8刘豹,张维,王春峰.“金融系统工程:理论与实践”,许国志主编.《系统科学与工程研究》,上海:上海科技教育出版社,2000.381-393.
  • 9“Proposed Rule : Definition of Nationally Recognized Statistical Rating Organization”, U.S. Securities and Exchange Commission, April 2005 (http://www.sec.gov/rules/proposed/33-8570.pdf) .
  • 10"Report on the Role and Function of Credit Rating Agencies in the Operation of the Securities Markets" , As Required by Seciton 7029b of the Sarbanes-Oxley Act of 2002, U.S. Securities and Exchange Commission, January 2003.

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