The paper is a summary of discussions on four topics in rockburst and dynamic ground support.Topic 1 is the mechanisms of rockburst.Rockburst events are classified into two categories in accordance with the triggering...The paper is a summary of discussions on four topics in rockburst and dynamic ground support.Topic 1 is the mechanisms of rockburst.Rockburst events are classified into two categories in accordance with the triggering mechanisms,i.e.strain burst and fault-slip burst.Strain burst occurs on rock surfaces when the tangential stress exceeds the rock strength in hard and brittle rocks.Fault-slip burst is triggered by fault-slip induced seismicity.Topic 2 is prediction and forecasting of rockburst events.Prediction for a rockburst event must tell the location,timing and magnitude of the event.Forecasting could simply foresee the probability of some of the three parameters.It is extremely challenging to predict rockbursts and large seismic events with current knowledge and technologies,but forecasting is possible,for example the possible locations of strain burst in an underground opening.At present,the approach using seismic monitoring and numerical modelling is a promising forecasting method.Topic 3 is preconditioning methods.The current preconditioning methods are blasting,relief-hole drilling and hydrofracturing.Defusing fault-slip seismicity is difficult and challenging but has been achieved.In very deep locations(>3000 m),the fracturing could extend from the excavation face to a deep location ahead of the face and therefore preconditioning is usually not required.Topic 4 is dynamic ground support against rockburst.Dynamic ground support requires that the support system be strong enough to sustain the momentum of the ejecting rock on one hand and tough enough on the other hand to absorb the strain and seismic energies released from the rock mass.The current dynamic support systems in underground mining are composed of yielding tendons and flexible surface retaining elements like mesh/screen and straps.Yielding props and engineered timber props are also used for dynamic support.展开更多
For high-steep slopes in hydropower engineering, damage can be induced or accumulated due to a seriesof human or natural activities, including excavation, dam construction, earthquake, rainstorm, rapid riseor drop of ...For high-steep slopes in hydropower engineering, damage can be induced or accumulated due to a seriesof human or natural activities, including excavation, dam construction, earthquake, rainstorm, rapid riseor drop of water level in the service lifetime of slopes. According to the concept that the progressivedamage (microseismicity) of rock slope is the essence of the precursor of slope instability, a microseismicmonitoring system for high-steep rock slopes is established. Positioning accuracy of the monitoringsystem is tested by fixed-position blasting method. Based on waveform and cluster analyses of microseismicevents recorded during test, the tempo-spatial distribution of microseismic events is analyzed.The deformation zone in the deep rock masses induced by the microseismic events is preliminarilydelimited. Based on the physical information measured by in situ microseismic monitoring, an evaluationmethod for the dynamic stability of rock slopes is proposed and preliminarily implemented bycombining microseismic monitoring and numerical modeling. Based on the rock mass damage modelobtained by back analysis of microseismic information, the rock mass elements within the microseismicdamage zone are automatically searched by finite element program. Then the stiffness and strengthreductions are performed on these damaged elements accordingly. Attempts are made to establish thecorrelation between microseismic event, strength deterioration and slope dynamic instability, so as toquantitatively evaluate the dynamic stability of slope. The case studies about two practical slopes indicatethat the proposed method can reflect the factor of safety of rock slope more objectively. Numericalanalysis can help to understand the characteristics and modes of the monitored microseismic events inrock slopes. Microseismic monitoring data and simulation results can be used to mutually modify thesensitive rock parameters and calibrate the model. Combination of microseismic monitoring and numericalsimulation provides a more objective basis for the numerical model and parameters and a solidmechanical foundation for the microseismic monitoring.展开更多
The underground hydropower projects in Southwest China is characterized by large excavation sizes,high geostresses,complicated geological conditions and multiple construction processes.Various disasters such as collap...The underground hydropower projects in Southwest China is characterized by large excavation sizes,high geostresses,complicated geological conditions and multiple construction processes.Various disasters such as collapses,large deformations,rockbursts are frequently encountered,resulting in serious casualties and huge economic losses.This review mainly presents some representative results on microseismic(MS)monitoring and forecasting for disasters in hydropower underground engineering.First,a set of new denoising,spectral analysis,and location methods were developed for better identification and location of MS signals.Then,the tempo-spatial characteristics of MS events were analyzed to understand the relationship between field construction and damages of surrounding rocks.Combined with field construction,geological data,numerical simulation and parametric analysis of MS sources,the focal mechanism of MS events was revealed.A damage constitutive model considering MS fracturing size was put forward and feedback analysis considering the MS damage of underground surrounding rocks was conducted.Next,an MS multi-parameter based risk assessment and early warning method for dynamic disasters were proposed.The technology for control of the damage and deformation of underground surrounding rocks was proposed for underground caverns.Finally,two typical underground powerhouses were selected as case studies.These achievements can provide significant references for prevention and control of dynamic disasters for underground engineering with similar complicated geological conditions.展开更多
One of the major factors inhibiting the construction of deep underground projects is the risk posed by rockbursts.A study was conducted on the access tunnel of the Shuangjiangkou hydropower station to determine the ev...One of the major factors inhibiting the construction of deep underground projects is the risk posed by rockbursts.A study was conducted on the access tunnel of the Shuangjiangkou hydropower station to determine the evolutionary mechanism of microfractures within the surrounding rock mass during rockburst development and develop a rockburst warning model.The study area was chosen through the combination of field studies with an analysis of the spatial and temporal distribution of microseismic(MS)events.The moment tensor inversion method was adopted to study rockburst mechanism,and a dynamic Bayesian network(DBN)was applied to investigating the sensitivity of MS source parameters for rockburst warnings.A MS multivariable rockburst warning model was proposed and validated using two case studies.The results indicate that fractures in the surrounding rock mass during the development of strain-structure rockbursts initially show shear failure and are then followed by tensile failure.The effectiveness of the DBN-based rockburst warning model was demonstrated using self-validation and K-fold cross-validation.Moment magnitude and source radius are the most sensitive factors based on an investigation of the influence on the parent and child nodes in the model,which can serve as important standards for rockburst warnings.The proposed rockburst warning model was found to be effective when applied to two actual projects.展开更多
A high-precision microseismic(MS)monitoring system was built to monitor surrounding rock microfractures in the underground powerhouse on the left bank of Shuangjiangkou Hydropower Station.The surrounding rock damage a...A high-precision microseismic(MS)monitoring system was built to monitor surrounding rock microfractures in the underground powerhouse on the left bank of Shuangjiangkou Hydropower Station.The surrounding rock damage area with spatiotemporal clustering of MS activities was studied for qualitative analysis of the damage mechanism of surrounding rock microfractures,based on the source parameters of MS events.The surrounding rock microfracture scale characterized by the source radius of MS events was considered to establish the constitutive relation.MS information was imported into the model for numerical analysis using fast Lagrangian analysis of continuain 3 dimensions(FLAC^(3D)).The results indicated that the numerical simulation results considering MS damage can better reflect the actual situation of the field.The surrounding rock microfractures mainly showed mixed failure characteristics.Shear failures appeared in localized areas while the fracture scale of sections from K0e33 m to K0e15 m on the vault was large.The deformation increment caused by microfracture damage in the shallow surrounding rock of the top arch accounted for 10%e13%,and the stress decrement in the surrounding rock caused by microfracture damage accounted for about 10%.展开更多
Based on the underground powerhouse of Shuangjiangkou hydropower station,Octree theory is adopted to define the indices of the microseismic(MS)spatial aggregation degree and the deviation values of MS count and energy...Based on the underground powerhouse of Shuangjiangkou hydropower station,Octree theory is adopted to define the indices of the microseismic(MS)spatial aggregation degree and the deviation values of MS count and energy.The relationship between the MS multiple parameters and surrounding rock mass instability is established from three aspects:time,space,and strength.Supplemented by the center frequency of the signal evolution characteristics,A fuzzy comprehensive evaluation model and the evolution trend of the MS event center frequency are constructed to quantitatively describe the early warning state of the surrounding rock mass instability.The results show that the multilevel tree structure and voxels generated based on the Octree theory fit relatively well with the set of MS points in threedimensional space.The fuzzy comprehensive evaluation model based on MS spatial aggregation and MS count and energy deviation values enables three-dimensional visualization of the potential damage area and damage extent of the surrounding rock mass.The warning time and potential damage zone quantified are highly consistent with the characteristics of MS precursors,with wide recognition and field investigation results,which fully validate the rationality and applicability of the proposed method.These findings can provide references for the early warning of surrounding rock mass instability in similar underground engineering.展开更多
文摘The paper is a summary of discussions on four topics in rockburst and dynamic ground support.Topic 1 is the mechanisms of rockburst.Rockburst events are classified into two categories in accordance with the triggering mechanisms,i.e.strain burst and fault-slip burst.Strain burst occurs on rock surfaces when the tangential stress exceeds the rock strength in hard and brittle rocks.Fault-slip burst is triggered by fault-slip induced seismicity.Topic 2 is prediction and forecasting of rockburst events.Prediction for a rockburst event must tell the location,timing and magnitude of the event.Forecasting could simply foresee the probability of some of the three parameters.It is extremely challenging to predict rockbursts and large seismic events with current knowledge and technologies,but forecasting is possible,for example the possible locations of strain burst in an underground opening.At present,the approach using seismic monitoring and numerical modelling is a promising forecasting method.Topic 3 is preconditioning methods.The current preconditioning methods are blasting,relief-hole drilling and hydrofracturing.Defusing fault-slip seismicity is difficult and challenging but has been achieved.In very deep locations(>3000 m),the fracturing could extend from the excavation face to a deep location ahead of the face and therefore preconditioning is usually not required.Topic 4 is dynamic ground support against rockburst.Dynamic ground support requires that the support system be strong enough to sustain the momentum of the ejecting rock on one hand and tough enough on the other hand to absorb the strain and seismic energies released from the rock mass.The current dynamic support systems in underground mining are composed of yielding tendons and flexible surface retaining elements like mesh/screen and straps.Yielding props and engineered timber props are also used for dynamic support.
基金supported by grants from the National Basic Research Program of China (Grant Nos. 2011CB013503, 2014CB047103)the National Natural Science Foundation of China (Grant Nos. 51279024, 51209127)
文摘For high-steep slopes in hydropower engineering, damage can be induced or accumulated due to a seriesof human or natural activities, including excavation, dam construction, earthquake, rainstorm, rapid riseor drop of water level in the service lifetime of slopes. According to the concept that the progressivedamage (microseismicity) of rock slope is the essence of the precursor of slope instability, a microseismicmonitoring system for high-steep rock slopes is established. Positioning accuracy of the monitoringsystem is tested by fixed-position blasting method. Based on waveform and cluster analyses of microseismicevents recorded during test, the tempo-spatial distribution of microseismic events is analyzed.The deformation zone in the deep rock masses induced by the microseismic events is preliminarilydelimited. Based on the physical information measured by in situ microseismic monitoring, an evaluationmethod for the dynamic stability of rock slopes is proposed and preliminarily implemented bycombining microseismic monitoring and numerical modeling. Based on the rock mass damage modelobtained by back analysis of microseismic information, the rock mass elements within the microseismicdamage zone are automatically searched by finite element program. Then the stiffness and strengthreductions are performed on these damaged elements accordingly. Attempts are made to establish thecorrelation between microseismic event, strength deterioration and slope dynamic instability, so as toquantitatively evaluate the dynamic stability of slope. The case studies about two practical slopes indicatethat the proposed method can reflect the factor of safety of rock slope more objectively. Numericalanalysis can help to understand the characteristics and modes of the monitored microseismic events inrock slopes. Microseismic monitoring data and simulation results can be used to mutually modify thesensitive rock parameters and calibrate the model. Combination of microseismic monitoring and numericalsimulation provides a more objective basis for the numerical model and parameters and a solidmechanical foundation for the microseismic monitoring.
基金The authors are grateful for the financial support from the National Natural Science Foundation of China(Grant Nos.42177143,42277461)the Science Foundation for Distinguished Young Scholars of Sichuan Province(Grant No.2020JDJQ0011).Thanks to the Chn Energy Dadu River Hydropower Development Co.,Ltd,China Three Gorges Construction Engineering Corporation,Yalong River Hydropower Development Company,Ltd,Power China Chengdu Engineering Co.,Ltd,Power China Northwest Engineering Co.,Ltd,Power China Sinohydro Bureau 7 Co.,Ltd,China Gezhouba Group No.1 Engineering Co.,Ltd.,and the 5th Engineering Co.,Ltd.of China Railway Construction Bridge Engineering Bureau Group for the support and assistance.
文摘The underground hydropower projects in Southwest China is characterized by large excavation sizes,high geostresses,complicated geological conditions and multiple construction processes.Various disasters such as collapses,large deformations,rockbursts are frequently encountered,resulting in serious casualties and huge economic losses.This review mainly presents some representative results on microseismic(MS)monitoring and forecasting for disasters in hydropower underground engineering.First,a set of new denoising,spectral analysis,and location methods were developed for better identification and location of MS signals.Then,the tempo-spatial characteristics of MS events were analyzed to understand the relationship between field construction and damages of surrounding rocks.Combined with field construction,geological data,numerical simulation and parametric analysis of MS sources,the focal mechanism of MS events was revealed.A damage constitutive model considering MS fracturing size was put forward and feedback analysis considering the MS damage of underground surrounding rocks was conducted.Next,an MS multi-parameter based risk assessment and early warning method for dynamic disasters were proposed.The technology for control of the damage and deformation of underground surrounding rocks was proposed for underground caverns.Finally,two typical underground powerhouses were selected as case studies.These achievements can provide significant references for prevention and control of dynamic disasters for underground engineering with similar complicated geological conditions.
基金funding support from the National Natural Science Foundation of China(Grant No.42177143 and 51809221)the Science Foundation for Distinguished Young Scholars of Sichuan Province,China(Grant No.2020JDJQ0011).
文摘One of the major factors inhibiting the construction of deep underground projects is the risk posed by rockbursts.A study was conducted on the access tunnel of the Shuangjiangkou hydropower station to determine the evolutionary mechanism of microfractures within the surrounding rock mass during rockburst development and develop a rockburst warning model.The study area was chosen through the combination of field studies with an analysis of the spatial and temporal distribution of microseismic(MS)events.The moment tensor inversion method was adopted to study rockburst mechanism,and a dynamic Bayesian network(DBN)was applied to investigating the sensitivity of MS source parameters for rockburst warnings.A MS multivariable rockburst warning model was proposed and validated using two case studies.The results indicate that fractures in the surrounding rock mass during the development of strain-structure rockbursts initially show shear failure and are then followed by tensile failure.The effectiveness of the DBN-based rockburst warning model was demonstrated using self-validation and K-fold cross-validation.Moment magnitude and source radius are the most sensitive factors based on an investigation of the influence on the parent and child nodes in the model,which can serve as important standards for rockburst warnings.The proposed rockburst warning model was found to be effective when applied to two actual projects.
基金support from the National Key R&D Program of China(Grant No.2017YFC1501100)the Science Foundation for Distinguished Young Scholars of Sichuan Province(Grant No.2020JDJQ0011)the National Natural Science Foundation of China(Grant No.42177143).
文摘A high-precision microseismic(MS)monitoring system was built to monitor surrounding rock microfractures in the underground powerhouse on the left bank of Shuangjiangkou Hydropower Station.The surrounding rock damage area with spatiotemporal clustering of MS activities was studied for qualitative analysis of the damage mechanism of surrounding rock microfractures,based on the source parameters of MS events.The surrounding rock microfracture scale characterized by the source radius of MS events was considered to establish the constitutive relation.MS information was imported into the model for numerical analysis using fast Lagrangian analysis of continuain 3 dimensions(FLAC^(3D)).The results indicated that the numerical simulation results considering MS damage can better reflect the actual situation of the field.The surrounding rock microfractures mainly showed mixed failure characteristics.Shear failures appeared in localized areas while the fracture scale of sections from K0e33 m to K0e15 m on the vault was large.The deformation increment caused by microfracture damage in the shallow surrounding rock of the top arch accounted for 10%e13%,and the stress decrement in the surrounding rock caused by microfracture damage accounted for about 10%.
基金the Science Foundation for Distinguished Young Scholars of Sichuan Province(No.2020JDJQ0011)the National Natural Science Foundation of China(Nos.42177143,51809221,and 52274145)the State Key Laboratory for GeoMechanics and Deep Underground Engineering,China University of Mining&Technology(No.SKLGDUEK2013)。
文摘Based on the underground powerhouse of Shuangjiangkou hydropower station,Octree theory is adopted to define the indices of the microseismic(MS)spatial aggregation degree and the deviation values of MS count and energy.The relationship between the MS multiple parameters and surrounding rock mass instability is established from three aspects:time,space,and strength.Supplemented by the center frequency of the signal evolution characteristics,A fuzzy comprehensive evaluation model and the evolution trend of the MS event center frequency are constructed to quantitatively describe the early warning state of the surrounding rock mass instability.The results show that the multilevel tree structure and voxels generated based on the Octree theory fit relatively well with the set of MS points in threedimensional space.The fuzzy comprehensive evaluation model based on MS spatial aggregation and MS count and energy deviation values enables three-dimensional visualization of the potential damage area and damage extent of the surrounding rock mass.The warning time and potential damage zone quantified are highly consistent with the characteristics of MS precursors,with wide recognition and field investigation results,which fully validate the rationality and applicability of the proposed method.These findings can provide references for the early warning of surrounding rock mass instability in similar underground engineering.