广东省科技成果转化效率测量与时空特征——基于DEA-Malmquist指数模型

为有效识别广东省科技成果转化的效率与时空特征,促进科技成果更好赋能经济社会高质量发展,运用DEA-Malmquist模型,测算广东省21个地级市在2010—2019年的科技成果转化效率。研究发现,2010年与2019年,全省整体科技成果转化综合效率未达到DEA有效,且2019年的综合效率更低;同时,全要素生产率指数普遍波动较大,各市历年全要素生产率指数差异普遍显著,其中技术进步是影响全要素生产率指数的主要指标。基于此,研究提出平衡研发与转化、推动“政产学研金用服”协同、实施差异化的成果转化战略和加强区域交流合作的政策建议。

基于DEA-Malmquist指数的我国中部地区物流效率分析

以2012—2021年我国中部地区(山西、河南、安徽、湖北、江西、湖南)六省的物流行业相关面板数据为对象构建评价指标体系,运用DEA-Malmquist指数模型,分别对其进行静态分析以及动态分析,进而得出相关结论,并由此给出提高物流效率的可行性建议。结果表明:2012—2021年间中部地区的物流效率一直未达到有效,且技术是中部各省物流效率的主要问题,同时生产率也略微退步,针对这些问题,中部地区需要加强区域协同作用以及推动物流技术的进步,也需要探索创新人才培养制度,吸引高技术人才。

Brittleness index and seismic rock physics model for anisotropic tight-oil sandstone reservoirs

Brittleness analysis becomes important when looking for sweet spots in tightoil sandstone reservoirs. Hence, appropriate indices are required as accurate brittleness evaluation criteria. We construct a seismic rock physics model for tight-oil sandstone reservoirs with vertical fractures. Because of the complexities in lithology and pore structure and the anisotropic characteristics of tight-oil sandstone reservoirs, the proposed model is based on the solid components, pore connectivity, pore type, and fractures to better describe the sandstone reservoir microstructure. Using the model, we analyze the brittleness sensitivity of the elastic parameters in an anisotropic medium and establish a new brittleness index. We show the applicability of the proposed brittleness index for tight-oil sandstone reservoirs by considering the brittleness sensitivity, the rock physics response characteristics, and cross-plots. Compared with conventional brittleness indexes, the new brittleness index has high brittleness sensitivity and it is the highest in oil-bearing brittle zones with relatively high porosity. The results also suggest that the new brittleness index is much more sensitive to elastic properties variations, and thus can presumably better predict the brittleness characteristics of sweet spots in tight-oil sandstone reservoirs.

光伏发电企业运营效率及影响因素研究——基于DEA-Malmquist-Tobit模型的分析

在“双碳”目标的引领下,科学评价光伏发电企业的运营效率及其影响因素,对促进光伏企业及产业的高质量发展有着重要意义。基于2014—2022年光伏发电上市公司的面板数据,运用DEA-Malmquist-Tobit模型测度了光伏企业的运营效率及其综合效率的动态变化,实证分析了运营效率的主要影响因素。结果表明,9年间光伏发电企业的全要素生产率呈1.8%增长率的小幅增长趋势,股权结构、每股收益等5个变量对光伏发电企业的运营效率有显著性影响。

Different effects of economic and structural performance indexes on model construction of structural topology optimization

The objective and constraint functions related to structural optimization designs are classified into economic and performance indexes in this paper.The influences of their different roles in model construction of structural topology optimization are also discussed.Furthermore,two structural topology optimization models,optimizing a performance index under the limitation of an economic index,represented by the minimum compliance with a volume constraint（MCVC）model,and optimizing an economic index under the limitation of a performance index,represented by the minimum weight with a displacement constraint（MWDC）model,are presented.Based on a comparison of numerical example results,the conclusions can be summarized as follows：（1）under the same external loading and displacement performance conditions,the results of the MWDC model are almost equal to those of the MCVC model;（2）the MWDC model overcomes the difficulties and shortcomings of the MCVC model;this makes the MWDC model more feasible in model construction;（3）constructing a model of minimizing an economic index under the limitations of performance indexes is better at meeting the needs of practical engineering problems and completely satisfies safety and economic requirements in mechanical engineering,which have remained unchanged since the early days of mechanical engineering.

基于三阶段DEA-Malmquist指数模型的“十三五”时期新疆畜牧业经济发展效率特征

为了测算和提高新疆畜牧业经济发展效率,采用三阶段DEA-Malmquist指数模型,对“十三五”时期新疆14个地(州、市)畜牧业经济发展水平进行投入产出效率分析。结果表明,从静态分析来看,只有伊犁州直属县(市)在“十三五”时期的规模报酬不变,呈DEA有效;其他地区由于规模效率或纯技术效率下降导致综合技术效率呈DEA无效,规模大多递增。从动态分析来看,“十三五”时期Malmquist指数小于1.000,表明新疆畜牧业经济效率呈下降趋势,且技术进步的变动是阻碍畜牧业经济效率提升的主要原因。应加强技术管理力度,以新型牧业经营主体为导向,提高优化资源配置效率的能力;加强草原保护建设,推行适度规模。效率水平高的地区应保持畜牧业经济发展优势,进行技术推广;效率水平低的地区需从政策、登记体系、基础配套设施建设、人才、技术等方面加大投入。

Residential environment index system and evaluation model established by subjective and objective methods

In this research, the residential environment index system and evaluation model were established by means of subjective and objective methods. The methodology for establishing the evaluation system for residential environment was first analyzed; then the subjective evaluation data-base was established by questionnaire survey; and at the same time, the objective evaluation data-base was constructed by Geographic Information System (GIS); and then the related equation system between subjective and objective system was developed by multiple regression analysis. This research could benefit evaluation of the residential environment quality for various purposes, and also provide important rudimentary data-base for the development and improvement of residential environment for officials. Furthermore, the index system and evaluation model established in this research could construct a strong relation between subjective evaluation and objective data; and thus could provide a comprehensive, efficient and effective methodology for the evaluation of residential environment.

Assimilation of temporal-spatial leaf area index into the CERES-Wheat model with ensemble Kalman filter and uncertainty assessment for improving winter wheat yield estimation

To accurately estimate winter wheat yields and analyze the uncertainty in crop model data assimilations, winter wheat yield estimates were obtained by assimilating measured or remotely sensed leaf area index （LAI） values. The performances of the calibrated crop environment resource synthesis for wheat （CERES-Wheat） model for two different assimilation scenarios were compared by employing ensemble Kalman filter （EnKF）-based strategies. The uncertainty factors of the crop model data assimilation was analyzed by considering the observation errors, assimilation stages and temporal-spatial scales. Overalll the results indicated a better yield estimate performance when the EnKF-based strategy was used to comprehen- sively consider several factors in the initial conditions and observations. When using this strategy, an adjusted coefficients of determination （R2） of 0.84, a root mean square error （RMSE） of 323 kg ha-1, and a relative errors （RE） of 4.15% were obtained at the field plot scale and an R2 of 0.81, an RMSE of 362 kg ha-1, and an RE of 4.52% were obtained at the pixel scale of 30 mx30 m. With increasing observation errors, the accuracy of the yield estimates obviously decreased, but an acceptable estimate was observed when the observation errors were within 20%. Winter wheat yield estimates could be improved significantly by assimilating observations from the middle to the end of the crop growing seasons. With decreasing assimilation frequency and pixel resolution, the accuracy of the crop yield estimates decreased; however, the computation time decreased. It is important to consider reasonable temporal-spatial scales and assimilation stages to obtain tradeoffs between accuracy and computation time, especially in operational systems used for regional crop yield estimates.

Artificial neural network models predicting the leaf area index:a case study in pure even-aged Crimean pine forests from Turkey

Background: Leaf Area Index(LAI) is an important parameter used in monitoring and modeling of forest ecosystems. The aim of this study was to evaluate performance of the artificial neural network(ANN) models to predict the LAI by comparing the regression analysis models as the classical method in these pure and even-aged Crimean pine forest stands.Methods: One hundred eight temporary sample plots were collected from Crimean pine forest stands to estimate stand parameters. Each sample plot was imaged with hemispherical photographs to detect the LAI. The partial correlation analysis was used to assess the relationships between the stand LAI values and stand parameters, and the multivariate linear regression analysis was used to predict the LAI from stand parameters. Different artificial neural network models comprising different number of neuron and transfer functions were trained and used to predict the LAI of forest stands.Results: The correlation coefficients between LAI and stand parameters(stand number of trees, basal area, the quadratic mean diameter, stand density and stand age) were significant at the level of 0.01. The stand age, number of trees, site index, and basal area were independent parameters in the most successful regression model predicted LAI values using stand parameters(R_(adj)~2=0.5431). As corresponding method to predict the interactions between the stand LAI values and stand parameters, the neural network architecture based on the RBF 4-19-1 with Gaussian activation function in hidden layer and the identity activation function in output layer performed better in predicting LAI(SSE(12.1040), MSE(0.1223), RMSE(0.3497), AIC(0.1040), BIC(-77.7310) and R^2(0.6392)) compared to the other studied techniques.Conclusion: The ANN outperformed the multivariate regression techniques in predicting LAI from stand parameters. The ANN models, developed in this study, may aid in making forest management planning in study forest stands.

Importance of Weighting for Multi-Variable Habitat Suitability Index Model: A Case Study of Winter- Spring Cohort of Ommastrephes bartramii in the Northwestern Pacific Ocean

Weighting values for different habitat variables used in multi-factor habitat suitability index (HSI) modeling reflect the relative influences of different variables on distribution of fish species. Using the winter-spring cohort of neon flying squid (Ommastrephes bartramii) in the Northwestern Pacific Ocean as an example, we evaluated the impact of different weighting schemes on the HSI models based on sea surface temperature, gradient of sea surface temperature and sea surface height. We compared differences in predicted fishing effort and HSI values resulting from different weighting. The weighting for different habitat variables could greatly influence HSI modeling and should be carefully done based on their relative importance in influencing the resource spatial distribution. Weighting in a multi-factor HSI model should be further studied and optimization methods should be developed to improve forecasting squid spatial distributions.

Performance and Analysis of a Model for Describing Layered Leaf Area Index of Rice

Layered leaf area index （LAIk） is one of the major determinants for rice canopy. The objective of this study is to attain rice LAI k using morphological traits especially leaf traits that affected plant type. A theoretical model based on rice geometrical structure was established to describe LAI k of rice with leaf length （Li）, width （Wi）, angle （Ai）, and space （Si）, and plant pole height （H） at booting and heading stages. In correlation with traditional manual measurement, the model was performed by high R2-values （0.95-0.89, n=24） for four rice hybrids （Liangyoupeijiu, Liangyou E32, Liangyou Y06, and Shanyou 63） with various plant types and four densities （3 750, 2 812, 1 875, and 1 125 plants per 100 m2） of a particular hybrid （Liangyoupeijiu）. The analysis of leaf length, width, angle, and space on LAI k for two hybrids （Liangyoupeijiu and Shanyou 63） showed that leaves length and space exhibited greater effects on the change of rice LAI k . The radiation intensity showed a significantly negative exponential relation to the accumulation of LAI k , which agreed to the coefficient of light extinction （K）. Our results suggest that plant type regulates radiation distribution through changing LAI k . The present model would be helpful to acquire leaf distribution and judge canopy structure of rice field by computer system after a simple and less-invasive measurement of leaf length, width, angle （by photo）, and space at field with non-dilapidation of plants.

Study on comparison of different methods to calculating sensitivity index of Jensen model

Real coded Accelerating Genetic Algorithm （RAGA）, Chaos Algorithm （CA） were used to solve the sensitivity index of Jensen model which is one of models of crop water production function. After comparing with the outcome of Least Square Regression （LSR）, the result showed that RAGA not only had high accuracy and more effective, but also saved calculating time. The authors provides new effective methods for calculating index of crop water production function.

Modeling a habitat suitability index for the eastern fall cohort of Ommastrephes bartramii in the central North Pacific Ocean

The eastern fall cohort of the neon flying squid, Ommastrephes bartramii, has been commercially exploited by the Chinese squid jigging fleet in the central North Pacific Ocean since the late 1990s. To understand and identify their optimal habitat, we have developed a habitat suitability index （HSI） model using two potential important environmental variables -- sea surface temperature （SST） and sea surface height anomaly （SSHA） -- and fishery data from the main fishing ground （165°-180°E） during June and July of 1999-2003. A geometric mean model （GMM）, minimum model （MM） and arithmetic weighted model （AWM） with different weights were compared and the best HSI model was selected using Akaike＇s information criterion （AIC）. The performance of the developed HSI model was evaluated using fishery data for 2004. This study suggests that the highest catch per unit effort （CPUE） and fishing effort are closely related to SST and SSHA. The best SST- and SSHA-based suitability index （SI） regression models were SISST-based = 0.7SIeffort-SST ＋ 0.3 SICPUE-SST, and SISSHA-based =0.5Sleffort-SSHA ＋ 0.5SICPUE-SSHA, respectively, showing that fishing effort is more important than CPUE in the estimation of SI. The best HSI model was the AWM, defined as HSI=0.3SISSHA-based＋ 0.7SISSHA-based, indicating that SSHA is more important than SST in estimating the HSI of squid. In 2004, monthly HSI values greater than 0.6 coincided with the distribution of productive fishing ground and high CPUE in June and July, suggesting that the models perform well. The proposed model provides an important tool in our efforts to develop forecasting capacity of squid spatial dynamics.

Development of a model based on the age-adjusted Charlson comorbidity index to predict survival for resected perihilar cholangiocarcinoma

BACKGROUND Perihilar cholangiocarcinoma(pCCA)has a poor prognosis and urgently needs a better predictive method.The predictive value of the age-adjusted Charlson comorbidity index(ACCI)for the long-term prognosis of patients with multiple malignancies was recently reported.However,pCCA is one of the most surgically difficult gastrointestinal tumors with the poorest prognosis,and the value of the ACCI for the prognosis of pCCA patients after curative resection is unclear.AIM To evaluate the prognostic value of the ACCI and to design an online clinical model for pCCA patients.METHODS Consecutive pCCA patients after curative resection between 2010 and 2019 were enrolled from a multicenter database.The patients were randomly assigned 3:1 to training and validation cohorts.In the training and validation cohorts,all patients were divided into low-,moderate-,and high-ACCI groups.Kaplan-Meier curves were used to determine the impact of the ACCI on overall survival(OS)for pCCA patients,and multivariate Cox regression analysis was used to determine the independent risk factors affecting OS.An online clinical model based on the ACCI was developed and validated.The concordance index(C-index),calibration curve,and receiver operating characteristic(ROC)curve were used to evaluate the predictive performance and fit of this model.RESULTS A total of 325 patients were included.There were 244 patients in the training cohort and 81 patients in the validation cohort.In the training cohort,116,91 and 37 patients were classified into the low-,moderate-and high-ACCI groups.The Kaplan-Meier curves showed that patients in the moderate-and high-ACCI groups had worse survival rates than those in the low-ACCI group.Multivariable analysis revealed that moderate and high ACCI scores were independently associated with OS in pCCA patients after curative resection.In addition,an online clinical model was developed that had ideal C-indexes of 0.725 and 0.675 for predicting OS in the training and validation cohorts.The calibration curve and ROC curve indicated that the model had a good fit and prediction performance.CONCLUSION A high ACCI score may predict poor long-term survival in pCCA patients after curative resection.High-risk patients screened by the ACCI-based model should be given more clinical attention in terms of the management of comorbidities and postoperative follow-up.

Objective Fitting Evaluation Model for Dressing Fit Based on Wrinkle Index of Dressing Image

An effective model(image to wrinkle, ITW) for garment fitting evaluation is presented. The proposed model is to improve the accuracy of garment fitting evaluation based on dressing image. The ITW model is an objective evaluation model of fitting based on the wrinkle index of dressing image. The ITW model consists of two main steps, the gray curve-fitting(GCF) threshold segmentation algorithm and Canny edge detection algorithm. In the ITW model, three types of wrinkle trends are defined. And the network dressing image is evaluated and simulated by three quantitative indexes: wrinkle number, wrinkle regularity and wrinkle unevenness. Finally, the fitness of three kinds of dress effects(tight, fit and loose) is quantified by objective fitting evaluation model.

HABITAT SUITABILITY INDEX MODELS: GREY HERON NESTING IN ZHALONG NATIONAL NATURE RESERVE

Grey heron (Ardea cimerca) is one kind of the great birds which are often seen in the northeast marsh area of P.R.China, and there are many grey herons to reproduce in Zhalong Nature Reserve from March to August annually. In this paper, through the inveingation of the grey herons nesting habitat and according to the water depth, vegetation type, cover density and plan heigh of the nesting place, the grey heron’s nesting habitat suitability index medes are established. The main model is s=(s1xs2xs3xs4)1/4,where s1 is the water depth suitability index, s2 is the vegetation type suitability index, s3 is the cover density index, sa is the plant height suitability index. These models provide a kind of reliable method for evaluating the habitat quality of the grey heron’s nesting.

某F综合医院临床科室运行效率评价研究——基于超效率DEA-Malmquist模型

目的分析某F综合医院部分临床科室投入产出数据,探讨在强化医院精细化管理的时代背景下,如何合理配置资源,提高各科室运行效率。方法应用数据包络分析的超效率模型和Malmquist指数对2019年1月—2022年12月期间福建省某F综合性三甲医院30个临床科室的投入产出数据进行分析。结果2019—2022年30个临床科室DEA有效的数量分别为11、11、14和14个;Malmquist指数均值为1.095,全要素生产率年平均增长9.5%。结论样本医院整体运行效率呈逐渐提高的状态,结合超效率DEA和Malmquist指数的结果,可以有针对性地推进医院精细化管理,加强资源配置的合理性,提高科室人均效能。

Study on the Model between the Occurrence Area of Grasshopper and the Characteristic Quantity Indexes of Atmospheric Circulation in Western Aletai

By analyzing the correlation between the occurrence area of grasshopper and 74 characteristic indexes of atmospheric circulation in western Aletai from 1991 to 2008,the atmospheric circulation factors which had the significant relationship with the occurrence area of grasshopper in different counties were screened.The prediction models for the occurrence area of grasshopper in different counties were established by stepwise regression method,and the models obtained were also tested.These models were subsequently utilized to carry out extended prediction on the occurrence area of grasshopper in different counties of western Aletai from 2009 to 2010.Meanwhile,the relationship between the atmospheric circulation factors and the occurrence area of grasshopper were analyzed.The results provided the theoretical basis for the prediction on grasshopper plague.

Forecasting Model Based on Information-Granulated GA-SVR and ARIMA for Producer Price Index

The accuracy of predicting the Producer Price Index(PPI)plays an indispensable role in government economic work.However,it is difficult to forecast the PPI.In our research,we first propose an unprecedented hybrid model based on fuzzy information granulation that integrates the GA-SVR and ARIMA(Autoregressive Integrated Moving Average Model)models.The fuzzy-information-granulation-based GA-SVR-ARIMA hybrid model is intended to deal with the problem of imprecision in PPI estimation.The proposed model adopts the fuzzy information-granulation algorithm to pre-classification-process monthly training samples of the PPI,and produced three different sequences of fuzzy information granules,whose Support Vector Regression(SVR)machine forecast models were separately established for their Genetic Algorithm(GA)optimization parameters.Finally,the residual errors of the GA-SVR model were rectified through ARIMA modeling,and the PPI estimate was reached.Research shows that the PPI value predicted by this hybrid model is more accurate than that predicted by other models,including ARIMA,GRNN,and GA-SVR,following several comparative experiments.Research also indicates the precision and validation of the PPI prediction of the hybrid model and demonstrates that the model has consistent ability to leverage the forecasting advantage of GA-SVR in non-linear space and of ARIMA in linear space.

Field based index of flood vulnerability (IFV): A new validation technique for flood susceptible models

The flood hazard management is one of the major challenges in the floodplain regions worldwide.With the rise in population growth and the spread of infrastructural development,the level of risk has increased over time.Therefore,the prediction of flood susceptible area is a key challenge for the adoption of management plans.Flood susceptibility modeling is technically a common work,but it is still a very tough job to validate flood susceptible models in a very rigorous and scientific manner.Therefore,the present work in the Atreyee River Basin of India and Bangladesh was planned to establish artificial neural network(ANN),radial basis function(RBF),random forest(RF)and their ensemble-based flood susceptibility models.The flood susceptible models were constructed based on nine flood conditioning parameters.The flood susceptibility models were validated in a conventional way using the receiver operating curve(ROC).To validate the flood-susceptible models,a two dimensional(2D)hydraulic flood simulation model was developed.Also,the index of flood vulnerability model was developed and applied for validating the flood susceptible models,which was a very unique way to validate the predictive models.Friedman test and Wilcoxon Signed rank test were employed to compare the generated flood susceptible models.Results showed that 11.95%-12.99%of the entire basin area(10188.4 km^(2))comes under very high flood-susceptible zones.Accuracy evaluation results have shown that the performance of ensemble flood susceptible models outperforms other standalone machine learning models.The flood simulation model and IFV model were also spatially adjusted with the flood susceptibility models.Therefore,the present study recommended for the ensemble flood susceptibility prediction and IFV based validation along with conventional ways.