Parallel computation of seismic analysis of high arch dam

Parallel computation programs are developed for three-dimensional meso-mechanics analysis of fully-graded dam concrete and seismic response analysis of high arch dams （ADs）, based on the Parallel Finite Element Program Generator （PFEPG）. The computational algorithms of the numerical simulation of the meso-structure of concrete specimens were studied. Taking into account damage evolution, static preload, strain rate effect, and the heterogeneity of the meso-structure of dam concrete, the fracture processes of damage evolution and configuration of the cracks can be directly simulated. In the seismic response analysis of ADs, all the following factors are involved, such as the nonlinear contact due to the opening and slipping of the contraction joints, energy dispersion of the far-field foundation, dynamic interactions of the dam-foundation- reservoir system, and the combining effects of seismic action with all static loads. The correctness, reliability and efficiency of the two parallel computational programs are verified with practical illustrations.

Automatic modal parameter identification of high arch dams:feasibility verification

Modal parameters, including fundamental frequencies, damping ratios, and mode shapes, could be used to evaluate the health condition of structures. Automatic modal parameter identification, which plays an essential role in realtime structural health monitoring, has become a popular topic in recent years. In this study, an automatic modal parameter identification procedure for high arch dams is proposed. The proposed procedure is implemented by combining the densitybased spatial clustering of applications with noise(DBSCAN) algorithm and the stochastic subspace identification(SSI). The 210-m-high Dagangshan Dam is investigated as an example to verify the feasibility of the procedure. The results show that the DBSCAN algorithm is robust enough to interpret the stabilization diagram from SSI and may avoid outline modes. This leads to the proposed procedure obtaining a better performance than the partitioned clustering and hierarchical clustering algorithms. In addition, the errors of the identified frequencies of the arch dam are within 4%, and the identified mode shapes are in agreement with those obtained from the finite element model, which implies that the proposed procedure is accurate enough to use in modal parameter identification. The procedure is feasible for online modal parameter identification and modal tracking of arch dams.

Construction Simulation and Real-Time Control for High Arch Dam

A method of combining dynamic simulation with real-time control was proposed to fit the randomness and uncertainty in the high arch dam construction process. The mathematical logic model of high arch dam construction process was established. By combining dynamic construction simulation with schedule analysis, the process of construction schedule forecasting and analysis based on dynamic simulation was studied. The process of real-time schedule control was constructed and some measures for dynamic adjustment and control of construction schedule were provided. A system developed with the method is utilized in a being constructed hydroelectric project located at the Yellow River in northwest China, which can make the pouring plan of the dam in the next stage (a month, quarter or year) to guide the practical construction. The application result shows that the system provides an effective technical support for the construction and management of the dam.

Optimization design of foundation excavation for Xiluodu super-high arch dam in China

With better understanding of the quality and physico-mechanical properties of rocks of dam foundation,and the physico-mechanical properties and structure design of arch dam in association with the foundation excavation of Xiluodu arch dam,the excavation optimization design was proposed for the foundation surface on the basis of feasibility study.Common analysis and numerical analysis results demonstrated the feasibility of using the weakly weathered rocks III1and III2as the foundation surface of super-high arch dam.In view of changes in the geological conditions at the dam foundation along the riverbed direction,the design of extending foundation surface excavation area and using consolidating grouting and optimizing structure of dam bottom was introduced,allowing for harmonization of the arch dam and foundation.Three-dimensional(3D)geomechanics model test and fi nite element analysis results indicated that the dam body and foundation have good overload stability and high bearing capacity.The monitoring data showed that the behaviors of dam and foundation correspond with the designed patterns in the construction period and the initial operation period.

Analysis of seismic disaster failure mechanism and dam-break simulation of high arch dam

Based on a Chinese national high arch dam located in a meizoseismal region, a nonlinear numerical analysis model of the damage and failure process of a dam-foundation system is established by employing a 3-D deformable distinct element code(3DEC) and its re-development functions. The proposed analysis model considers the dam-foundation-reservoir coupling effect, infl uence of nonlinear contact in the opening and closing of the dam seam surface and abutment rock joints during strong earthquakes, and radiation damping of far fi eld energy dissipation according to the actual workability state of an arch dam. A safety assessment method and safety evaluation criteria is developed to better understand the arch dam system disaster process from local damage to ultimate failure. The dynamic characteristics, disaster mechanism, limit bearing capacity and the entire failure process of a high arch dam under a strong earthquake are then analyzed. Further, the seismic safety of the arch dam is evaluated according to the proposed evaluation criteria and safety assessment method. As a result, some useful conclusions are obtained for some aspects of the disaster mechanism and failure process of an arch dam. The analysis method and conclusions may be useful in engineering practice.

Key technologies for the construction of the Xiluodu high arch dam on the Jinsha River in the development of hydropower in western China

Hydropower development in China is concentrated in the country's western regions.Among all the rivers in China,the lower course of the Jinsha River contains the richest hydro-energy resource,and therefore,4 mammoth hydropower plants are under construction on this particular section of the river at Wudongde,Baihetan,Xiluodu,and Xiangjiaba.The water-blocking structures of the hydropower facilities at Wudongde,Baihetan and Xiluodu are all arch dams of around 300 m high.In view of changes in the geological conditions at the foundation of the Xiluodu dam on the riverbed after excavation started,the designs of expanding foundation surface excavation and dovetailing the dam body and foundation rock on both upstream and downstream sides were introduced,allowing the arch dam and foundation to fit each other and improving the stress conditions of the dam body and foundation.By dividing the dam body into various concrete sections,the dynamic properties of concrete were adequately adjusted to the distribution of stress in the dam body.In addition,the use of the most optimal concrete material and mixture ratio allowed thermodynamics of concrete to satisfy the requirements of the strength,durability,temperature control and crack prevention of the concrete.Moreover,rigorous temperature control measures were introduced to prevent harmful cracking,thus enhancing the integrity of the arch dam.Furthermore,sophisticated construction machinery,scientific testing methods,and sound construction techniques were employed to ensure the uniformity and reliability of concrete placement.The "Digital Dam" for the Xiluodu project,which is based on the theory of total life cycle,has supplied strong support for construction process control and decision-making.

Crucial technologies in the design of Xiluodu Super High Arch Dam

Some super high arch dams （ SHADs）, like Xiluodu Arch Dam, after their heights reaching the magnitude of 300 m, confront lots of technical challenges in design and construction. Several crucial technologies of 6 SHADs will be reviewed and discussed in this and consecutive papers, including Xiluodu, Jinping I in China, Baktiary in Iran, ete. , on the topics of the research method, criterion for evaluation and engineering application of dam safety analysis and evaluation, reasonable dam base interface, dam shape optimization, comprehensive treatments of complex foundation, anti-seismic engineering, dam construction material, concrete placement and temperature control, instrumentation and monitoring of dam operation, etc. This paper will mainly focus on the overall safety of SHADs, reasonable dam base interface analysis and evaluation and their engineering application.

Stability and reinforcement analyses of high arch dams by considering deformation effects

The strict definition and logical description of the concept of structure stability and failure are presented. The criterion of structure stability is developed based on plastic complementary energy and its variation. It is presented that the principle of minimum plastic complementary energy is the combination of structure equilibrium, coordination condition of deformation and constitutive relationship. Based on the above arguments, the deformation reinforcement theory is developed. The structure global stability can be described by the relationship between the global degree of safety of structure and the plastic complementary energy. Correspondingly, the new idea is used in the evaluations of global stability, anchorage force of dam-toe, fracture of dam-heel and treatment of faults of high arch dams in China. The results show that the deformation reinforcement theory provides a uniform and practical theoretical framework and a valuable solution for the analysis of global stability, dam-heel cracking, dam-toe anchorage and reinforcement of faults of high arch dams and their foundations.

Safety evaluation of replacement reinforcement quality in abutment contact zones of ultra-high arch dam in first impoundment period based on prototype monitoring

Reinforcement quality evaluation at the abutment is an important research direction. Prototype monitoring and theoretical derivation were integrated to study the replacement reinforcement quality in abutment contact zones of the Xiaowan ultra-high arch dam. The principles of monitoring layout and design are introduced in detail. Prototype monitoring shows that the increment of the interfacial compressive stress is much larger in the impoundment stage than in the regulating stage. The water pressure and time-effect are two main factors affeeting the interfacial stress. The time-effect is the key factor in the initial impoundment stage, and the water pressure is the key factor after impoundment. The contact properties are significantly improved by grouting. This study shows that there are three typical stages in the joint opening hydrographs, namely the compression stage, opening stage, and stable stage. There is a nonlinear relationship between the joint opening and temperature, which can be well described by the S-function. In conclusion, the reinforcement effect is satisfying, and the abutment is safe.

FLOOD DISCHARGE AND ENERGY DISSIPATION BY JETS FROM OUTLETS IN HIGH ARCH DAM

In this thesis, the scale effect by an aerated water jet diffusing in the water upon the hydrodynamic pressure, the local riverbed scour by multiple layered jets and by those colliding in the vertical and the transverse directions, and the stability of the apron slab both in the inverted arch cushion pool and the flat bottom one by the large discharge and the high water head with 300m level are detailedly researched by means of model test and numerical simulation. A mathematic model simulating the destabilization of the flat bottomed slab is established to open out the mechanism of its stability. Both experimental researches both on the hydrodynamic pressure acted inside joints between the bedrock and the apron slab, and on forces at arch abutments in inverted arch cushion pool are carried out by using an advanced measurement and the imitation means to acquire the mechanism of the inverted arch pool to keep stability and its stability condition.

Transverse Joint Aperture Simulation of High Arch Dam Based on Measured Temperature in Construction Period

Transverse joint aperture is of certain reference value to ensure joint grouting quality and overall safety of high arch dam. A 3D isoparametric joint element model with spherical surface key grooves and finite thickness is used to simulate a transverse joint. A set of program is developed to simulate the transverse joint ap- erture of Dagangshan high arch dam. Combined with the measured temperatures, the whole developing process of Dagangshan arch dam＇s transverse joint aperture is simulated. The real work behav- ior of transverse joint, thermal and mechanical properties of con- crete, pouring process, joint grouting temperature and cantilever height of high arch dam are considered during the simulation. The simulation results show that the lower of the joint grouting tem- perature, the larger value of transverse joint aperture; the higher of cantilever height during the construction period, the smaller value of transverse joint aperture.

Study on real working performance and overload safety factor of high arch dam

Considering the fact that high arch dams have problems such as complicated stress,high cost,and hazards after being damaged,this paper intends to study the effects of load,material strength,and safety analysis method on dam safety and working performance of arch dams.In this article,the effects of temperature,self weight exaction way and water loading on structure response are first discussed,and a more reasonable way of considering is then put forward.By taking into consideration the mechanical property of materials and comparing the effects of different yield criteria on overloading safety of high arch dams,this paper concludes that brittle characteristics of concrete should be fully considered when conducting safety assessment for high arch dams to avoid overestimating the bearing capacity of the dams.By comparing several typical projects,this paper works out a safety assessment system of multiple safety and relevant engineering analogical analysis methods,which is closer to the actual situation,and thus is able to assess the response of high arch dam structure in a more comprehensive way,elicit the safety coefficients in different situations,and provide a new way of considering the safety assessment of high arch dams.

Deformation reinforcement theory and its application to high arch dams

In this paper,the deformation reinforcement theory(DRT) proposed by the authors is elaborated with a new definition of instability that an elasto-plastic structure is not stable if it cannot satisfy simultaneously equilibrium condition,kinematical admissibility and constitutive equations under the prescribed loading.Starting from the definition,a proof is established to the principle of minimum plastic complementary energy for failured structures.It is revealed that the principle of mini-mum plastic complementary energy results in relaxed constitutive equations,especially,yield conditions.It is demonstrated with case studies that many key issues in arch dam design,e.g.,global stability,dam-toe reinforcement,dam-toe cracking,dam-abut-ment reinforcement,can be well solved within the framework of the deformation reinforcement theory.The structural global stability can be described by the curve of the plastic complementary energy vs overloading factor.The unbalanced-forces obtained by elasto-plastic FEM can be used as the basis of analysis of global stability,dam-heel cracking,dam-toe anchorage and reinforcement of faults of high arch dams and their foundations.

Simulation of influence of multi-defects on long-term working performance of high arch dam

As an integrated structure,an arch dam is assumed to bear loads in its design consideration.However,multi-defects,such as cracks and the opening of transverse joints,are unavoidable during construction and operation.Multi-defects will reduce the structural integrity and stiffness of the dam and affect its working performance and degree of safety.In the current paper,a numerical model of defects and a simulation method of a high arch dam are introduced.The Chencun arch dam is analyzed as a case study.An entire course simulation analysis of the Chencun arch dam from construction to operation is carried out,through which the opening of the transverse and longitudinal joints,formation of cracks,and their influence on deformation and stress of the dam are studied.According to the results of the analysis,appropriate measures should be adopted to prevent the development of cracks,and observation should be strengthened for a more timely discovery of risks.

Research advance in failure risk and local strength failure for high arch dams

To develop national economy and use the water resources and hydropower resources sufficiently,a lot of high arch dams,with the height of more than 200 m,have been and will be built in China.Although arch dams have good mechanical behavior,there is still failure possibility due to the huge water pressure and high stress level in dam,complex topographic and geologic conditions,formidable environment and high intensity earthquake.As one of the three main aspects concerning the safety of high arch dam,the study on global destruction,has been elaborated in the literatures,and research advance in the other two aspects,namely the failure risk and local damage of high arch dams,will be reviewed in this paper.In recent years,the failure risk of high arch dams has been investigated,and the model for identifying dam failure risk factors has been established.It is shown that the foundation deterioration and strong earthquake are the major risk sources for high dam failure.With the fault tree method,the failure mode and failure probability of high arch dams are studied,and the principle for determining failure mode and the method of calculating failure probability are proposed.Meanwhile,the determination principle of acceptable risk standard for high arch dam was proposed,and the acceptable risk rate and the acceptable standard value of various risk losses were given.For the local damage of arch dam,it is pointed out that the local damage belongs to the strength failure at material level.The study on local failure mechanism of arch dam is reviewed,based on the theories that from traditional strength theory to damage mechanics and meso-mechanics theory.Aiming at the cracking,the main pattern of local failure of high concrete dam,the research advances in the analysis methods and cracking criteria for smeared crack model and discrete crack model are summarized,and the research findings of preventive measures for local failure are shown.

Research on analysis method for temperature control information of high arch dam construction

Temperature control,which is directly responsible for the project quality and progress,plays an important role in high arch dam construction.How to discover the rules from a large amount of temperature control information collected in order to guide the adjustment of temperature control measures to prevent cracks on site is the key scientific problem.In this paper,a mathematic logical model was built firstly by means of a coupling analysis of temperature control system decomposition and coordination for high arch dam.Then,an analysis method for temperature control information was presented based on data mining technology.Furthermore,the data warehouse of temperature control was designed,and the artificial neural network forecasting model for the highest temperature of concrete was also developed.Finally,these methods were applied to a practical project. The result showed that the efficiency and precision of temperature control was improved,and rationality and scientificity of management and decision-making were strengthened.All of these researches provided an advanced analysis method for temperature control in the high arch dam construction process.

Theory and methods of global stability analysis for high arch dam

The global stability of high arch dam is one of the key problems in the safety study of arch dams,but no feasible method with theoretical basis is available.In this paper,based on the stability theory of mechanical system,it is demonstrated that the global failure of high arch dams belongs to a physical instability starting from local strength failure,which is the extreme point instability according to the characteristics of load-displacement curve obtained from the failure process of dam-foundation system. So the global failure of dam-foundation system should be studied with the stability theory of mechanical system.It is also pointed out that the current stability analysis methods used in engineering are consistent with the stability theory,but not established according to the mechanical system stability theory directly.A perfect method can be obtained through the study of physical disturbance equations.

Study on multi-scheme analysis and evaluation method for concrete sequence placement of high arch dam

A complete scheme for solving the key scientific problems of how to make concrete sequence placement scheme of high arch dam reasonable and feasible and how to meet the need of construction process was presented.First,based on a coupling analysis of concrete sequence placement system of high arch dam,a mathematical model considering complex construction constraints was established.Second,a multi-scheme computational analysis method for concrete sequence placement of high arch dam was proposed based on dynamic simulation.Third,a multi-scheme evaluation method for concrete sequence placement was put forward based on analytic hierarchy process.Fourth,feedback guidance for progress control and management in the high arch dam construction process was proposed.Finally,these methods were applied to a practical project to show that the methods can analyze and evaluate multi-scheme for concrete sequence placement of high arch dam effectively,optimize the process of dam concrete sequence placement,and recommend engineering measures.These methods provide new theoretical principles and technical measures for real-time progress control in the high arch dam construction.

On the obstacles and way to assess the seismic catastrophe for high arch dams

To prevent possible seismic catastrophe, naturally, its assessment is deeply concerned over in China as a series of arch dams of about 300 m high will be constructed in the severe seismic regions. In this paper the major obstacles to the seismic catastrophe assessment of high arch dams which focused on clearly defining the Maximum Credible Earthquake (MCE) and reasonably selecting its site-specific seismic input parameters as well as quantitatively evaluating the limit state of dam-breach for designers are emphasized. Some breakthrough progress with pending problems is presented, such as to adopt more reasonable seismic input parameters based on seismic hazard evaluation of dam site; to develop model and method more fit in with the reality for non-linear seismic analysis of dam-foundation-reservoir system. The ideals of further improvement both in evaluating the MCE and defining the quantitative index of its performance objective are discussed, including how to use semi-empirical method of simulating strong ground motion near fault, how to solve the long-standing problem of stress singularity at dam heel, and how to investigate dynamic behaviors of fully-graded dam concrete through dynamic tests and 3-dimensional meso-mechanics analysis checked by CT technique.

寒冷条件下高拱坝施工过程仿真方法研究

众多高拱坝施工面临着恶劣寒冷气候的考验。然而,现有的高拱坝施工过程仿真方法较少直接考虑气温对施工的影响,且未考虑基于气温预测成果进行动态分块,以分析寒冷条件下利用正温时段进行浇筑的特点。针对以上问题,本文提出了基于Informer的寒冷条件下高拱坝施工过程仿真方法。首先,提出基于Informer气温预测模型,实现未来气温序列的预测,在此基础上实现可施工时段分析;其次,建立考虑动态分块的寒冷条件下高拱坝施工进度仿真模型,提出更加贴近实际施工情况的分块施工仿真策略,以更好地模拟和分析不同气温条件下的施工过程;最后,以西南地区的叶巴滩高拱坝工程为例进行研究,采用Informer模型对气温进行预测,平均误差为±1.49℃,每日的可施工时长平均误差为±1.16 h。通过对比三种不同的仿真策略,发现寒冷条件下采用动态分块策略可以充分利用可浇筑时段,施工效率更高,也表明在仿真中“考虑气温”比简单降效处理更加贴近实际情况。