A modified Hoek-Brown failure criterion considering the damage to reservoir bank slope rocks under water saturation-dehydration circulation

After water is impounded in a reservoir, rock mass in the hydro-fluctuation belt of the reservoir bank slope is subject to water saturation- dehydration circulation （WSDC）. To quantify the rate of change of rock mechanical properties, samples from the Longtan dam area were measured with uniaxial compression tests after different numbers （1, 5, 10, 15, and 20） of simulated WSDC cycles. Based on the curves derived from these tests, a modified Hock- Brown failure criterion was proposed, in which a new parameter was introduced to model the cumulative damage to rocks after WSDC. A case of an engineering application was analyzed, and the results showed that the modified Hock-Brown failure criterion is useful. Under similar WSDC-influenced engineering and geological conditions, rock mass strength parameters required for analysis and evaluation of rock slope stability can be estimated according to this modified Hoek-Brown failure criterion.

Three-dimensional limit variation analysis on the ultimate pullout capacity of the anchor cables based on the Hoek-Brown failure criterion

Only simplified two-dimensional model and a single failure mode are adopted to calculate the ultimate pullout capacity(UPC)of anchor cables in most previous research.This study focuses on a more comprehensive combination failure mode that consists of bond failure of an anchorage body and failure of an anchored rock mass.The three-dimensional ultimate pullout capacity of the anchor cables is calculated based on the Hoek-Brown failure criterion and variation analysis method.The numerical solution for the curvilinear function in fracture plane is obtained based on the finite difference theory,which more accurately reflects the failure state of the anchor cable,as opposed to that being assumed in advance.The results reveal that relying solely on a single failure mode for UPC calculations has limitations,as changes in parameter values not only directly impact the UPC value but also can alter the failure model and thus the calculation method.

Unified strength model based on the Hoek-Brown failure criterion for fibre-reinforced polymer-confined pre-damaged concrete columns with circular and square cross sections

Fibre-reinforced polymer(FRP)has the advantages of high strength,light weight,corrosion resistance and convenient construction and is widely used in repairing and strengthening damaged concrete columns.Most of the existing strength models were built by regression analysis of experimental data;however,in this article,a new unified strength model is proposed using the Hoek-Brown failure criterion.To study the strength of FRP-confined damaged and undamaged concrete columns,900 test data were collected from the published literature and a large database that contains the cross-sectional shape of each specimen,the damage type,the damage level and the FRP-confined stiffness was established.A new strength model using the Hoek-Brown failure criterion was established and is suitable for both circular and square columns that are undamaged,load-damaged and fire-damaged.Based on the database,most of the existing strength models from the published literature and the model proposed in this paper were evaluated.The evaluation shows that the proposed model can predict the compressive strength for FRP-confined pre-damaged and undamaged concrete columns with good accuracy.

Elasto-plastic Analysis of Circular Tunnels in Jointed Rock Masses Satisfy the Hoek-Brown Failure Criterion

The relationship between the Hoek-Brown parameters and the mechanical response of circular tunnels is il-lustrated. Closed-form and approximate solutions are given for the extent of the plastic zone and the stress and dis-placement fields under axisymmetrical and asymmetric stress conditions. For the same rock masses and under axisym-metrical stress conditions,the radius of the plastic zone in terms of Hoek-Brown criterion is generally an approximation of the radius in terms of the Mohr-Coulomb criterion. The radius in terms of the Hoek-Brown criterion is larger under low stress conditions. For poor quality rock masses (GSI<25),measures (such as grouting,setting rock bolts,etc.) that improve the GSI of rock masses are effective in improving the stability of tunnels. It is not advisable to improve the sta-bility of the tunnels by providing a small support resistance p through shotcrete,except for very poor quality jointed rock masses. Without reference to the quality of the rock mass,the disturbance factor D should not less than 0.5. Meas-ures which disturb rock masses during tunnel construction should be taken carefully when the tunnel depth increases.

Validation of Hoek-Brown failure criterion charts for rock slopes

Although stability charts suggested by Hoek and Bray on the basis of Mohr-Coulomb criterion are used for rock slopes,but complete and precise recognition is required for distinguishing cohesive strength and Mohr-Coulomb equivalent internal friction angle for rock mass.The paper by Lia et al.[6]is the only one that introduced rock slope charts according to Hoek-Brown failure criterion.In this paper,at first,this type of charts is introduced.Then,Mohr-Coulomb failure criterion charts[2]are compared and validated with Hoek-Brown failure criterion ones[6].Next,Bishop method utilizing Slide software is compared with Hoek-Brown failure criterion stability charts.Average standard deviation(ASD),root mean square error(RMSE)and variance account for(VAF)were used for the comparison.According to the results,because of high distribution and very low correlation among the comparisons,Hoek-Brown failure criterion charts are not efficient.

Triaxial strength behaviour of rockmass satisfying Modified Mohr-Coulomb and Generalized Hoek-Brown criteria

The triaxial strength of twenty rockmass types was predicted using two non-linear triaxial strength criteria for rockmass i.e. Modified Mohr-Coulomb(MMC) criterion and Generalized Hoek-Brown(GHB)criterion. Four different rockmass classification systems were used for the calculation of MMC criterion parameters while only GSI classification system has been used for calculation of GHB parameters. The representative value of the uniaxial compressive strength and elastic modulus of rockmass have been estimated using probabilistic approach. A hypothetical case of an unsupported tunnel has been analyzed considering both MMC and GHB criteria. The analysis was done using the convergence-confinement method with two different approaches. The first approach predicts the tunnel response using GHB criterion directly. The second approach predicts the tunnel response using equivalent Mohr-Coulomb parameters obtained by linearization of triaxial data points obtained from MMC and GHB criteria. The tunnel response has been estimated in terms of radius of plastic zone, tunnel convergence and tunnel convergence strain. For very poor rockmasses the tunnel response predicted by MMC criterion is less than that predicted by GHB criterion. For poor and fair rockmass, the tunnel response estimated considering both the criteria are comparable except for few cases. Squeezing condition in rockmass has been also evaluated.

A generalized three-dimensional failure criterion for rock masses

The smooth convex generalized failure function, which represents 1/6 part of envelope in tile deviatoric plane, is proposed. The proposed function relies on four shape parameters （L, a, b and c）, in which two parameters （a and b） are dependent on the others. The parameter Ls is called extension ratio. The proposed failure function could be incorporated with any two-dimensional （2D） failure criteria to make it a three-dimensional （3D） version. In this paper, a mathematical formulation for incorporation of Hoek-Brown failure criterion with the proposed function is presented. The Hoek-Brown failure criterion is the most suited 2D failure criterion tbr geomaterials. Two types of analyses for best-fitting solution of published true tri-axial test data were made by considering （1） constant extension ratio and （2） variable extension ratio. The shape and strength parameters for different types of rocks have been determined by best-fitting the published true tri-axial test data for both the analyses. It is observed from the best-fitting solution by considering uniform extension ratio （L~） that shape constants have a correlation with Hoek-Brown strength parameters. Thus, only two parameters （c~. and m） are needed for representing the 3D failure criterion for intact rock. The statistical expression between shape and Hoek-Brown strength parameters is given. In the second analysis, when considering varying extension ratio, another parameterfis introduced. The modified extension ratio is related tofand extension ratio. The results at minimum mean misfit for all the nine rocks indicate that the range off varies from 0.7 to 1.0. It is found that mean misfit by considering varying extension ratio is lower than that in the first analysis. But it requires three parameters. A statistical expression betweenfand Hoek-Brown strength parameters has been established. Though coefficient of correlation is not reasonable, we may eliminate it as an extra parameter. At the end of the paper, a methodology has also been given for its application to isotropic jointed rock mass, so that it can be implemented in a numerical code for stability analysis of jointed rock mass structures.

Fatigue Resistance of RCA Modified Asphalt Based on Dielectric Properties

In order to study the anti-fatigue performance of RCA modified asphalt (RMA),the performance of RMA and 90#matrix asphalt with different modifier content were measured by asphalt penetration,ductility,softening point,Brookfield viscosity,rheological index,infrared spectrum and dielectric constant test.This paper discusses the changes of asphalt basic indexes,fatigue properties and asphalt components based on dielectric properties under different modifier contents,and analyzes the grey correlation degree between components and asphalt pavement performance indexes.The results show that the optimum content of RCA modifier is 16.7%of the asphalt quality according to the penetration,ductility,softening point,Brockfield viscosity,viscosity temperature curve and fatigue life.In the phase angle-strain curve,there is disorder in the latter part of the curve.According to the strain (ε_(d)) corresponding to the disorder point,a new fatigue failure criterion is proposed and proved.Based on the new asphalt fatigue failure criterion,the fatigue prediction model of asphalt mixture is improved,and the fatigue life predicted by the improved fatigue model is compared with the fatigue life obtained by four-point bending fatigue test.The results show that the proposed new asphalt fatigue failure criterion is reasonable,and the fatigue life predicted by the improved asphalt mixture fatigue prediction model is accurate.The research method of classifying asphalt components based on dielectric properties is simple and effective,and the components have a high correlation with the road performance of base asphalt and modified asphalt.

Stability analysis of intermittently jointed rock slopes based on the stepped failure mode

In practical engineering,due to the noncontinuity characteristics of joints in rock slopes,in addition to plane failure,stepped sliding failure may occur for intermittently jointed rock slopes.Especially for intermittently bedding jointed rock slopes,the correlation and difference in strength parameters between joints and rock bridges,along with the various failure modes and intermittency of rock bridges,contribute to the complexity of stepped failure modes and the unpredictability of failure regions.Based on the upper-bound limit analysis method and multi-sliders step-path failure mode,considering the shear and tensile failure of rock bridges and the weakened relationship between the strength parameters of rock bridges and jointed surfaces,by introducing the modified M-C failure criterion and the formula for calculating the energy consumption of tensile failure of rock bridges,two failure mechanisms are constructed to obtain the safety factor(F_(s))of intermittently jointed rock slopes.The sequential quadratic programming method is used to obtain the optimal upper-bound solution for F_(s).The influence of multiple key parameters(slope height H,horizontal distance L,Slope angleβ,shear strength parameters of the rock bridgeφr and cr,Dimensionless parameter u,weakening coefficients of the internal friction angle and cohesion between the rock bridges and joint surfaces Kφand Kc)on the stability analysis of intermittently jointed rock slopes under the shear failure mode of rock bridges as well as under the tensile failure mode is also explored.The reliability of the failure mechanisms is verified by comparative analysis with theoretical results,numerical results,and landslide cases,and the variation rules of F_(s)with each key parameter are obtained.The results show that F_(s) varies linearly withφr and cr of the rock bridge and with K_(φ)and K_(c),whereas F_(s)changes nonlinearly with H and L.In particular,with the increase in Kφand Kc,Fs increases by approximately 52.78%and 171.02%on average,respectively.For rock bridge tensile failure,F_(s) shows a nonlinearly positive correlation withφr,cr,Kφand Kc.In particular,with the increase in Kφand Kc,Fs increases by approximately 13%and 61.69%on average,respectively.Fs decreases rapidly with increasing slope gradientβand decreasing dimensionless parameterμ.When Kφand Kc are both less than 1.0,the stepped sliding surface occurs more easily than the plane failure surface,especially in the case of tensile failure of the rock bridge.In addition,rock slopes with higher strength parameters,taller heights,and greater weakening coefficients are prone to rock bridge tension failure with lower Fs,and more attention should be given to the occurrence of such accidents in actual engineering.

A simplified approach to directly consider intact rock anisotropy in Hoek——Brown failure criterion

Many rock types have naturally occurring inherent anisotropic planes, such as bedding planes, foliation,or flow structures. Such characteristic induces directional features and anisotropy in rocks＇ strength anddeformational properties. The HoekeBrown （HeB） failure criterion is an empirical strength criterionwidely applied to rock mechanics and engineering. A direct modification to HeB failure criterion toaccount for rock anisotropy is considered as the base of the research. Such modification introduced a newdefinition of the anisotropy as direct parameter named the anisotropic parameter （Kb）. However, thecomputation of this parameter takes much experimental work and cannot be calculated in a simple way.The aim of this paper is to study the trend of the relation between the degree of anisotropy （Rc） and theminimum value of anisotropic parameter （Kmin）, and to predict the Kmin directly from the uniaxialcompression tests instead of triaxial tests, and also to decrease the amount of experimental work. 2014 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Production and hosting byElsevier B.V. All rights reserved.

Slope reliability and back analysis of failure with geotechnical parameters estimated using Bayesian inference

A Bayesian approach is proposed for the inference of the geotechnical parameters used in slope design.The methodology involves the construction of posterior probability distributions that combine prior information on the parameter values with typical data from laboratory tests and site investigations used in design.The posterior distributions are often complex,multidimensional functions whose analysis requires the use of Markov chain Monte Carlo(MCMC)methods.These procedures are used to draw representative samples of the parameters investigated,providing information on their best estimate values,variability and correlations.The paper describes the methodology to define the posterior distributions of the input parameters for slope design and the use of these results for evaluation of the reliability of a slope with the first order reliability method(FORM).The reliability analysis corresponds to a forward stability analysis of the slope where the factor of safety(FS)is calculated with a surrogate model from the more likely values of the input parameters.The Bayesian model is also used to update the estimation of the input parameters based on the back analysis of slope failure.In this case,the condition FS?1 is treated as a data point that is compared with the model prediction of FS.The analysis requires a sufficient number of observations of failure to outbalance the effect of the initial input parameters.The parameters are updated according to their uncertainty,which is determined by the amount of data supporting them.The methodology is illustrated with an example of a rock slope characterised with a Hoek-Brown rock mass strength.The example is used to highlight the advantages of using Bayesian methods for the slope reliability analysis and to show the effects of data support on the results of the updating process from back analysis of failure.

Upper bound solution for supporting pressure acting on shallow tunnel based on modified tangential technique

Based on the nonlinear failure criterion and the upper bound theorem, the modified tangential technique method was proposed to derive the expression of supporting pressure acting on shallow tunnel. Instead of the same stress state, different normal stresses on element boundaries were used. In order to investigate the influence of different factors on supporting pressures, the failure mechanism was established. The solution of supporting pressure, with different parameters, was obtained by optimization theory. The corresponding failure mechanism and numerical results were presented. In comparison with the results using the single tangential technique method, it is found that the proposed method is effective, and the good agreement shows that the present solution of supporting pressure is reliable.

Pseudo-static stability analysis of rock slopes reinforced by passive bolts using the generalized Hoek-Brown criterion

The stability analysis of passive bolt-reinforced rock slopes under seismic loads is investigated within the framework of the kinematic approach of limit analysis theory.A pseudo-static method is adopted to account for the inertial forces induced in the rock mass by seismic events.The strength properties of the rock material are described by a modified Hoek-Brown strength criterion,whereas the passive bolts are modeled as bar-like inclusions that exhibit only resistance to tensile-compressive forces.Taking advantage of the ability to compute closed-form expressions for the support functions associated with the modified Hoek-Brown strength criterion,a rotational failure mechanism is implemented to derive rigorous lower bound estimates for the amount of reinforcement strength to prevent slope failure.The approach is then applied to investigating the effects of relevant geometry,strength and loading parameters in light of a preliminary parametric study.The accuracy of the approach is assessed by comparison of the lower bound estimates with finite element limit analysis solutions,thus emphasizing the ability of the approach to properly predict the stability conditions and to capture the essential features of deformation localization pattern.Finally,the extension of the approach to account for slipping at the interface between reinforcements and surrounding rock mass is outlined.

A simplified three-dimensional extension of Hoek-Brown strength criterion

The Hoek-Brown(HB)strength criterion has been applied widely in a large number of projects around the world.However,this criterion ignores the intermediate principal stress s2.Many evidences have demonstrated that the rock strength is dependent on s2.Thus it is necessary to extend the HB criterion into a three-dimensional(3D)form.In this study,the effect of s2 on the strength of rocks is identified by reviewing the true triaxial tests of various rock types reported in the literature.A simple 3D strength criterion is developed.The modified criterion is verified by the true triaxial tests of 13 rock types.The results indicate that the modified criterion can achieve a good fit to most of rock types.It can represent a series of criteria as b varies.For comparisons,several existing 3D versions of the HB criterion are selected to predict the strengths of these rock types.It is indicated that the proposed criterion works better than other criteria.A substantial relationship between parameter b and the unconfined compressive strength is established,which guarantees that the proposed criterion can still work well even in the absence of true triaxial test data.

Numerical simulation of triaxial compression test for brittle rock sample using a modified constitutive law considering degradation and dilation behavior

The understanding of the rock deformation and failure process and the development of appropriate constitutive models are the basis for solving problems in rock engineering. In order to investigate progressive failure behavior in brittle rocks, a modified constitutive model was developed which follows the principles of the continuum damage mechanics method. It incorporates non-linear Hoek-Brown failure criterion, confining pressure-dependent strength degradation and volume dilation laws, and is able to represent the nonlinear degradation and dilation behaviors of brittle rocks in the post-failure region. A series of triaxial compression tests were carried out on Eibenstock(Germany) granite samples. Based on a lab data fitting procedure, a consistent parameter set for the modified constitutive model was deduced and implemented into the numerical code FLAC3 D. The good agreement between numerical and laboratory results indicates that the modified constitutive law is well suited to represent the nonlinear mechanical behavior of brittle rock especially in the post-failure region.

Failure probability analysis of coal crushing induced by uncertainty of influential parameters under condition of in-situ reservoir

The uncertainties of some key influence factors on coal crushing,such as rock strength,pore pressure and magnitude and orientation of three principal stresses,can lead to the uncertainty of coal crushing and make it very difficult to predict coal crushing under the condition of in-situ reservoir.To account for the uncertainty involved in coal crushing,a deterministic prediction model of coal crushing under the condition of in-situ reservoir was established based on Hoek-Brown criterion.Through this model,key influence factors on coal crushing were selected as random variables and the corresponding probability density functions were determined by combining experiment data and Latin Hypercube method.Then,to analyze the uncertainty of coal crushing,the firstorder second-moment method and the presented model were combined to address the failure probability involved in coal crushing analysis.Using the presented method,the failure probabilities of coal crushing were analyzed for WS5-5 well in Ningwu basin,China,and the relations between failure probability and the influence factors were furthermore discussed.The results show that the failure probabilities of WS5-5 CBM well vary from 0.6 to 1.0; moreover,for the coal seam section at depth of 784.3-785 m,the failure probabilities are equal to 1,which fit well with experiment results; the failure probability of coal crushing presents nonlinear growth relationships with the increase of principal stress difference and the decrease of uniaxial compressive strength.

Numerical modeling of permeability evolution based on degradation approach during progressive failure of brittle rocks

The permeability evolution of rock during the progressive failure process is described. In combination with the strength degradation index, the degradation formulas of s and a, which are dependent on the plastic confining strain component, the material constants of Hock-Brown failure criterion are presented, and a modified elemental scale elastic-brittle-plastic constitutive model of rock is established. The rela- tionship between volumetric strain and permeability through tri-axial compression is investigated. Based on the above, a permeability evolution model is established. The model incorporates confining pressure- dependent degradation of strength, dilatancy and corresponding permeability evolution. The model is implemented in FLAC by the FISH function method. The permeability evolution behavior of rock is inves-tigated during the progressive failure process in a numerical case. The results show that the model is cap- able of reproducing, and allowing visualization of a range of hydro-mechanical responses of rock. The effects of confining pressure on degradation of strength, dilatancy and permeability evolution are also reflected.

Limit variation analysis of shallow rectangular tunnels collapsing with double-layer rock mass based on a three-dimensional failure mechanism

In the framework of upper bound theorem of limit analysis, the progressive collapse of shallow rectangular tunnels with double-layer rock mass has been theoretically analyzed based on the three-dimensional (3D) velocity discontinuity surfaces. According to the virtual work principle, the difference theorem and the variation method, the collapse surface of double-layer rock mass is determined based on the Hoek-Brown failure criterion. The formula can be degenerated to a single-layer rock collapsing problem when the rock mass is homogeneous. To estimate the validity of the result, the numerical simulation software PLAXIS 3D is used to simulate the collapse of shallow tunnels with double-layer rock mass, and the comparative analysis shows that numerical results are in good agreement with upper-bound solutions. According to the results of parametric analysis, the potential range of collapse of a double-layer rock mass above a shallow cavity decreases with a decrease in A1/A2,σci1/σci2 and σtm1/σtm2 and an increase in B1/B2,γ1/γ2. The range will decrease with a decrease in support pressure q and increase with a decrease in surface overload σs. Therefore, reinforced supporting is beneficial to improve the stability of the cavity during actual construction.

Calibration of Four Nonlinear Failure Envelopes from Triaxial Test Data and Influence of Nonlinearity on Geotechnical Computations

It is now recognized that many geomaterials have nonlinear failure envelopes. This non-linearity is most marked at lower stress levels, the failure envelope being of quasi-parabolic shape. It is not easy to calibrate these nonlinear failure envelopes from triaxial test data. Currently only the power-type failure envelope has been studied with an established formal procedure for its determination from triaxial test data. In this paper, a simplified procedure is evolved for the development of four different types of nonlinear envelopes. These are of invaluable assistance in the evaluation of true factors of safety in problems of slope stability and correct computation of lateral earth pressure and bearing capacity. The use of the Mohr-Coulomb failure envelopes leads to an overestimation of the factors of safety and other geotechnical quantities.

Hoek-Brown破坏准则求解圆形硐室塑性区半径与修正的芬纳公式比较

目的为定量确定围岩塑性区半径和给支护锚杆的深度设计提供科学依据.方法以Hoek-Brown破坏准则为极限平衡条件，推求侧压力系数为1.0时圆形硐室理想弹塑性围岩的弹塑性应力和塑性区半径，运用Mohr-Coulomb准则直线拟合Hoek-Brown准则曲线和面积差补方法，求取等效的岩体Mohr-Coulomb强度参数后，建立相对塑性区半径随支护力和地质强度指标变化的二元非线性回归数学模型，并与源自于Mohr-Coulomb强度准则为屈服条件的修正的芬纳公式进行比较研究.结果支护力每增加1.0 MPa，就可确保地质强度指标降低10-20的岩体中不会出现塑性区.在支护力较小和岩体质量较差情况下，采用Hoek-Brown破坏准则推导得出的塑性区半径和修正的芬纳公式计算得出的塑性区半径差别稍大.相对塑性区半径与地质强度指标都呈负乘幂函数关系，随着支护力的增大，塑性区半径随着岩体质量等级的升高而下降的趋势逐渐变缓.建立的相对塑性区半径随地质强度指标和支护力变化的二元非线性回归数学模型简明，使支护力连续变化，提高了工程实用性.结论在岩体质量较差情况下，锚杆深度取1.8-3.0倍硐半径为宜.