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可问责的算法 被引量:23
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作者 约叔华·A.克鲁尔 乔安娜·休伊 +6 位作者 索伦·巴洛卡斯 爱德华·W.菲尔顿 乔尔·R.瑞登伯格 大卫·g.罗宾逊 哈兰·余 沈伟伟(译) 薛迪(译) 《地方立法研究》 2019年第4期102-150,共49页
许多传统上由人做出的重要决策,现在都是由计算机做出的。算法统计选票、批准贷款和信用卡申请、指定公民或社区进行警务审查、选择纳税人进行税务审计、批准或拒绝移民签证等。然而,监管此类决策流程的问责机制和法律标准,尚未跟上技... 许多传统上由人做出的重要决策,现在都是由计算机做出的。算法统计选票、批准贷款和信用卡申请、指定公民或社区进行警务审查、选择纳税人进行税务审计、批准或拒绝移民签证等。然而,监管此类决策流程的问责机制和法律标准,尚未跟上技术的步伐。目前,可供决策者、立法者和法院使用的工具,是为监督人类决策而设计的,当把它们应用于监督计算机决策时,通常会失灵。例如,如何判断一个软件的意图?由于自动化决策系统可能会输出不正确、不合理或不公平的结果,因此,我们需要采取其他手段,以使此类算法具有可问责性和可操控性。本文提出了一套新的技术措施,它能够以法律公平为准绳,来验证自动化决策。法学界的主流文献认为,算法透明可以解决这些问题。本文对这一主流观点提出挑战。通常而言,源代码的公开,既不必要(由于计算机科学中的替代技术),也不足以证明决策流程的公平性(由于分析代码时所存在的问题)。此外,算法透明也可能是不可取的,例如,它可能会披露个人信息,也可能会帮助不法分子或恐怖分子与税务审计或安全检查的系统进行周旋。真正的核心问题是:如何使自动化决策更具可问责性,以确保公民个体和整个社会的利益?本文认为,技术正在创造新的机会——以比算法完全透明更巧妙、更灵活的方式,来设计自动化决策的算法,使其更好地顺应法律和政策的目标。这样做不仅可以改善当前对自动化决策的治理,而且在某些情况下,还可以改善普通决策的治理。人类决策者的内在(或外在)偏见,很难被发现和根除,但我们却可以窥视算法的“大脑”:计算过程和目的规范可以在事前声明,并在事后验证。本文介绍的技术可以得到广泛应用。它们可以用来设计私营机构和公共部门的决策流程,并可根据决策者、监管者或公众的需要进行定制,用以验证不同的特性。通过更加仔细地权衡决策规则的影响,它们也会激活政策讨论,以及更细致的法律标准审查。因此,这些工具在整个法律制度和社会制度中,将有深远的影响。文章分四部分。第一部分简单介绍了相关基础计算机科学技术。这些技术可用于检验和证明自动化决策是否符合法律公平,而无须公开决策的关键属性或做出决策的整个过程。接下来,第二部分阐述了这些技术如何确保决策具有程序规制性(proceduralregularity)这一关键治理属性,即决策是根据在每个案例中统一适用的、既定的规则做出的。我们介绍了如何使用这种手段,来重新设计和解决签证抽签的问题。在第三部分,我们进一步探讨了其他计算技术如何确保自动化决策对实质性法律和政策选择的忠实程度。我们论证了如何使用这些工具,来确保避免某些不公正歧视,以及自动化决策的过程如何顺应管理决策的社会标准或法律标准。我们还论证了自动化决策如何使现有的差别对待和差别影响的理论变得更为复杂。除此之外,我们还讨论了,计算机科学——尤其是在大数据和机器学习的背景下——近期在监督和消除算法歧视方面的努力。最后,在第四部分,我们提议进一步加强计算机科学、法律和政策之间的协作,以推进问责制自动化决策流程的设计。 展开更多
关键词 自动化决策 可问责性 算法透明 算法审计 程序规制性
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Vacuolar Sorting Receptor (VSR) Proteins Reach the Plasma Membrane in Germinating Pollen Tubes 被引量:5
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作者 Hao Wang Xiao-Hong Zhuang +2 位作者 Stefan Hillmer david g. robinson Li-Wen Jiang 《Molecular Plant》 SCIE CAS CSCD 2011年第5期845-853,共9页
Vacuolar sorting receptors (VSRs) are type I integral membrane proteins that mediate the vacuolar transport of soluble cargo proteins via prevacuolar compartments (PVCs) in plants. Confocal immunofluorescent and i... Vacuolar sorting receptors (VSRs) are type I integral membrane proteins that mediate the vacuolar transport of soluble cargo proteins via prevacuolar compartments (PVCs) in plants. Confocal immunofluorescent and immunogold Electron Microscope (EM) studies have localized VSRs to PVCs or multivesicular bodies (MVBs) and trans-Golgi network (TGN) in various plant cell types, including suspension culture cells, root cells, developing and germinating seeds. Here, we provide evidence that VSRs reach plasma membrane (PM) in growing pollen tubes. Both immunofluorescent and immunogold EM studies with specific VSR antibodies show that, in addition to the previously demonstrated PVC/MVB localization, VSRs also localize to PM in lily and tobacco pollen tubes prepared from chemical fixation or high-pressure freezing/frozen substitution. Such a PM localization suggests an additional role of VSR proteins in mediating protein transport to PM and endocytosis in growing pollen tubes. Using a high-speed Spinning Disc Confocal Microscope, the possible fusion between VSR-positive PVC organelles and the PM was also observed in living tobacco pollen tubes transiently expressing the PVC reporter GFP-VSR. In contrast, the lack of a prominent PM localization of GFP-VSR in living pollen tubes may be due to the highly dynamic situation of vesicular transport in this fast-growing cell type. 展开更多
关键词 Plasma membrane pollen tube vacuolar sorting receptor.
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Endocytosis: Is There Really a Recycling from Late Endosomes?
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作者 david g. robinson 《Molecular Plant》 SCIE CAS CSCD 2015年第10期1554-1556,共3页
Dear Editor,Over the last 15 years endocytosis has moved from being a process of only minor importance to plant physiologists to being one of the most exciting research areas in plant cell biology. These days, nobody ... Dear Editor,Over the last 15 years endocytosis has moved from being a process of only minor importance to plant physiologists to being one of the most exciting research areas in plant cell biology. These days, nobody doubts the operation of clathrin-mediated endocytosis as a mechanism for the internalization of a range of physiologically important transmembrane protein complexes at the plasma membrane (PM) of plant cells. These include both receptors and transporters. As in animal cells, most of these proteins are constitutively recycled back to the PM from an early endosome (EE). However, some are destined for degradation and proceed further downstream in the endocytic pathway to late endosomes (LE), where they are internalized into the intraluminal vesicles of the LE. Fusion of the LE with the lysosome/vacuole releases the vesicles leading to their degradation. The signal that marks PM proteins for degradation has been known in mammalian and yeast cells for quite some time and is polyubiquitination (Mukhopadhyay and Riezman, 2007). In their Spotlight article, Zelazny and Vert (2015) highlight recent publications from the plant field that also demonstrate a key role for multiple monoubiquitination in the endocytosis of the metal transporters IRT1 (Barberon et al., 2011), BOR1 (Kasai et al., 2011), as well as lysine63-1inked polyubiquitination in vacuolar sorting of the auxin transporter PIN2 (Leitner et al., 2012). They also draw attention to the discovery of a ubiquitin-binding protein (FREE1 ; also termed FYVE1 by Barberon et al., 2014) which locates to the LE in plant cells and is part of the ESCRT-I (endosomal sorting complex for transport) complex (Gao et al., 2014). This complex sequesters ubiquitinated membrane cargo proteins and internalizes them. Finally, Zelazny and Vert draw attention to the work of Ivanov et al. (2014) in showing an increase in IRT1 degradation and iron deficiency in SNX1 mutants. So far so good, but Zelazny and Vert go on to conclude that a portion of the internalized IRT1 molecules that reach the LE are recycled back to the EE, a process that they consider to be mediated by sorting nexin 1 (SNX1), a retromer protein. I question the soundness of this scenario. 展开更多
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