Cloth simulation-based construction of pitfree canopy height models from airborne LiDAR data

Background:The universal occurrence of randomly distributed dark holes(i.e.,data pits appearing within the tree crown)in LiDAR-derived canopy height models(CHMs)negatively affects the accuracy of extracted forest inventory parameters.Methods:We develop an algorithm based on cloth simulation for constructing a pit-free CHM.Results:The proposed algorithm effectively fills data pits of various sizes whilst preserving canopy details.Our pitfree CHMs derived from point clouds at different proportions of data pits are remarkably better than those constructed using other algorithms,as evidenced by the lowest average root mean square error(0.4981 m)between the reference CHMs and the constructed pit-free CHMs.Moreover,our pit-free CHMs show the best performance overall in terms of maximum tree height estimation(average bias=0.9674 m).Conclusion:The proposed algorithm can be adopted when working with different quality LiDAR data and shows high potential in forestry applications.

Quantification of occlusions influencing the tree stem curve retrieving from single-scan terrestrial laser scanning data

Background: The stem curve of standing trees is an essential parameter for accurate estimation of stem volume.This study aims to directly quantify the occlusions within the single-scan terrestrial laser scanning(TLS) data,evaluate its correlation with the accuracy of the retrieved stem curves, and subsequently, to assess the capacity of single-scan TLS to estimate stem curves.Methods: We proposed an index, occlusion rate, to quantify the occlusion level in TLS data. We then analyzed three influencing factors for the occlusion rate: the percentage of basal area near the scanning center, the scanning distance and the source of occlusions. Finally, we evaluated the effects of occlusions on stem curve estimates from single-scan TLS data.Results: The results showed that the correlations between the occlusion rate and the stem curve estimation accuracies were strong(r = 0.60–0.83), so was the correlations between the occlusion rate and its influencing factors(r = 0.84–0.99). It also showed that the occlusions from tree stems were the main factor of the low detection rate of stems, while the non-stem components mainly influenced the completeness of the retrieved stem curves.Conclusions: Our study demonstrates that the occlusions significantly affect the accuracy of stem curve retrieval from the single-scan TLS data in a typical-size(32 m × 32 m) forest plot. However, the single-scan mode has the capacity to accurately estimate the stem curve in a small forest plot(< 10 m × 10 m) or a plot with a lower occlusion rate, such as less than 35% in our tested datasets. The findings from this study are useful for guiding the practice of retrieving forest parameters using single-scan TLS data.

High Spatial Resolution and High Temporal Frequency(30-m/15-day) Fractional Vegetation Cover Estimation over China Using Multiple Remote Sensing Datasets:Method Development and Validation

High spatial resolution and high temporal frequency fractional vegetation cover(FVC) products have been increasingly in demand to monitor and research land surface processes. This paper develops an algorithm to estimate FVC at a 30-m/15-day resolution over China by taking advantage of the spatial and temporal information from different types of sensors: the 30-m resolution sensor on the Chinese environment satellite(HJ-1) and the 1-km Moderate Resolution Imaging Spectroradiometer(MODIS). The algorithm was implemented for each main vegetation class and each land cover type over China. First, the high spatial resolution and high temporal frequency normalized difference vegetation index(NDVI) was acquired by using the continuous correction(CC) data assimilation method. Then, FVC was generated with a nonlinear pixel unmixing model. Model coefficients were obtained by statistical analysis of the MODIS NDVI. The proposed method was evaluated based on in situ FVC measurements and a global FVC product(GEOV1 FVC). Direct validation using in situ measurements at 97 sampling plots per half month in 2010 showed that the annual mean errors(MEs) of forest, cropland, and grassland were-0.025, 0.133, and 0.160, respectively, indicating that the FVCs derived from the proposed algorithm were consistent with ground measurements [R2 = 0.809,root-mean-square deviation(RMSD) = 0.065]. An intercomparison between the proposed FVC and GEOV1 FVC demonstrated that the two products had good spatial–temporal consistency and similar magnitude(RMSD approximates 0.1). Overall, the approach provides a new operational way to estimate high spatial resolution and high temporal frequency FVC from multiple remote sensing datasets.

Improving the estimation of canopy cover from UAV-LiDAR data using a pit-free CHM-based method

Accurate and rapid estimation of canopy cover(CC)is crucial for many ecological and environmental models and for forest management.Unmanned aerial vehicle-light detecting and ranging(UAV-LiDAR)systems represent a promising tool for CC estimation due to their high mobility,low cost,and high point density.However,the CC values from UAV-LiDAR point clouds may be underestimated due to the presence of large quantities of within-crown gaps.To alleviate the negative effects of within-crown gaps,we proposed a pit-free CHM-based method for estimating CC,in which a cloth simulation method was used to fill the within-crown gaps.To evaluate the effect of CC values and withincrown gap proportions on the proposed method,the performance of the proposed method was tested on 18 samples with different CC values(40−70%)and 6 samples with different within-crown gap proportions(10−60%).The results showed that the CC accuracy of the proposed method was higher than that of the method without filling within-crown gaps(R^(2)=0.99 vs 0.98;RMSE=1.49%vs 2.2%).The proposed method was insensitive to within-crown gap proportions,although the CC accuracy decreased slightly with the increase in withincrown gap proportions.

Quantitative Evaluation of Leaf Inclination Angle Distribution on Leaf Area Index Retrieval of Coniferous Canopies

Both leaf inclination angle distribution(LAD)and leaf area index(LAI)dominate optical remote sensing signals.The G-function,which is a function of LAD and remote sensing geometry,is often set to 0.5 in the LAI retrieval of coniferous canopies even though this assumption is only valid for spherical LAD.Large uncertainties are thus introduced.However,because numerous tiny leaves grow on conifers,it is nearly impossible to quantitatively evaluate such uncertainties in LAI retrieval.In this study,we proposed a method to characterize the possible change of G-function of coniferous canopies as well as its effect on LAI retrieval.Specifically,a Multi-Directional Imager(MDI)was developed to capture stereo images of the branches,and the needles were reconstructed.The accuracy of the inclination angles calculated from the reconstructed needles was high.Moreover,we analyzed whether a spherical distribution is a valid assumption for coniferous canopies by calculating the possible range of the G-function from the measured LADs of branches of Larch and Spruce and the true G-functions of other species from some existing inventory data and threedimensional(3D)tree models.Results show that the constant G assumption introduces large errors in LAI retrieval,which could be as large as 53%in the zenithal viewing direction used by spaceborne LiDAR.As a result,accurate LAD estimation is recommended.In the absence of such data,our results show that a viewing zenith angle between 45 and 65 degrees is a good choice,at which the errors of LAI retrieval caused by the spherical assumption will be less than 10%for coniferous canopies.

Estimation of Larch Growth at the Stem,Crown,and Branch Levels Using Ground-Based LiDAR Point Cloud

Tree growth is an important indicator of forest health and can reflect changes in forest structure.Traditional tree growth estimates use easy-to-measure parameters,including tree height,diameter at breast height,and crown diameter,obtained via forest in situ measurements,which are labor intensive and time consuming.Some new technologies measure the diameter of trees at different positions to monitor the growth trend of trees,but it is difficult to take into account the growth changes at different tree levels.The combination of terrestrial laser scanning and quantitative structure modeling can accurately estimate tree structural parameters nondestructively and has the potential to estimate tree growth from different tree levels.In this context,this paper estimates tree growth from stem-,crown-,and branch-level attributes observed by terrestrial laser scanning.Specifically,tree height,diameter at breast height,stem volume,crown diameter,crown volume,and first-order branch volume were used to estimate the growth of 55-year-old larch trees in Saihanba of China,at the stem,crown,and branch levels.The experimental results showed that tree growth is mainly reflected in the growth of the crown,i.e.,the growth of branches.Compared to onedimensional parameter growth(tree height,diameter at breast height,or crown diameter),three-dimensional parameter growth(crown,stem,and first-order branch volumes)was more obvious,in which the absolute growth of the first-order branch volume is close to the stem volume.Thus,it is necessary to estimate tree growth at different levels for accurate forest inventory.

A Bibliometric Visualization Review of the MODIS LAI/FPAR Products from 1995 to 2020

The MODIS LAI/FPAR products have been widely used in various fields since their first public release in 2000.This review intends to summarize the history,development trends,scientific collaborations,disciplines involved,and research hotspots of these products.Its aim is to intrigue researchers and stimulate new research direction.Based on literature data from the Web of Science(WOS)and associated funding information,we conducted a bibliometric visualization review of the MODIS LAI/FPAR products from 1995 to 2020 using bibliometric and social network analysis(SNA)methods.We drew the following conclusions:(1)research based on the MODIS LAI/FPAR shows an upward trend with a multiyear average growth rate of 24.9%in the number of publications.(2)Researchers from China and the USA are the backbone of this research area,among which the Chinese Academy of Sciences(CAS)is the core research institution.(3)Research based on the MODIS LAI/FPAR covers a wide range of disciplines but mainly focus on environmental science and ecology.(4)Ecology,crop production estimation,algorithm improvement,and validation are the hotspots of these studies.(5)Broadening the research field,improving the algorithms,and overcoming existing difficulties in heterogeneous surface,scale effects,and complex terrains will be the trend of future research.Our work provides a clear view of the development of the MODIS LAI/FPAR products and valuable information for scholars to broaden their research fields.