Evaluation of the Community Microwave Emission Model Coupled with the Community Land Model over East Asia

The Community Microwave Emission Model (CMEM) developed by the European Centre for Me-dium-Range Weather Forecasts (ECMWF) can provide a link between surface states and satellite observations and simulate the passive microwave brightness temperature of the surface at low frequencies (from 1 GHz to 20 GHz).This study evaluated the performance of the CMEM cou-pled with the Community Land Model (CLM) (CMEM-CLM) using C-band (6.9 GHz) microwave brightness temperatures from the Advanced Microwave Scanning Radiometer on Earth Observing System (AMSR-E) over East Asia.Preliminary results support the argument that the simulated brightness temperatures of CMEM-CLM from July 2005 to June 2010 are comparable to AMSR-E observational data.CMEM-CLM performed better for vertical polarization,for which the root mean square error was approximately 15 K,compared to over 30 K for horizontal polarization.An evaluation performed over seven sub-regions in China indicated that CMEM-CLM was able to capture the temporal evolution of C-band brightness temperatures well,and the best correlation with AMSR-E appeared over western Northwest China (over 0.9 for vertical polarization).However,larger biases were found over southern North China and the middle and lower reaches of the Yangtze River.

Origin and advances in implementing blowing-snow effects in the Community Land Model

Snow cover on the Tibetan Plateau(TP)is closely related to regional and continental biological and hydrological processes.The vast snow cover,special climatic conditions,and sparse vegetative cover over the TP facilitate the occurrence of blowing snow,leading to substantial heterogeneities in the snow cover and great promotion in the moisture supply from the land surface to the overlying atmospheric boundary layer.However,blowing-snow processes are significantly misrepresented or even neglected in current models,which causes considerable uncertainties of numerical model simulations and leads to erroneous estimates of snow-related processes in mountainous terrain.We present in this paper a brief review of our work in the past 5 years to serve as a basis for further development and improvement of the land-surface model.These studies can be divided into three parts:detection of the problems,development of the land-surface model,and application of the coupled model over the TP(the logical framework is presented in Figure 1).The origin and advances in the development of a land-surface model with consideration of blowing-snow effects are described herein;and the importance of blowing-snow processes in the land-surface model,especially over the TP,is highlighted.We expect that the blowingsnow studies over the TP will play a key role in documenting and understanding the land-surface processes(LSPs)and the cryospheric changes over the TP.

基于CLDAS强迫CLM3.5模式的新疆区域土壤温度陆面过程模拟及验证

利用中国气象局国家气象信息中心研发的中国气象局陆面数据同化系统(China Meteorological Administration Land Data Assimilation System,CLDAS)大气近地面强迫资料,驱动美国国家大气研究中心公用陆面模式(Community Land Model,CLM3.5),对中国新疆地区土壤温度时空分布进行逐小时Off-line模拟(模拟时段为2009—2012年);利用国家土壤温度自动站(新疆区域105站点)数据验证CLDAS驱动场强迫下的CLM3.5模式在中国新疆地区3个土壤层(5cm、20cm和80cm)的土壤温度模拟能力。研究发现:在月变化方面,第1层(5cm)土壤温度模拟与实测值差异最大,在每年7月最大差异达5k左右;第2层(20cm)在每年7月达最大差异(3k左右),而第3层(80cm)在每年7月均模拟的很好。造成这种现象的原因可能因为新疆地区7月前后浅层土壤温度变化剧烈,温度白天最高可达300K以上,昼夜温差大,导致模式不能很好抓住浅层土壤温度的变化趋势。研究还发现,在80cm土壤深度,模式在1月、12月的模拟结果均较前两层差。在日变化方面,研究发现:较浅的两层(5cm和20cm)土壤温度模拟值在夏季和秋季均较差。与月变化模拟结果类似的是,80cm土壤层日变化在1、12月模拟较差,然而在其他时段却模拟的很好。在小时变化方面,分析发现:第1层土壤(5cm)模拟结果在每年的1—4月及9—11月的全天(即24 h),模式也会有不同的偏差:其中,在03UTC—21UTC之间主要表现为模式结果比观测结果偏高,而在日内21UTC—00UTC主要表现为模拟结果偏小。在每年的5—8月,全天模拟值都偏小,其中在09UTC达当日最大值。而距离第2层(20cm)处的土壤温度模拟值在大部分月份都偏差较小(-1K至1k之间),并在日内12UTC偏差达到当日最大值。研究发现,在土壤20cm处,模式模拟的最大值较观测值提前,而第3层(80cm)的土壤温度基本不受日内变化影响,表现较为平稳。造成这种影响的原因可能是因为新疆地区5—8月、9—11月为昼夜温差大,深层土壤温度较浅层土壤温度温差变化小,这也造成了模式对于浅层土壤模拟较深层差的主要原因。总体研究表明:CLDAS驱动场强迫下的CLM3.5模式可较为精确的模拟中国新疆地区多年平均土壤温度时空分布,并较为准确的反映中国新疆地区土壤温度的小时、日、月及年际的变化规律。模式浅温度模拟不好的原因可能与模式参数化方案及地表参数有关,后期将继续修正该问题。

Estimates of net primary productivity and actual evapotranspiration over the Tibetan Plateau from the Community Land Model version 4.5 with four atmospheric forcing datasets

The accuracy of the simulation of carbon and water processes largely relies on the selection of atmospheric forcing datasets when driving land surface models(LSM).Particularly in high-altitude regions,choosing appropriate atmospheric forcing datasets can effectively reduce uncertainties in the LSM simulations.Therefore,this study conducted four offline LSM simulations over the Tibetan Plateau(TP)using the Community Land Model version 4.5(CLM4.5)driven by four state-of-the-art atmospheric forcing datasets.The performances of CRUNCEP(CLM4.5 model default)and three other reanalysis-based atmospheric forcing datasets(i.e.ITPCAS,GSWP3 and WFDEI)in simulating the net primary productivity(NPP)and actual evapotranspiration(ET)were evaluated based on in situ and gridded reference datasets.Compared with in situ observations,simulated results exhibited determination coefficients(R2)ranging from 0.58 to 0.84 and 0.59 to 0.87 for observed NPP and ET,respectively,among which GSWP3 and ITPCAS showed superior performance.At the plateau level,CRUNCEP-based simulations displayed the largest bias compared with the reference NPP and ET.GSWP3-based simulations demonstrated the best performance when comprehensively considering both the magnitudes and change trends of TP-averaged NPP and ET.The simulated ET increase over the TP during 1982-2010 based on ITPCAS was significantly greater than in the other three simulations and reference ET,suggesting that ITPCAS may not be appropriate for studying long-term ET changes over the TP.These results suggest that GSWP3 is recommended for driving CLM4.5 in conducting long-term carbon and water processes simulations over the TP.This study contributes to enhancing the accuracy of LSM in water-carbon simulations over alpine regions.

Evaluating the Dependence of Vegetation on Climate in an Improved Dynamic Global Vegetation Model

The capability of an improved Dynamic Global Vegetation Model （DGVM） in reproducing the impact of climate on the terrestrial ecosystem is evaluated. The new model incorporates the Community Land Model- DGVM （CLM3.0-DGVM） with a submodel for temperate and boreal shrubs, as well as other revisions such as the ＂two-leaf＂ scheme for photosynthesis and the definition of fractional coverage of plant functional types （PFTs）. Results show that the revised model may correctly reproduce the global distribution of temperate and boreal shrubs, and improves the model performance with more realistic distribution of di？erent vege- tation types. The revised model also correctly reproduces the zonal distributions of vegetation types. In reproducing the dependence of the vegetation distribution on climate conditions, the model shows that the dominant regions for trees, grasses, shrubs, and bare soil are clearly separated by a climate index derived from mean annual precipitation and temperature, in good agreement with the CLM4 surface data. The dominant plant functional type mapping to a two dimensional parameter space of mean annual temperature and precipitation also qualitatively agrees with the results from observations and theoretical ecology studies.

Improving microwave brightness temperature predictions based on Bayesian model averaging ensemble approach

The choices of the parameterizations for each component in a microwave emission model have significant effects on the quality of brightness temperature （Tb） sim- ulation. How to reduce the uncertainty in the Tb simulation is investigated by adopting a statistical post-processing procedure with the Bayesian model averaging （BMA） ensemble approach. The simulations by the community microwave emission model （CMEM） cou- pled with the community land model version 4.5 （CLM4.5） over China's Mainland are con- ducted by the 24 configurations from four vegetation opacity parameterizations （VOPs）, three soil dielectric constant parameterizations （SDCPs）, and two soil roughness param- eterizations （SRPs）. Compared with the simple arithmetical averaging （SAA） method, the BMA reconstructions have a higher spatial correlation coefficient （larger than 0.99） than the C-band satellite observations of the advanced microwave scanning radiometer on the Earth observing system （AMSR-E） at the vertical polarization. Moreover, the BMA product performs the best among the ensemble members for all vegetation classes, with a mean root-mean-square difference （RMSD） of 4 K and a temporal correlation coefficient of 0.64.

Understanding and simulating of three-dimensional subsurface hydrological partitioning in an alpine mountainous area, China

Critical zone(CZ)plays a vital role in sustaining biodiversity and humanity.However,flux quantification within CZ,particularly in terms of subsurface hydrological partitioning,remains a significant challenge.This study focused on quantifying subsurface hydrological partitioning,specifically in an alpine mountainous area,and highlighted the important role of lateral flow during this process.Precipitation was usually classified as two parts into the soil:increased soil water content(SWC)and lateral flow out of the soil pit.It was found that 65%–88%precipitation contributed to lateral flow.The second common partitioning class showed an increase in SWC caused by both precipitation and lateral flow into the soil pit.In this case,lateral flow contributed to the SWC increase ranging from 43%to 74%,which was notably larger than the SWC increase caused by precipitation.On alpine meadows,lateral flow from the soil pit occurred when the shallow soil was wetter than the field capacity.This result highlighted the need for three-dimensional simulation between soil layers in Earth system models(ESMs).During evapotranspiration process,significant differences were observed in the classification of subsurface hydrological partitioning among different vegetation types.Due to tangled and aggregated fine roots in the surface soil on alpine meadows,the majority of subsurface responses involved lateral flow,which provided 98%–100%of evapotranspiration(ET).On grassland,there was a high probability(0.87),which ET was entirely provided by lateral flow.The main reason for underestimating transpiration through soil water dynamics in previous research was the neglect of lateral root water uptake.Furthermore,there was a probability of 0.12,which ET was entirely provided by SWC decrease on grassland.In this case,there was a high probability(0.98)that soil water responses only occurred at layer 2(10–20 cm),because grass roots mainly distributed in this soil layer,and grasses often used their deep roots for water uptake during ET.To improve the estimation of soil water dynamics and ET,we established a random forest(RF)model to simulate lateral flow and then corrected the community land model(CLM).RF model demonstrated good performance and led to significant improvements in CLM simulation.These findings enhance our understanding of subsurface hydrological partitioning and emphasize the importance of considering lateral flow in ESMs and hydrological research.

Parameter Sensitivities of the Community Land Model at Two Alpine Sites in the Three-River Source Region

The three-river source region plays an important role on China’s ecological security and Asia’s water supply. Historically, the region has experienced severe ecological degradation due to climate change and human activities. Reasonable simulations of the energy and water cycles are essential to predict the responses of land surface processes to future climate change. Current land surface models involve empirical functions that are associated with many parameters. These parameter uncertainties will largely affect the simulation when applied to a new domain. The Community Land Model(CLM) is a widely used land surface model, and version 5.0 is the newest version. Compared to the prior version CLM4.5, CLM5.0 has largely updated plant hydraulic and stomatal conductance schemes. How these changes affect parameter sensitivities is unknown. In our work, we tested 17 key parameters in CLM4.5 and 19 parameters in CLM5.0 at two eddy flux sites in the three-river source region: the Maqu and Maduo sites. We adopted the simplest one-at-a-time changes on each parameter and quantified their sensitivities by the parameter effect(PE).We found that the Maqu site was more sensitive to vegetation parameters, while the Maduo site was more sensitive to the initial soil water content in both CLM4.5 and CLM5.0. This is because Maduo grid cell has wetland that does not respond to vegetation parameters in CLM, which may not reflect the reality. Further model development on wetland vegetation parameterization is important. Our validation on the default simulation showed CLM5.0 did not always improve the simulations. The largest difference between CLM5.0 and CLM4.5 was that soil moisture(SM) showed a much stronger decrease in response to a higher leaf area index(LAI) in CLM5.0 than in CLM4.5, suggesting that SM is more sensitive to vegetation changes in CLM5.0.

内蒙古地区下垫面变化对土壤湿度数值模拟的影响

利用第二次全国土壤调查土壤质地数据（SNSS）和中国区域陆地覆盖资料（CLCV）将陆面过程模式CLM3.5（Community Land Model version 3.5）中基于联合国粮食农业组织发展的土壤质地数据（FAO）和MODIS卫星反演的陆地覆盖数据（MODIS）进行了替换,使用中国气象局陆面数据同化系统（CMA Land Data Assimilation System,CLDAS）大气强迫场资料,分别驱动基于同时改进土壤质地和陆地覆盖数据的CLM3.5（CLM-new）、基于只改进陆地覆盖数据的CLM3.5（CLM-clcv）、基于只改进土壤质地数据的CLM3.5（CLM-snss）和基于原始下垫面数据的CLM3.5（CLM-ctl）,对内蒙古地区2011~2013年土壤湿度的时空变化进行模拟试验,研究下垫面改进对CLM3.5模拟土壤湿度的影响。将四组模拟结果与46个土壤水分站点观测数据进行对比分析,结果表明：相对于控制试验,CLM-clcv、CLM-snss和CLM-new都能不同程度地改进土壤湿度模拟,其中CLM-clcv主要在呼伦贝尔改进明显,CLM-snss则在除呼伦贝尔以外的大部地区改进显著,CLM-ctl模拟的土壤湿度在各层上均系统性偏大,而CLM-new模拟土壤湿度最好地反映出内蒙古地区观测的土壤湿度的时空变化特征,显著改善了土壤湿度的模拟,体现在与观测值有着更高的相关系数和更小的平均偏差与均方根误差。

不同陆面模式对我国地表温度模拟的适用性评估

基于CLDAS大气驱动数据驱动CLM3.5陆面模式和3种不同参数化方案下的Noah-MP陆面模式模拟得到的地表温度,利用中国气象局2009-2013年2000多个国家级地面观测站地表温度进行质量评估。结果表明:从时间分布看,模拟地表温度与观测的偏差及均方根误差均呈季节性波动;从空间分布看,模拟地表温度与观测的偏差及均方根误差在中国东部地区相对于中国西部地区更小。选择Noah-MP陆面模式3种不同参数化方案模拟结果进行对比,结果表明:Noah-MP模式的非动态植被方案不变时,考虑植被覆盖度的二流近似辐射传输方案的Noah-MP陆面模式模拟的地表温度优于考虑太阳高度角和植被三维结构的二流近似辐射传输方案Noah-MP陆面模式模拟的地表温度;选择动态植被方案的Noah-MP陆面模式模拟的地表温度优于选择非动态植被方案的NoahMP陆面模式;总体而言,考虑动态植被方案的Noah-MP陆面模式模拟的地表温度优于其他两种参数化方案的Noah-MP陆面模式以及CLM3.5陆面模式模拟的地表温度。

Use of the RegCM System over East Asia： Review and Perspectives

The Abdus Salam International Center for Theoretical Physics （ICTP） RegCM system is one of the most commonly used regional climate models （RCMs） over the East Asia region, In this paper, we present a brief review of the RegCM system and its applications to the East Asia region. The model history and plans for future development are described, Previous and ongoing applications, as well as the advantages and biases found in the model system over the East Asia region, are summarized, The model biases that exist are mainly found in the cold seasons, and are characterized by a warm bias at high latitudes and underestimation of precipitation in the south. These biases are similar to those of most global climate models （GCMs）, Finally, future plans on the application and development of the model, and specifically on those within the context of the Coordinated Regional Climate Downscaling Experiment （CORDEX）, are introduced. This paper is intended to serve as a reference for future users of the RegCM system within the East Asia region.

Runoff of arid and semi-arid regions simulated and projected by CLM-DTVGM and its multi-scale fluctuations as revealed by EEMD analysis

Runoff is a major component of the water cycle, and its multi-scale fluctuations are important to water resources management across arid and semi-arid regions. This paper coupled the Distributed Time Variant Gain Model （DTVGM） into the Community Land Model （CLM 3.5）, replacing the TOPMODEL-based method to simulate runoff in the arid and semi-arid regions of China. The coupled model was calibrated at five gauging stations for the period 1980-2005 and validated for the period 2006-2010. Then, future runoff （2010-2100） was simulated for different Representative Concentration Pathways （RCP） emission scenarios. After that, the spatial distributions of the future runoff for these scenarios were discussed, and the multi-scale fluctuation characteristics of the future annual runoff for the RCP scenarios were explored using the Ensemble Empirical Mode Decomposition （EEMD） analysis method. Finally, the decadal variabilities of the future annual runoff for the entire study area and the five catchments in it were investigated. The results showed that the future annual runoff had slowly decreasing trends for scenarios RCP 2.6 and RCP 8.5 during the period 2010-2100, whereas it had a non-monotonic trend for the RCP 4.5 scenario, with a slow increase after the 2050s. Additionally, the future annual runoff clearly varied over a decadal time scale, indicating that it had clear divisions between dry and wet periods. The longest dry period was approximately 15 years （2040-2055） for the RCP 2.6 scenario and 25 years （2045-2070） for the RCP 4.5 scenario. However, the RCP 8.5 scenario was predicted to have a long dry period starting from 2045. Under these scenarios, the water resources situation of the study area will be extremely severe. Therefore, adaptive water management measures addressing climate change should be adopted to proactively confront the risks of water resources.

Soil moisture drought detection and multi-temporal variability across China

Soil moisture droughts can trigger abnormal changes of material and energy cycles in the soil-vegetation-atmosphere system,leading to important effects on local ecosystem,weather,and climate.Drought detection and understanding benefit disaster alleviation,as well as weather and climate predictions based on the understanding the land-atmosphere interactions.We thus simulated soil moisture using land surface model CLM3.5 driven with observed climate in China,and corrected wet bias in soil moisture simulations via introducing soil porosity parameter into soil water parameterization scheme.Then we defined soil moisture drought to quantify spatiotemporal variability of droughts.Over the period from 1951 to 2008,40%of months(to the sum of 12×58)underwent droughts,with the average area of 54.6%of total land area of China's Mainland.The annual monthly drought numbers presented a significant decrease in arid regions,but a significant increase in semi-arid and semi-humid regions,a decrease in humid regions but not significant.The Mainland as a whole experienced an increasing drought trend,with77.3%of areal ratio of decrease to increase.The monthly droughts in winter were the strongest but the weakest in summer,impacting 54.3%and 8.4%total area of the Mainland,respectively.The drought lasting three months or more occurred mainly in the semi-arid and semi-humid regions,with probability>51.7%,even>77.6%,whereas those lasting 6 and 12 months or more impacted mainly across arid and semi-arid regions.

A Soil Moisture Data Assimilation System for Pakistan Using PODEn4DVar and CLM4.5

Soil moisture is an important state variable for land–atmosphere interactions.It is a vital land surface variable for research on hydrology,agriculture,climate,and drought monitoring.In current study,a soil moisture data assimilation framework has been developed by using the Community Land Model version 4.5(CLM4.5)and the proper orthogonal decomposition(POD)-based ensemble four-dimensional variational assimilation(PODEn4 DVar)algorithm.Assimilation experiments were conducted at four agricultural sites in Pakistan by assimilating in-situ soil moisture observations.The results showed that it was a reliable system.To quantify further the feasibility of the data assimilation(DA)system,soil moisture observations from the top four soil-depths(0–5,5–10,10–20,and 20–30 cm)were assimilated.The evaluation results indicated that the DA system improved soil moisture estimation.In addition,updating the soil moisture in the upper soil layers of CLM4.5 could improve soil moisture estimation in deeper soil layers[layer 7(L7,62.0 cm)and layer 8(L8,103.8 cm)].To further evaluate the DA system,observing system simulation experiments(OSSEs)were designed for Pakistan by assimilating daily observations.These idealized experiments produced statistical results that had higher correlation coefficients,reduced root mean square errors,and lower biases for assimilation,which showed that the DA system is able to produce and improve soil moisture estimation in Pakistan.