Numerical Simulation of Surrounding Rock Deformation and Grouting Reinforcement of Cross-Fault Tunnel under Different Excavation Methods

Tunnel construction is susceptible to accidents such as loosening, deformation, collapse, and water inrush, especiallyunder complex geological conditions like dense fault areas. These accidents can cause instability and damageto the tunnel. As a result, it is essential to conduct research on tunnel construction and grouting reinforcementtechnology in fault fracture zones to address these issues and ensure the safety of tunnel excavation projects. Thisstudy utilized the Xianglushan cross-fault tunnel to conduct a comprehensive analysis on the construction, support,and reinforcement of a tunnel crossing a fault fracture zone using the three-dimensional finite element numericalmethod. The study yielded the following research conclusions: The excavation conditions of the cross-fault tunnelarray were analyzed to determine the optimal construction method for excavation while controlling deformationand stress in the surrounding rock. The middle partition method (CD method) was found to be the most suitable.Additionally, the effects of advanced reinforcement grouting on the cross-fault fracture zone tunnel were studied,and the optimal combination of grouting reinforcement range (140°) and grouting thickness (1m) was determined.The stress and deformation data obtained fromon-site monitoring of the surrounding rock was slightly lower thanthe numerical simulation results. However, the change trend of both sets of data was found to be consistent. Theseresearch findings provide technical analysis and data support for the construction and design of cross-fault tunnels.

Study on creep deformation and energy development of underground surrounding rock under four‐dimensional support

There is an urgent need to develop optimal solutions for deformation control of deep high‐stress roadways,one of the critical problems in underground engineering.The previously proposed four‐dimensional support(hereinafter 4D support),as a new support technology,can set the roadway surrounding rock under three‐dimensional pressure in the new balanced structure,and prevent instability of surrounding rock in underground engineering.However,the influence of roadway depth and creep deformation on the surrounding rock supported by 4D support is still unknown.This study investigated the influence of roadway depth and creep deformation time on the instability of surrounding rock by analyzing the energy development.The elastic strain energy was analyzed using the program redeveloped in FLAC3D.The numerical simulation results indicate that the combined support mode of 4D roof supports and conventional side supports is highly applicable to the stability control of surrounding rock with a roadway depth exceeding 520 m.With the increase of roadway depth,4D support can effectively restrain the area and depth of plastic deformation in the surrounding rock.Further,4D support limits the accumulation range and rate of elastic strain energy as the creep deformation time increases.4D support can effectively reduce the plastic deformation of roadway surrounding rock and maintain the stability for a long deformation period of 6 months.As confirmed by in situ monitoring results,4D support is more effective for the long‐term stability control of surrounding rock than conventional support.

Prediction model of surrounding rock deformation in doublecontinuous-arch tunnel based on the ABC-WNN

Purpose–The wavelet neural network(WNN)has the drawbacks of slow convergence speed and easy falling into local optima in data prediction.Although the artificial bee colony(ABC)algorithm has strong global optimization ability and fast convergence speed,it also has the drawbacks of slow speed while finding the optimal solution and weak optimization ability in the later stage.Design/methodology/approach–This article uses an ABC algorithm to optimize the WNN and establishes an ABC-WNN analysis model.Based on the example of the Jinan Yuhan underground tunnel project,the deformation of the surrounding rock of the double-arch tunnel crossing the fault fracture zone is predicted and analyzed,and the analysis results are compared with the actual detection amount.Findings–The comparison results show that the predicted values of the ABC-WNN model have a high degree of fitting with the actual engineering data,with a maximum relative error of only 4.73%.On this basis,the results show that the statistical features of ABC-WNN are the lowest,with the errors at 0.566 and 0.573,compared with the single back propagation(BP)neural network model and WNN model.Therefore,it can be derived that the ABC-WNN model has higher prediction accuracy,better computational stability and faster convergence speed for deformation.Originality/value–This article uses firstly the ABC-WNN for the deformation analysis of double-arch tunnels.This attempt laid the foundation for artificial intelligence prediction in deformation analysis of multiarch tunnels and small clearance tunnels.It can provide a new and effective way for deformation prediction in similar projects.

Deformation and failure mechanism of Yanjiao rock slope influenced by rainfall and water level fluctuation of the Xiluodu hydropower station reservoir

With the construction of the Xiluodu hydropower station on the Jinsha River,the reservoir impoundment began in 2013 and the water level fluctuates annually between 540 m and 600 m above sea level.The Yanjiao rock slope which is located on the left bank of the Jinsha River 75 km upstream of the Xiluodu dam site,began to deform in 2014.The potential failure of the slope not only threatens Yanjiao town but also affects the safe operation of the Xiluodu reservoir.This paper is to find the factors influencing the Yanjiao slope deformation through field investigation,geotechnical reconnaissance,and monitoring.Results show that the Yanjiao slope can be divided into a bank collapse area(BCA)and a strong deformation area(SDA)based on the crack distribution characteristics of the slope.The rear area of the slope has been experiencing persistent deformation with a maximum cumulative displacement(GPS monitoring point G4)of 505 mm and 399 mm in the horizontal and vertical directions,respectively.The potential failure surface of the slope is formed 36 m below the surface based on the borehole inclinometer.The bank collapses of the Yanjiao slope are directly caused by the reservoir impoundment while the deformation area of the slope is affected by the combination of the rainfall and reservoir water level fluctuation.Based on mechanism of the Yanjiao slope,prestressed anchor combined with the surface drainage and slope unloading are recommended to prevent potential deformation.

Strength and damage evolution mechanism of rock mass with holes under cyclic loading

The damage and failure law of rock mass with holes is of great significance to the stability control of roadways. This study investigates the mechanical properties and failure modes of porous rock masses under cyclic loading, elucidates the acoustic emission (AE) characteristics and their spatial evolution, and establishes the interrelation among AE, stress, strain, time, and cumulative damage. The results reveal that the rock mass with holes and the intact rock mass show softening and hardening characteristics after cyclic loading. The plastic strain of the rock mass with holes is smaller than that of the intact rock mass, and the stress −strain curve shows hysteresis characteristics. Under uniaxial compression, the pore-bearing rock mass shows the characteristics of higher ringing count, AE energy, b-value peak, and more cumulative ringing count in the failure stage, while it shows lower characteristics under cyclic action. At the initial stage of loading, compared with the intact rock mass, the pore-containing rock mass shows the characteristics of a low b-value. The AE positioning and cumulative damage percentage are larger, and the AE positioning is denser around the hole. The specimen with holes is mainly shear failure, and the complete specimen is mainly tensile shear failure.

Numerical analysis of deformation and failure characteristics of deep roadway surrounding rock under static-dynamic coupling stress

In actual production,deep coal mine roadways are often under typical static-dynamic coupling stress(SDCS)conditions with high ground stress and strong dynamic disturbances.With the increasing number of disasters and accidents induced by SDCS conditions,the safe and efficient production of coal mines is seriously threatened.Therefore,it is of great practical significance to study the deformation and failure characteristics of the roadway surrounding rock under SDCS.In this paper,the effects of different in-situ stress fields and dynamic load conditions on the surrounding rock are studied by numerical simulations,and the deformation and failure characteristics are obtained.According to the simulation results,the horizontal stress,vertical stress and dynamic disturbance have a positive correlation with the plastic failure of the surrounding rock.Among these factors,the influence of the dynamic disturbance is the most substantial.Under the same stress conditions,the extents of deformation and plastic failure of the roof and ribs are always greater than those of the floor.The effect of horizontal stresses on the roadway deformation is more notable than that of vertical stresses.The results indicate that for the roadway under high-stress conditions,the in-situ stress test must be strengthened first.After determining the magnitude of the in-situ stress,the location of the roadway should be reasonably arranged in the design to optimize the mining sequence.For roadways that are strongly disturbed by dynamic loads,rock supports(rebar/cable bolts,steel set etc.)that are capable of maintaining their effectiveness without failure after certain dynamic loads are required.The results of this study contribute to understanding the characteristics of the roadway deformation and failure under SDCS,and can be used to provide a basis for the support design and optimization under similar geological and geotechnical circumstances.

Assessment of cyclic deformation and critical stress amplitude of jointed rocks via cyclic triaxial testing

Jointed rock specimens with a natural replicated joint surface oriented at a mean dip angle of 60were prepared,and a series of cyclic triaxial tests was performed at different confining pressures and cyclic deviatoric stress amplitudes.The samples were subjected to 10,000 loading-unloading cycles with a frequency of 8 Hz.At each level of confining pressure,the applied cyclic deviatoric stress amplitude was increased incrementally until excessive deformation of the jointed rock specimen was observed.Analysis of the test results indicated that there existed a critical cyclic deviatoric stress amplitude(i.e.critical dynamic deviatoric stress)beyond which the jointed rock specimens yielded.The measured critical dynamic deviatoric stress was less than the corresponding static deviatoric stress.At cyclic deviatoric stress amplitudes less than the critical dynamic deviatoric stress,minor cumulative residual axial strains were observed,resulting in hysteretic damping.However,for cyclic deviatoric stresses beyond the critical dynamic deviatoric stress,the plastic strains increased promptly,and the resilient moduli degraded rapidly during the initial loading cycles.Cyclic triaxial test results showed that at higher confining pressures,the ultimate residual axial strain attained by the jointed rock specimen decreased,the steadystate dissipated energy density and steady-state damping ratio per load cycle decreased,while steadystate resilient moduli increased.

Macro/meso failure behavior of surrounding rock in deep roadway and its control technology

Engineering disasters occur frequently and violently with the increase in mining depth, which is mostly due to insufficient study on the failure mechanism of the deep rock mass. In this paper, theoretical and experimental researches on the failure behaviors and deformation control of deep surrounding rock in recent years were reviewed. Macro/meso failure mechanism of deep rock or coal-rock combined body under different loading conditions have been systematically investigated. Stress gradient failure theory of surrounding rock, uniform strength support in the deep roadway, and the analogous hyperbola movement model of overlying strata were preliminary established and a combined grouting control technology for surface and underground was proposed. Abovementioned achievements are expected to offer theoretical bases and technical supports for the exploitation of China's deep mineral resources in the future.

Deformation characteristics of surrounding rock of broken and soft rock roadway

A similar material model and a numerical simulation were constructed and are described herein. The deformation and failure of surrounding rock of broken and soft roadway are studied by using these models. The deformation of the roof and floor, the relative deformation of the two sides and the deformation of the deep surrounding rock are predicted using the model. Measurements in a working mine are compared to the results of the models. The results show that the surrounding rock shows clear theological features under high stress conditions. Deformation is unequally distributed across the whole section. The surrounding rock exhibited three deformation stages： displacement caused by stress concentration, theological displacement after the digging effects had stabilized and displacement caused by supporting pressure of the roadway. Floor heave was serious, accounting for 65% of the total deformation of the roof and floor. Floor heave is the main reason for failure of the surrounding rock. The reasons for deformation of the surrounding rock are discussed based on the similar material and numerical simulations.

Considerations of rock dilation on modeling failure and deformation of hard rocks-a case study of the mine-by test tunnel in Canada

For the compressive stress-induced failure of tunnels at depth, rock fracturing process is often closely associated with the generation of surface parallel fractures in the initial stage, and shear failure is likely to occur in the final process during the formation of shear bands, breakouts or V-shaped notches close to the excavation boundaries. However, the perfectly elastoplastic, strain-softening and elasto-brittle-plastic models cannot reasonably describe the brittle failure of hard rock tunnels under high in-situ stress conditions. These approaches often underestimate the depth of failure and overestimate the lateral extent of failure near the excavation. Based on a practical case of the mine-by test tunnel at an underground research laboratory (URL) in Canada, the influence of rock mass dilation on the depth and extent of failure and deformation is investigated using a calibrated cohesion weakening and frictional strengthening (CWFS) model. It can be found that, when modeling brittle failure of rock masses, the calibrated CWFS model with a constant dilation angle can capture the depth and extent of stress-induced brittle failure in hard rocks at a low confinement if the stress path is correctly represented, as demonstrated by the failure shape observed in the tunnel. However, using a constant dilation angle cannot simulate the nonlinear deformation behavior near the excavation boundary accurately because the dependence of rock mass dilation on confinement and plastic shear strain is not considered. It is illustrated from the numerical simulations that the proposed plastic shear strain and confinement-dependent dilation angle model in combination with the calibrated CWFS model implemented in FLAC can reasonably reveal both rock mass failure and displacement distribution in vicinity of the excavation simultaneously. The simulation results are in good agreement with the field observations and displacement measurement data.

Deformation mechanism of high-stress and broken-expansion surrounding rock and supporting optimization based on the gray correlation theory

Aiming at the large deformation and support problems of high-stress and broken-expansion surrounding rock, and taking 1 000 m level roadway of Mine II in Jinchuan as the research object, an investigation on the deformation and damage of roadway surrounding rock and an analysis of its mechanism were carried out. The gray correlation theory was used in support scheme optimization design. First, causes and mechanism of deformation of the 1 000 m horizontal transport channel were analyzed through field investigation, laboratory test and data processing methods. We arguued that poor engineering geological conditions and deep pressure increases were the main factors, and the deformation mechanism was mainly the ground deformation pressure. Second, the gray correlation theory was used to construct supporting optimization decision method in the deep roadway. This method more comprehensively considers various factors, including construction, costs, and supporting material functions. The combined support with pre-stressed anchor cables, shotcrete layer, bolt and metal net was put forward according to the actual roadway engineering characteristics. Finally, 4 support schemes were put forward for new roadways. The gray relational theory was applied to optimizing the supporting method, undertaking technical and economic comparison to obtain the correlation degree, and accordingly the schemes were evaluated. It was concluded as follows： the best was the flexible retaining scheme using the steel strand anchor; the second best was the one using plate anchors on the top and rigid common screw steel bolt on the two sides; the ttiird was; the rigid common screw steel bolt in full section of roadway; and the worst is the planished steel rigid support. The optimized scheme was applied to the 1000 m level of new excavation roadway. The results show that the roadway surrounding rock can reach a stable state after 5 to 6 months monitoring, with a convergence rate less than 1 mm/d.

Surrounding rock deformation and stress evolution in pre-driven longwall recovery rooms at the end of mining stage

Two case studies were conducted in the Shennan mining area of Shaanxi Province,China to evaluate the surrounding rock deformation and stress evolution in pre-driven longwall recovery rooms· These studies mainly monitored the surrounding rock deformation and coal pillar stress in the recovery rooms of the N1206 panel of 2-2 coal seam at Ningtiaota Coal Mine and the 15205 panel of 5-2 coal seam at Hongliulin Coal Mine.The monitoring results showed that the surrounding rock deformation of the main recovery room and the coal pillar stress in the N1206 and 15205 panels began to increase significantly when the face was 36 m and 42 m away from the terminal line,respectively.After the face entered the main recovery room,the maximum roof-to-floor convergence in the N1206 and 15205 panels was 348.03 mm and 771.24 mm,respectively,and the coal pillar stresses increased more than 5 MPa and 7 MPa,respectively.In addition,analysis of the periodic weighting data showed that the main roof break position of the N1206 and 15205 panels after the longwall face entered the main recovery room was-3.8 m and-8.2 m,respectively.This research shows that when the main roof breaks above the coal pillar,the surrounding rock deformation of the main recovery room and the coal pillar stress increase sharply.The last weighting is the key factor affecting the stability of the main recovery room and the coal pillar;main roof breaks at disadvantageous positions are the main cause of the support crushing accidents.

Deformation mechanism and collapse treatment of the rock surrounding a shallow tunnel based on on-site monitoring

When tunnels are constructed at shallow depths in areas with poor geological conditions,such as portal sections,valleys and hillsides in regions with granitic bedrock,considerable excavation-induced deformation of the surrounding rock may occur,potentially resulting in tunnel collapses.The main reason for these problems is the lack of understanding of the deformation mechanism and evolution of the soft granitic rock surrounding the tunnel and the adoption of inappropriate construction technology and methods.This article analyzes the deformation mechanism of the rock surrounding a shallow tunnel based on in situ monitoring data as a case study and suggests that certain measures should be taken to effectively control the deformation of the surrounding rock and to minimize the potential for tunnel collapse.The results show that the deformation of the granitic soil surrounding the tunnel can be divided into three stages:the rapid deformation stage,the slow deformation stage and the stabilization stage.Appropriate construction methods should be carefully selected to ensure safety during tunnel excavation in the first stage.To avoid secondary disasters caused by tunnel collapses,three treatment measures may be implemented as part of safety management:enhancing the monitoring of the surrounding rock deformation,adjusting the construction methods and optimizing the support systems.In particular,accurate monitoring data and timely information feedback play a vital role in tunnel construction.Therefore,engineers with considerable engineering experience and professional knowledge are needed to analyze the monitoring data and make accurate predictions of tunnel deformation to ensure that reasonable measures are taken in the process of shallow tunnel excavation.

Non-contact monitoring and analysis system for tunnel surrounding rock deformation of underground engineering

It is very important to monitor surrounding rock deformation in tunnel construction. The principle, function, development and application of the system composed of a total station and computer for monitoring and analyzing surrounding rock deformation were discussed. The new methods of two free station of 3D measurement and its mathematic adjustment mode were presented. The development of software for total station on-board and post for computer were also described. Without centering it and measuring its height, the total station controlled by the software on-board can fulfill the whole measurements to target points. Monitoring data can be processed by the post software and results of regression analysis, forecasting information of the tunnel surrounding rock deformation can be provided in time. The practical use shows that this system is practicable, highly accurate and efficient. It satisfies the needs of safety and information construction in tunnel construction of underground engineering.

Mechanical response features and failure process of soft surrounding rock around deeply buried three-centered arch tunnel

Due to the extreme complexity of mechanical response of soft surrounding rock(SR) around a tunnel under high geostatic stress conditions, the integration of physical and numerical modeling techniques was adopted. Based on the similarity theory, new composite-similar material was developed, which showed good agreement with the similarity relation and successfully simulated physico-mechanical properties(PMP) of deep buried soft rock. And the 800 mm×800 mm×200 mm physical model(PM) was conducted, in which the endoscopic camera technique was adopted to track the entire process of failure of the model all the time. The experimental results indicate that the deformation of SR around a underground cavern possessed the characteristics of development by stages and in delay, and the initial damage of SR could induce rapid failure in the later stage, and the whole process could be divided into three stages, including the localized extension of crack(the horizontal load(HL) was in the range of 130 k N to 170 k N, the vertical load(VL) was in the range of 119 k N to 153.8 k N), rapid crack coalescence(the HL was in the range of 170 k N to 210 k N, the VL was in the range of 153.8 k N to 182.5 k N) and residual strength(the HL was greater than 210 k N, the VL was greater than 182.5 k N). Under the high stress conditions, the phenomenon of deformation localization in the SR became serious and different space positions show different deformation characteristics. In order to further explore the deformation localization and progressive failure phenomenon of soft SR around the deeply buried tunnel, applying the analysis software of FLAC3 D three-dimensional explicit finite-difference method, based on the composite strain-softening model of Mohr-Coulomb shear failure and tensile failure, the calculation method of large deformation was adopted. Then, the comparative analysis between the PM experiment and numerical simulation of the three centered arch tunnels was implemented and the relationship of deformation localization and progressive failure of SR around a tunnel under high stress conditions was discussed.

Surrounding rock deformation regularity of roadway under extremely complicated geological conditions in deep mine and its control

By combining the practices of deep mine mining in Changguang Mine field and using the Universal Distinct Element Code 3 0(UDEC3 0) numerical computing method, the distribution characteristics of deformation field and stress field as well as the surrounding rock deformation regularity of soft rock roadway are analyzed under extremely complicated geological conditions, a technical principle of bolting to control the surrounding rock of roadway is put forward. And also using a dynamic control for surrounding rocks designing method, the supporting parameters and implement plan are rationally determined. The experimental tests have obtained a good controlling result of surrounding rock.

THE RELATION BETWEEN THE CHAIN PILLAR WIDTH AND THE SURROUNDING ROCK DEFORMATION OF ROADWAY

Based on the analysis and research into ground pressure behavior law and surrounding rock deformation of a large number of roadways affected by mining activity,this paper proposed a relation between the surrounding rock deformation during mining ,the surrounding rock deformation rate during stable stage of mining and the chain pillar width. Moreover,it established the relation between the total amount of surrounding rock deformation during service period of roadway and the chain pillar width,which provides a principal basis for choosing the chain pillar width.

Physical model test and numerical simulation on the failure mechanism of the roadway in layered soft rocks

To explore the failure mechanism of roadway in layered soft rocks,a physical model with the physically finite elemental slab assemblage(PFESA)method was established.Infrared thermography and a video camera were employed to capture thermal responses and deformation.The model results showed that layered soft roadway suffered from large deformation.A three-dimensional distinct element code(3 DEC)model with tetrahedral blocks was built to capture the characteristics of roadway deformation,stress,and cracks.The results showed two failure patterns,layer bending fracture and layer slipping after excavation.The layer bending fracture occurred at positions where the normal direction of layers pointed to the inside of the roadway and the layer slipping occurred in the ribs.Six schemes were proposed to investigate the effects of layered soft rocks.The results showed that the deformation of ribs was obviously larger than that of the roof and floor when the roadway passed through three types of strata.When the roadway was completely in a coal seam,the change of deformation in ribs was not obvious,while the deformation in the roof and floor increased obviously.These results can provide guidance for excavation and support design of roadways in layered soft rocks.

Upper bound solution of surrounding rock pressure of shallow tunnel under nonlinear failure criterion

The nonlinear Baker failure criterion is introduced into the upper-bound limit analysis to examine the face stability of a shallow tunnel. The tunnel face under the ultimate limit state is analyzed from the perspective of energy balance. The work rates of external forces and internal energy dissipation are calculated. An analytical solution of necessary face pressures is derived. The optimal upper-bound solution of the face pressures is obtained by optimization. The results show that the three dimensionless parameters A, T, n of nonlinear Baker failure criterion have different effects on the necessary face pressures and the pattern failure mechanisms ahead of tunnel face. A is the most important one;n takes the second place, and T is the least one. The computed necessary face pressures are nonlinearly increasing when A is reduced. Combined with the actual monitoring data of Taxia tunnel, the calculation results in this paper is verified. It is suggested that the tunnel face supports should be strengthened timely in soft rocks to prevent the occurrence of face collapse.

Deformation Mechanism and Stability of a Rocky Slope

A high slope is located on the side of the spillway at a hydropower station in Southwest China, which has some weak inter-layers inclining outwards. Parts of the slope show heavy weathering and unloading. There appeared deformation and tensile crack either on the surface or on the afteredge of the slope during excavation, and under a platform （elev. 488 m）, two levels of slopes collapsed on the downriver side. Based on the investigation in situ and the analysis of the geological structure, the conceptual model of deformation and failure mechanism was erected for this slope. Furthermore, the deformation characteristics were studied with FLAC^3D numerical simulation. Comprehensive analysis shows that the whole deformation of the slope is unloading rebound in certain depth scope and the whole body does not slide along any weak interlayer. In addition, two parts with prominent local deformation in the shallow layer of the slope show the models of ＂creep sfiding-tensile cracking＂ and ＂slidlng-tensile cracking＂, respectively. Based on the above analysis, the corresponding project of support and reinforcement is proposed to make the slope more stable.