A novel method for geometric quality assurance of rock joint replicas in direct shear testing-Part 2:Validation and mechanical replicability

Each rock joint is unique by nature which means that utilization of replicas in direct shear tests is required in experimental parameter studies.However,a method to acquire knowledge about the ability of the replicas to imitate the shear mechanical behavior of the rock joint and their dispersion in direct shear testing is lacking.In this study,a novel method is presented for geometric quality assurance of replicas.The aim is to facilitate generation of high-quality direct shear testing data as a prerequisite for reliable subsequent analyses of the results.In Part 1 of this study,two quality assurance parameters,smf and V_(Hp100),are derived and their usefulness for evaluation of geometric deviations,i.e.geometric reproducibility,is shown.In Part 2,the parameters are validated by showing a correlation between the parameters and the shear mechanical behavior,which qualifies the parameters for usage in the quality assurance method.Unique results from direct shear tests presenting comparisons between replicas and the rock joint show that replicas fulfilling proposed threshold values of σ_(mf)<0.06 mm and
|V_(Hp100)|
<0.2 mm have a narrow dispersion and imitate the shear mechanical behavior of the rock joint in all aspects apart from having a slightly lower peak shear strength.The wear in these replicas,which have similar morphology as the rock joint,is in the same areas as in the rock joint.The wear is slightly larger in the rock joint and therefore the discrepancy in peak shear strength derives from differences in material properties,possibly from differences in toughness.It is shown by application of the suggested method that the quality assured replicas manufactured following the process employed in this study phenomenologically capture the shear strength characteristics,which makes them useful in parameter studies.

Assessment of liquefaction potential based on shear wave velocity:Strain energy approach

Liquefaction assessment based on strain energy is significantly superior to conventional stress-based methods.The main purpose of the present study is to investigate the correlation between shear wave velocity and strain energy capacity of silty sands.The dissipated energy until liquefaction occurs was calculated by analyzing the results of three series of comprehensive cyclic direct simple shear and triaxial tests on Ottawa F65,Nevada,and Firoozkuh sands with varying silt content by weight and relative densities.Additionally,the shear wave velocity of each series was obtained using bender element or resonant column tests.Consequently,for the first time,a liquefaction triggering criterion,relating to effective overburden normalized liquefaction capacity energy(WL=s’c)to effective overburden stresscorrected shear wave velocity(eVs1)has been introduced.The accuracy of the proposed criteria was evaluated using in situ data.The results confirm the ability of shear wave velocity as a distinguishing parameter for separating liquefied and non-liquefied soils when it is calculated against liquefaction capacity energy(WL=s’c).However,the proposed WL=s’c-Vs1 curve,similar to previously proposed cyclic resistance ratio(CRR)-Vs1 relationships,should be used conservatively for fields vulnerable to liquefaction-induced lateral spreading.

A statistical damage-based constitutive model for shearing of rock joints in brittle drop mode

Some rock joints exhibit significant brittleness,characterized by a sharp decrease in shear stress upon reaching the peak strength.However,existing models often fail to accurately represent this behavior and are encumbered by numerous parameters lacking clear mechanical significance.This study presents a new statistical damage constitutive model rooted in both damage mechanics and statistics,containing only three model parameters.The proposed model encompasses all stages of joint shearing,including the compaction stage,linear stage,plastic yielding stage,drop stage,strain softening stage,and residual strength stage.To derive the analytical expression of the constitutive model,three boundary conditions are introduced.Experimental data from both natural and artificial rock joints is utilized to validate the model,resulting in average absolute relative errors ranging from 3%to 8%.Moreover,a comparative analysis with established models illustrates that the proposed model captures stress drop and post-peak strain softening more effectively,with model parameters possessing clearer mechanical interpretations.Furthermore,parameter analysis is conducted to investigate the impacts of model parameters on the curves and unveil the relationship between these parameters and the mechanical properties of rock joints.Importantly,the proposed model is straightforward in form,and all model parameters can be obtained from direct shear tests,thus facilitating the utilization in numerical simulations.

Numerical simulation of direct shear tests on mechanical properties of talus deposits based on self-adaptive PCNN digital image processing

The macro mechanical properties of materials with characteristics of large scale and complicated structural composition can be analyzed through its reconstructed meso-structures.In this work,the meso-structures of talus deposits that widely exist in the hydro-power engineering in the southwest of China were first reconstructed by small particles according to the in-situ photographs based on the self-adaptive PCNN digital image processing,and then numerical direct shear tests were carried out for studying the mechanical properties of talus deposits.Results indicate that the reconstructed meso-structures of talus deposits are more consistent with the actual situation because the self-adaptive PCNN digital image processing has a higher discrimination in the details of soil-rock segmentation.The existence and random distribution of rock blocks make the initial shear stiffness,the peak strength and the residual strength higher than those of the "pure soil" with particle size less than 1.25 cm apparently,but reduce the displacements required for the talus deposits reaching its peak shear strength.The increase of rock proportion causes a significant improvement in the internal friction angle of talus deposit,which to a certain degree leads to the characteristics of shear stress-displacement curves having a changing trend from the plastic strain softening deformation to the nonlinear strain hardening deformation,while an unconspicuous increase in cohesion.The uncertainty and heterogeneity of rock distributions cause the differences of rock proportion within shear zone,leading to a relatively strong fluctuation in peak strengths during the shear process,while movement features of rock blocks,such as translation,rotation and crossing,expand the scope of shear zone,increase the required shear force,and also directly lead to the misjudgment that the lower shear strength is obtained from the samples with high rock proportion.That,however,just explains the reason why the shear strength gained from a small amount of indoor test data is not consistent with engineering practice.

Large-scale direct shear testing of geocell reinforced soil

The tests on the shear property of geocell reinforced soils were carried out by using large-scale direct shear equipment with shear-box-dimensions of 500 mm×500 mm×400 mm (length×width×height). Three types of specimens, silty gravel soil, geocell reinforced silty gravel soil and geocell reinforced cement stabilizing silty gravel soil were used to investigate the shear stress-displacement behavior, the shear strength and the strengthening mechanism of geocell reinforced soils. The comparisons of large-scale shear test with triaxial compression test for the same type of soil were conducted to evaluate the influences of testing method on the shear strength as well. The test results show that the unreinforced soil and geocell reinforced soil give similar nonlinear features on the behavior of shear stress and displacement. The geocell reinforced cement stabilizing soil has a quasi-elastic characteristic in the case of normal stress coming up to 1.0 GPa. The tests with the reinforcement of geocell result in an increase of 244% in cohesion, and the tests with the geocell and the cement stabilization result in an increase of 10 times in cohesion compared with the unreinforced soil. The friction angle does not change markedly. The geocell reinforcement develops a large amount of cohesion on the shear strength of soils.

Effects of water saturation and loading rate on direct shear tests of andesite

For estimating the long-term stability of underground framework,it is vital to learn the mechanical and rheological characteristics of rock in multiple water saturation conditions.However,the majority of previous studies explored the rheological properties of rock in air-dried and water saturated conditions,as well as the water effects on compressive and tensile strengths.In this study,andesite was subjected to direct shear tests under five water saturation conditions,which were controlled by varying the wetting and drying time.The tests were conducted at alternating displacement rates under three vertical stresses.The results reveal that the shear strength decreases exponentially as water saturation increases,and that the increase in shear strength with a tenfold increase in displacement rate is nearly constant for each of the vertical stresses.Based on the findings of the shear tests in this study and the compression and tension tests in previous studies,the influences of both water saturation and loading rate on the Hoek-Brown failure criterion for the andesite was examined.These results indicate that the brittleness index of the andesite,which is defined as the ratio of uniaxial compressive strength to tensile strength,is independent of both water saturation and loading rate and that the influences of the water saturation dependence and the loading rate dependence of the failure criterion can be converted between each other.

ANALYSIS OF SIZE EFFECT,SHEAR DEFORMATION AND DILATION IN DIRECT SHEAR TEST BASED ON GRADIENT- DEPENDENT PLASTICITY

The paper concerns the issue of size law,localized deformation and dilation or compaction due to shear localization. It is assumed that the shear localization initiates at the peak shear stress in the form of single shear band,and based on gradient-dependent plasticity,an analytical solution on size effect or snap-back is obtained. The results show that the post peak response becomes steeper and even exhibits snap-back with increasing of length. For small specimen,the relative shear displacement when specimen failure occurs is lower than that of larger specimen and the shear stress-relative displacement curve becomes steeper. The theoretical solution on non-uniformity of strains in shear band is obtained and evolution of the relative shear displacement is represented. By resorting to the linear relation between local plastic shear strain and local plastic volumetric strain,the dilation and compaction within shear band are analyzed. Relation between apparent shear strain and apparent normal strain and relation between shear displacement and vertical displacement are established.

Direct shear tests of coarse-grained fillings from high-speed railway subgrade in cold regions

In order to study the shear behavior of coarse-grained fillings taken from the subgrade bottom layer of a cold region high-speed railway,large scale direct shear tests were conducted with different normal pressures,water contents and temperatures.The results indicate that the relationship between shear displacement and shear stress changed from strain-softening at lower normal pressures to strain-hardening at higher normal pressures,in both unfrozen and frozen states.This phenomenon was mainly due to the shear dilatation deformation effect.The shear displacement-shear stress curves show similar stages.Besides,the shear stress rapidly increased and there was not an increment in the shear displacement during the initial stage of the shear process in the frozen state.In both the unfrozen or frozen states at the same water contents,the shear strength increased with increasing normal pressure.

Presentation of Empirical Equations for Estimating Internal Friction Angle of GW and GC Soils in Mashhad, Iran Using Standard Penetration and Direct Shear Tests and Comparison with Previous Equations

Presentation of empirical equations for estimating engineering properties of soils is a simple, low cost and widely-used method. One of the major concerns in using these equations is evaluating their accuracy in different conditions and regions which often lead to doubts about obtained results. Most of these equations were derived in special laboratories, different climate conditions and in soils with different geotechnical and geological engineering properties and were generalized to other conditions. The main question is that whether these methods are also applicable to other conditions. Using local equations and narrowing the usage range of various methods based on each region’s properties are appropriate methods to solve these problems. This leads to simplified and faster analysis and high reliability in the obtained results. In this paper, empirical equations were derived to estimate internal friction angle, based on SPT numbers of Mashhad City’s soils in Iran, using SPT and direct shear tests results from 50 samples (25 GW and 25 GC soil samples). The results showed similar values for predicted?φ?values by SPT test and?φ?values determined by direct shear tests.

Physical and mechanical properties and microstructures of submarine soils in the Yellow Sea

In recent years,the exploration of seabed has been intensified,but the submarine soils of silt and sand in the Yellow Sea area have not been well investigated so far.In this study,the physical and mechanical properties of silt and sand from the Yellow Sea were measured using a direct shear apparatus and their microstructures were observed using a scanning electron microscope.The test results suggest that the shear strength of silt and sand increases linearly with the increase of normal stress.Based on the direct shear test,the scanning electron microscope was used to observe the section surface of sand.It is observed that the section surface becomes rough,with many“V”‐shaped cracks.Many particles appear on the surface of the silt structure and tend to be disintegrated.The X‐ray diffraction experiment reveals that the sand and silt have different compositions.The shear strength of sand is slightly greater than that of silt under high stress,which is related to the shape of soil particles and the mineral composition.These results can be a reference for further study of other soils in the Yellow Sea;meanwhile,they can serve as soil parameters for the stability and durability analyses of offshore infrastructure construction.

Mathematical Modeling of Shear Stress and Direct Shear Test for Compressible Soil: Case of Soil Bordering the Wouri River

This paper focuses on the development of the mathematical model of shear stress by direct shear test for compressible soil of the littoral region, which will be a great tool in the hand of geotechnical engineers. The most common use of a shear test is to determine the shear strength which is the maximum shear stress that a material can withstand before the failure occurs. This parameter is useful in many engineering designs such as foundations, roads and retaining walls. We carried out an experimental laboratory test of ten samples of undisturbed soil taken at different points of the border of Wouri river of Cameroon. The samples were collected at different depths and a direct shear test was conducted. The investigations have been performed under constant vertical stresses and constant sample volume with the aim to determine the frictional angle and the cohesion of the compressible soil which are so important to establish the conditions of buildings stability. Special care was taken to derive loading conditions actually existing in the ground and to duplicate them in the laboratory. Given that the buildings constructed in this area are subjected to settlement, landslide, and punch break or shear failure, the cohesion and the frictional angle are determined through the rupture line after assessed the mean values of the shear stress for the considered ten samples. The bearing capacity of the soil, which is the fundamental soil parameter, was calculated. From the laboratory experimental results, the least squared method was used to derive an approximated mathematical model of the shearing stress. Many optimizations methods were then considered to reach the best adjustment.

Mechanical behaviour of fiber-reinforced grout in rock bolt reinforcement

Grouted rock bolts subject to axial loading in the field exhibit various failure modes,among which the most predominant one is the bolt-grout interface failure.Thus,mechanical characterization of the grout is essential for understanding its performance in ground support.To date,few studies have been conducted to characterize the mechanical behaviour of fiber-reinforced grout(FRG)in rock bolt reinforcement.Here we experimentally studied the mechanical behaviour of FRG under uniaxial compression,indirect tension,and direct shear loading conditions.We also conducted a series of pullout tests of rebar bolt encapsulated with different grouts including conventional cementitious grout and FRG.FRG was developed using 15%silica fume(SF)replacement of cement(by weight)and steel fiber to achieve highstrength and crack-resistance to overcome drawbacks of the conventional grout.Two types of steel fibers including straight and wavy steel fibers were further added to enhance the grout quality.The effect of fiber shape and fiber volume proportion on the grout mechanical properties were examined.Our experimental results showed that the addition of SF and steel fiber by 1.5%fiber volume proportion could lead to the highest compressive,tensile,and shear strengths of the grout.The minimum volume of fiber that could improve the mechanical properties of grout was found at 0.5%.The scanning electron microscopy(SEM)analysis demonstrated that steel fibers act as an excellent bridge to prevent the cracks from propagating at the interfacial region and hence to aid in maintaining the integrity of the cementitious grout.Our laboratory pullout tests further confirmed that FRG could prevent the cylindrical grout annulus from radial crack and hence improve the rebar’s load carrying capacity.Therefore,FRG has a potential to be utilized in civil and mining applications where high-strength and crack-resistance support is required.

Surrounding rock pressure in the tunnel portal section through moraine under freeze-thaw action

Moraines,characterized by the accumulation of rock and soil debris transported by glacial activity,present unique challenges for tunnel construction,particularly in portal sections,due to prevailing geographical and climatic conditions that facilitate freeze-thaw action.Despite these challenges,there is a dearth of studies investigating the influence of freeze-thaw action and water content on the mechanical properties of moraines,and no research on calculating surrounding rock pressure in moraine tunnels subjected to freeze-thaw conditions.In this study,direct shear tests under freeze-thaw cycles were conducted to examine the effects of freeze-thaw cycles and water content on the mechanical properties of frozen moraine.A comprehensive parameter K,integrating the number of freeze-thaws and water content,was introduced to model cohesion c.Drawing on Terzaghi Theory,we propose an improved algorithm for calculating surrounding rock pressure at the portal section of moraine tunnels.Using a tunnel as a case study,surrounding rock pressure was calculated under various conditions to validate the Improved Algorithm's efficacy.The results show that:(1)Strength loss exhibits a linear trend with the number of freeze-thaw cycles at water content levels of 4%and 8%,while at 12%water content,previous freeze-thaw cycles induce more significant damage to the soil.(2)Moraine saturation peaks between 8%and 12%water content.Following repeated freeze-thaw cycles,moraine shear strength initially increases before decreasing with varying water content.(3)The internal friction angle of moraine experiences slight reductions with prolonged freeze-thaw cycles,but both freeze-thaw cycles and water content significantly influence cohesion.(4)Vertical surrounding rock pressure increases after the initial freeze-thaw cycle,particularly with higher water content,although freeze-thaw cycles have minimal effect on it.(5)Freeze-thaw cycles lead to a substantial increase in lateral surrounding rock pressure,necessitating reinforced support structures at the arch wall,arch waist,and arch foot in engineering projects to mitigate freeze-thaw effects.This study provides a foundation for designing and selecting tunnel support structures in similar geological conditions.

Shear behaviour of a rock bridge sandwiched between incipient joints under the influence of hydraulic pressures

The rock bridges sandwiched in incipiently jointed rock mass were considered as barriers that block the fluid seepage,and provide certain shear strength reservation.For better revealing the influence of hydraulic pressure on the failure behaviour of rock bridges,direct shear tests were carried out through a newly proposed method on rock samples that contain two parallel incipient joints.By developing the gypsum-silicone pad coupling samples,a conventional triaxial test system was qualified to implement direct shear tests with satisfied sealing capability.The results showed that the rock bridges could be failed through the tensile failure,shear failure and mixed failure mechanism.The hydraulic pressure would facilitate the tensile failure mechanism and induce rougher fracture surfaces;while the normal stress would facilitate the shear failure mechanism and induce less rough fracture.The hydraulic pressure reduced the global shear strength of the rock block through reducing the efficient normal stress applied on the rock bridge area,which was highly dependent on the joint persistence,k.Moreover,because of the iterating occurrence of the hydraulic pressure lag with the fracture propagation,the rock bridge failure stage in the shear stress-shear displacement curves displayed a fluctuation trend.

Mesomechanical simulation of direct shear test on outwash deposits with granular discrete element method

The mechanical properties of outwash deposits which are taken as unconsolidated geo-materials with the characteristics of non-uniformity, heterogeneity and multiphase have attracted much attention in engineering. According to the results of laboratory direct shear test on the remolded samples, the soil particle parameters of numerical model based on in-situ particle size cumulative curves and 3D granular discrete element method were determined. Then, numerical experiments on different lithology, stone content and gradation composition were conducted. The results show that it is not a flat surface but a shear band that yields in the sample. The curve of particle velocity vs distance from the designed shear surface of test model that is taken as a datum plane in the vertical section of sample shows in "S" shape. The shear disturbance area is about twice the maximum diameter of stone blocks. The greater the stiffness of stone is, the rougher the shear surface is. The shear strength of outwash deposits is largely controlled by lithology and stone content, and the bite force between stone blocks is the root reason of larger friction angle. It is also shown that strain hardening and low shear dilatancy occur under high confining pressure as well as possibility of shear shrinkage. But it is easy to behave shear dilatation and strain softening under low confining pressure. The relationship between particle frictional coefficient and stone content presents an approximately quadratic parabola increase. The strain energy first increases and then drops with the increase of frictional energy. The cohesion increases with soil stiffness increasing but decreases with stone stiffness increasing. Numerical results are consistent with the laboratory test results of remolded samples, which indicate that this method can be a beneficial supplement to determine the parameters of engineering deposit bodies.

Numerical analysis of loess and weak intercalated layer failure behavior under direct shearing and cyclic loading

The mechanical behavior of the joints inside a loess layer is greatly important in weak intercalation studies owing to its involvement in a wide range of landslides in the loess region in China.The shear behavior of the joints in the loess stratum during direct shear and cyclic loadings was investigated using the PFC2D discrete element software.Loess mudstone and mudstone with weak intercalated layer materials were subjected to direct testing,and cyclic shear tests were conducted with consideration to the influence of normal stress and shear velocity.The macroscopic properties and damage patterns were obtained for six numerical configurations;namely,loess-weathered mudstone with 0°,10°,and-10°joints and weathered mudstone with 0°,10°,and-10°weak intercalated layers.The numerical test results revealed that,in the direct shear tests,the shear stress and shear displacement of the samples increased with the normal stress.In the cyclic shear tests with a total cycle number N=20,the shear stress-shear strain curve of the six different configurations exhibited a hysteresis loop.The numerical tests also revealed that,under cyclic shear,the normal stress and shear velocity affected the shear strength.The degree of damage increased as the shear velocity decreased from 0.1 mm/s to 0.005 mm/s for all six numerical configurations.Compared with the damage pattern of the direct shear tests,the damage of the cyclic shear tests mainly comprised shear cracks and fractures,some shaking consolidation settlement and fewer shear strain occurred around the joints.In the direct shear tests,more compression cracks and fractures occurred in the samples.The damage mainly developed along the joints,and shearing-off damage occurred.The results obtained by this study further elucidate the failure mechanism and microscopic damage response of the joints in the loess stratum in Northwest China.

Application of in situ direct shear device to shear strength measurement of rockfill materials

A simplified in situ direct shear test （DST） was developed for measuring the shear strength of soils in fields. In this test, a latticed sheafing frame replaces the upper half of the shear box used in the conventional direct shear box test. The latticed shearing frame is directly embedded in the ground to be tested after a construction process and is pulled with a flexible chain while a constant dead load is applied to the sample in the sheafing frame. This simplified in situ DST has been validated by comparing its results with those of triaxial tests on samples with parallel gradations under normal stresses less than 100 kPa. In this study, the DST was further validated by carrying out tests on samples with the same gradations, rather than on samples with parallel gradations, under normal stresses up to 880 kPa. In addition, the DST was performed inside fills in two applications.

Soil shear properties as infl uenced by straw content:An evaluation of field-collected and laboratory-remolded soils

Following a rice or wheat harvest, a large amount of crop residue （straw） is retained in fields. The straw is often incorporated into the soil in order to increase the soil organic carbon storage and to reduce soil erosion. However, it has become apparent that the incorporated straw can significantly alter soil shear properties, which can dramatically affect energy inputs for tilling and other soil management practices. In this study, laboratory-remolded wheat straw-soil samples were compared with field-collected straw-soil samples; we found high correlations for the cohesion （R2=0.9084） and internal friction angle （R2=0.9548） properties of the samples. Shear tests on rice and wheat straw with different moisture content levels clearly demonstrated the relatively higher shear strength of wheat straw compared to rice straw. The cohesion of remolded rice and wheat straw-soil samples exhibited an increasing linear trend with an increase in densities, whereas the internal friction angle data for these samples exhibited a quadratic trend. Overlapping the cohesion curves revealed that the wheat straw-soil and rice straw-soil samples had the same cohesion at a straw density of 0.63%. Similar results were obtained when the internal fraction angle curves overlapped; the resultant point of intersection was observed at a straw density of 0.46%. As a whole, the remolded sample methodology was found suitable to simulate the shear properties of soils sampled directly from fields.

Design and verification of portable direct shear tester with application to remolded colluvium geomaterials

The mechanical properties of colluvium strongly govern the stability of colluvial slopes, and they arc essential for the related analysis and design. Nevertheless, their measurement is not easy on account of heterogeneity in property and difficulty of sampling. This study attempted to evaluate the shear strength of remolded colluvium by means of a simple direct shear test in the field. A portable direct shear tester was designed to overcome the inconvenience and expensiveness of the conventional large-scale in-situ direct shear test. It can be easily assembled and applied for the silnplc field direct shear test. For calibration, the results of the portable direct shear tester were compared with the results of the laboratory direct shear tester for four different types of soil samples, i.e. standard sand, slate debris, arenaceous shale debris and mixture of gravel and sand. Correlation formulas were established based on the calibration, enabling the portable direct shear tester to measure and estimate the shear strength of remoldcd colluvium in field. This study primarily focuses on the colluvium in Central Taiwan, including the lateritic Dadu Terrace and the arcnaceous shale of Taiping-Wufcng mounts. The portable direct shear tester was applied to sites selected in these areas, and the results were furthcr analyzed and discussed.

Correlation of liquefaction resistance with shear wave velocity based on laboratory study using bender element

Recent studies using field case history data yielded new criteria for evaluating liquefaction potential in saturated granular deposits based on in situ, stress-corrected shear wave velocity. However, the conditions of relatively insufficient case histories and limited site conditions in this approach call for additional data to more reliably define liquefaction resistance as a function of shear wave velocity. In this study, a series of undrained cyclic triaxial tests were conducted on saturated sand with shear wave velocity Vs measured by bender element. By normalizing the data with respect to minimum void ratio, the test results, in-corporated with previously published laboratory data, statistically revealed good correlation of cyclic shear strength with small-strain shear modulus for sandy soils, which is almost irrespective of soil types and confining pressures. The consequently determined cyclic resistance ratio, CRR, was found to be approximately proportional to Vs4. Liquefaction resistance boundary curves were established by applying this relationship and compared to liquefaction criteria derived from seismic field measure-ments. Although in the range of Vs1>200 m/s the presented curves are moderately conservative, they are remarkably consistent with the published field performance criteria on the whole.